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City of Utica, NY
Oneida County
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Table of Contents
Table of Contents
[L.L. No. 3-1989, § 2; L.L. No. 1-1996, § 1, 3-13-1996; L.L. No. 1-1998, § 1, 6-3-1998; L.L. No. 2-2006, § 1, 3-1-2006]
The Commissioner of Codes Enforcement, Commissioner of Solid Waste Management, Commissioner of Public Works and Chief of the City Fire Department, and any other member of their respective departments designated by them may issue and serve upon a person an appearance ticket pursuant to Article 150 [§ 150.10 et seq.] of the Criminal Procedure Law or any violation of any local law or ordinance adopted by the City. The executive director of the Oneida-Herkimer Solid Waste Management Authority, Commissioner of Public Safety, Commissioner of Parks and Recreation and any employee of the authority or department designated by the executive director or Commissioner may issue and serve such appearance ticket for any violation of the provisions of Chapters 1-22 and 2-22 of this Code.
[Added 8-8-2018 by L.L. No. 4-2018]
(a) 
All prospective City employees may be subject to fingerprinting and background checks who are candidates for the following positions for City service as set forth in the City of Utica Civil Service Rules:
(1) 
All positions which are, now or in the future, designated as classified service in the competitive class, noncompetitive class, labor class and exempt class;
(2) 
All positions which are, now or in the future, designated as unclassified service except those designated as elected officials.
[Added 8-8-2018 by L.L. No. 4-2018]
(a) 
The City of Utica Civil Service Commission shall be responsible for the administration of this local law and shall adopt policies and procedures for the purpose of performing fingerprinting and criminal history review of prospective employees of the City of Utica who are subject to background checks and fingerprinting.
(b) 
The City of Utica Civil Service Commission shall enter into an agreement with the New York State Division of Criminal Justice Services to receive the criminal history reports of prospective applicants for employment in the civil service of the City of Utica. Subsequent to the effective date of the agreement referred to above, all prospective applicants for employment within the classes of the civil service of the City of Utica as set forth in this local law shall be fingerprinted for the purpose of procuring a criminal history report from the New York State Division of Criminal Justice Services.
(c) 
In order to determine the kind of past conduct which may preclude a person from employment with the City of Utica, the following criteria shall aid in determination:
(1) 
Whether the person has been convicted of any offense denominated a felony or misdemeanor by and in violation of the laws of the United States or any of its territories or possessions, or another state or of the State of New York or any political subdivision of this state.
(2) 
Whether a person has been found by any court or administrative tribunal of the United States or any of its territories or possessions, or another state or of the State of New York or any political subdivision of this state to have practiced any fraud, deceit or misrepresentation in the conduct of any occupation, business or profession.
(3) 
If a candidate has been convicted of a felony and/or a misdemeanor, any decision regarding such candidate's fitness for a position must be made on a case-by-case review of the factors contained in Article 23-A, §§ 751, 752 and 753 of the New York State Corrections Law, and §§ 701 through 703(b) of the Corrections Law, regarding certificates of relief for disability and certificates of good conduct.
(d) 
The criteria set forth in Subsection (c) of this section shall constitute sufficient basis for obtaining the criminal history of said person.
(e) 
Fingerprint cards for all prospective employees shall be prepared by the Utica Police Department or its designee together with any applicable fee to be paid by the prospective employee. The appointing authority may waive the applicable fee for any prospective employee; and in that event, the fee shall be paid by the City and be chargeable against the respective department's budget. The fingerprint card and applicable fee will be delivered to the City of Utica Civil Service Office or its designee who shall forward same to the New York State Division of Criminal Justice Services for process in the form and manner as prescribed by the State Division of Criminal Justice Services for a criminal history record search.
(f) 
The criminal history record processed by the New York State Division of Criminal Justice Services concerning prospective employees shall be submitted to the Civil Service Commission, or its designee, for review by the City of Utica Civil Service Office and the appointing authority of the prospective City employee for review and consideration of the contents of those records and a decision regarding the candidate's fitness for the position applied for.
[Code 1964, § 9-94; L.L. No. 7-1981, § 4]
The provisions of this division shall supplement the provisions of § 18 of the Public Officers Law and are intended only to modify certain procedural provisions of § 18 of the Public Officers Law.
[Code 1964, § 9-93; L.L. No. 7-1981, § 3]
The provisions of this division shall apply to all actions and proceedings pending upon the effective date of the legislation from which this division is derived.
[Code 1964, § 9-91; L.L. No. 7-1981, § 1; L.L. No. 2-1997, § 1, 9-17-1997; amended 8-14-2013 by Ord. No. 198;8-14-2013 by Ord. No. 211]
Pursuant to the provisions of § 18 of the Public Officers Law, the City of Utica agrees to be held liable for costs incurred under the provisions of Section 1-2-44 by conferring upon the officers and employees of the City, the Utica Industrial Development Agency, the Utica Urban Renewal Agency, the Utica Harbor Point Local Development Corporation and the City-County-Private Sector Partnership Board the benefits of § 18 of the Public Officers Law.
[Code 1964, § 9-92(a); L.L. No. 7-1981, § 2; L.L. No. 4-2000, § 1, 11-15-2000]
Notwithstanding the provisions of Subdivision 3(b) of § 18 of the Public Officers Law, whenever the Corporation Counsel determines that a conflict of interest exists or a court, upon appropriate motion or otherwise by a special proceeding, determines that a conflict of interest exists and that the employee is entitled to be represented by private counsel, the Corporation Counsel, with the approval of the Mayor, shall prepare a list of private attorneys from which the City employee may select private counsel of his or her choice. The Corporation Counsel may require, notwithstanding the foregoing, that appropriate groups of City employees be represented by the same private counsel. The selection of the Corporation Counsel in preparing such a list shall be made so as to ensure that private counsel has a type and level of professional experience appropriate to the subject matter of the case, that counsel has no conflict of interest with the City, that such counsel is prepared to act in the closest cooperation with the Corporation Counsel consistent with standards and professional responsibility, and that such counsel has agreed to terms of compensation established by the City in accordance with law. If special counsel is employed, the City shall pay reasonable and necessary attorney's fees, at rates established at the time of employment or of assembly of the list, as well as reasonable disbursements and litigation expenses incurred by a City employee in his or her defense. Attorney fees, disbursements and litigation expenses shall be submitted by the attorney promptly at the end of each month to the Corporation Counsel in a manner and form required by the Corporation Counsel and shall be reviewed and approved by the Corporation Counsel prior to payment. Any dispute with respect to representation of multiple employees by a single counsel, the amount of litigation expenses or the reasonableness of attorneys fees shall be resolved the court upon motion or by way of a special proceeding.
[Code 1964, § 9-92(b); L.L. No. 7-1981, § 2]
Notwithstanding the provisions of Subdivision 4(a) of § 18 of the Public Officers Law, in the case of a settlement, the duty to indemnify and save harmless shall be conditioned upon approval of the amount of settlement by the Board of Estimate and Apportionment, rather than the Common Council.
[Code 1964, § 9-92(c); L.L. No. 7-1981, § 2]
Notwithstanding the provisions of Subdivision 4(d) of § 18 of the Public Officers Law, upon entry of a final judgment against the employee or upon a settlement of the claim, the employee shall serve a copy of such judgment or settlement, personally or by certified or registered mail within 10 days of the date of entry or settlement, upon the Corporation Counsel of the City, rather than 30 days and service upon the Chief administrative officer.
[Code 1964, § 9-92(d); L.L. No. 7-1981, § 2]
Notwithstanding the provisions of Subdivision 5 of § 18 of the Public Officers Law, the duty to defend or indemnify and save harmless prescribed by such law shall be conditioned upon delivery by the employee to the Chief legal officer of the City a written request to provide for the employee's defense together with the original or copy of any summons, complaint, process, notice, demand or pleading within five days after the employee is served with such document, rather than 10 days and service upon the Chief administrative officer.
[L.L. No. 1-1991, § 1]
(a) 
All candidates for appointment to the Utica Auxiliary Police shall, prior to appointment, provide fingerprint samples to be submitted to the division of criminal justice services for a criminal record background check.
(b) 
The fingerprints of each prospective auxiliary police officer candidate shall be taken under the auspices of the Utica Police Department and submitted to the Division of Criminal Justice Services, along with the appropriate processing fee.
(c) 
The results of the criminal record background check shall be reviewed by the Chief of Police and Director of Civil Defense.