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City of St. Charles, MO
St. Charles County
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Table of Contents
Table of Contents
[R.O. 2011 § 130.195; Ord. No. 11-175 § 1, 9-7-2011]
A. 
General Elected Official, Appointed Official And Employee Conduct.
1. 
The City expects elected officials, appointed officials and employees will perform their duties conscientiously, honestly, and in accordance with the best interests of the public. Elected officials, appointed officials and employees shall not use their position or the knowledge gained as a result of their position for private or personal advantage.
2. 
The City expects its elected officials, appointed officials and employees to conduct themselves in a businesslike manner. For example, the use of illegal substances, consumption of alcoholic beverages, gambling, fighting, and similar unprofessional activities are strictly prohibited while on the job.
3. 
Elected officials, appointed officials and employees shall not engage in sexual harassment, or conduct themselves in a way that could be construed as such, for example, by using inappropriate language, keeping or posting inappropriate materials in their work area, or accessing inappropriate materials on their computer.
[R.O. 2009 § 36.40; CC 1981 § 2-342; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
Elected officials, appointed officials and employees shall give fair and equal treatment to every citizen. No elected official, appointed official or employee shall grant special consideration or treatment or advantage to any citizen beyond that which is available to every other citizen.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.205; R.O. 2009 § 36.41; CC 1981 § 2-343; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
No person seeking appointment to, or promotion in, the service of the City shall either directly or indirectly give, render or pay any money, service or other thing of value to any person for, or on account of, or in connection with his or her test, appointment, proposed appointment, promotion or proposed promotion.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.210; R.O. 2009 § 36.42; CC 1981 § 2-351; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011; Ord. No. 15-060 § 1, 4-7-2015]
A. 
Sales To City. No elected official, appointed official or employee shall sell or barter anything to the City, or to a contractor to be supplied to the City, or be financially interested, directly or indirectly, in the sale to the City of any land, materials, supplies, equipment or services. Nothing herein shall prohibit an employment contract between the City and an employee.
B. 
Financial Interest In City Contracts - Purchase Of Surplus Property. No elected official, appointed official or employee shall purchase any City property except such property that is declared surplus and which is offered generally to the public for purchase and then only on the same terms and conditions as are offered to the public, except that a department director shall not purchase any surplus property originating from the director's department.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.215; R.O. 2009 § 36.43; CC 1981 § 2-345; Ord. No. 83-25, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
No elected official, appointed official or employee shall engage in any business or transaction or have a financial or other personal interest, direct, or indirect, which is incompatible with the proper discharge of his or her official duties in the public interest or would tend to impair his or her independence or judgment or action in the performance of his or her official duties.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.220; R.O. 2009 § 36.45; CC 1981 § 2-347; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
A. 
No elected official, appointed official or employee shall accept any gift, whether in the form of service, loan, thing, promise, or in any other form from any person which, to his knowledge, is interested, directly or indirectly, in any manner whatsoever, in business dealings with the City, which would affect the performance or non-performance of duty for personal or financial gain.
B. 
Employees are expected to perform their duties in a fair and even-handed manner and are prohibited from taking payment, gifts, loans or other items of value from anyone in exchange for performing their duties. Delivery of services should be able to stand up to full public disclosure and should in no way be granted or withheld because of gifts, favors or other considerations given to an employee. However, acceptance of a nominal gift up to three hundred dollars ($300.00) in value is permitted when not given in exchange for the performance of duties. A gift in excess of three hundred dollars ($300.00) in value is permitted when not given in exchange for the performance of duties and the receipt of such gift is approved by the employee's department head, the Director of Human Resources, and the Director of Administration. In all such matters involving gifts, the primary consideration is that the donor not receive, or appear to receive, treatment not given to any other citizen. If an employee has any concern about the wisdom, legality or honorability of accepting a gift, this concern should be brought to the attention of the City Attorney.
[Ord. No. 21-154, 10-5-2021]
[R.O. 2011 § 130.225; R.O. 2009 § 36.46; CC 1981 § 2-348; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
No elected official, appointed official or employee shall disclose confidential information concerning the property, government, employees or affairs of the City, nor shall he or she use or seek such information to advance the financial or other private interest of himself or others, or to damage or impede City business or fellow employee(s).
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.230; R.O. 2009 § 36.47; CC 1981 § 2-349; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
No elected official, appointed official or employee shall request or permit the use of City-owned property for any purpose except the conduct of City business. No elected official, appointed official or employee shall, directly or indirectly, attempt to obtain any service or benefit from an employee for the personal benefit of such elected official, appointed official or employee.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.235; R.O. 2009 § 36.48; CC 1981 § 2-350; Ord. No. 83-23, 3-30-1983; Ord. No. 02-128, 5-28-2002; Ord. No. 11-175 § 1, 9-7-2011]
No full-time employee in the classified service shall accept outside employment, whether part-time, temporary or permanent, without prior written approval of their department director. Each change in outside employment shall require separate approval. A duplicate copy of the approval shall be filed with the Human Resources Department. Approval shall not be granted when such outside employment interferes or is likely to conflict with the employee's City service. Employees shall not engage in any private business or activity while on duty. No employee shall engage in or accept private employment or render any service for private interest when such employment or service is incompatible or creates a conflict of interest with the employee's official duties. No department director shall prohibit outside employment unless such employment shall conflict with the employee's City service.
[1]
Cross Reference: As to penalty, § 100.150.
[R.O. 2011 § 130.240; R.O. 2009 § 36.44; CC 1981 § 2-346; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
An elected official, appointed official or employee who has a financial or other private interest in any proposed City legislation shall disclose on the records of the Council the nature and extent of such interest. City Councilmembers should follow City Code Section 115.280 et seq. and disclose all matters as appropriate.
[R.O. 2011 § 130.245; R.O. 2009 § 36.49; CC 1981 § 2-352; Ord. No. 83-23, 3-30-1983; Ord. No. 85-24, 3-20-1985; Ord. No. 85-88, 7-19-1985; Ord. No. 99-386, 11-18-1999; Ord. No. 01-29, 2-23-2001; Ord. No. 11-175 § 1, 9-7-2011]
A. 
Coverage. The provisions of this Section extend to all full-time and part-time employees of the City. Nothing in this Section shall be construed or interpreted as to prohibit any City employee from:
1. 
Exercising his or her right to vote in any election or casting his or her vote for or against any candidate or ballot measure;
2. 
Being an officer or member of, or participating in, any labor organization, or paying dues or making any other contribution to a labor organization, which represents the employee and other similarly situated City employees with respect to the terms and conditions of those employees' employment;
3. 
Except as prohibited by Subsection (C)(2) or (3) below, displaying a yard or other sign on his or her own property or vehicle, wearing a badge or button, or expressing his or her views, with respect to any such election or candidate; or
4. 
Except as prohibited by Subsection (C)(2) below, running or campaigning for any elective office, or soliciting or accepting contributions in support of any such candidacy.
B. 
Candidate For Elective Office.
1. 
A City employee may seek election to a partisan political office. The employee shall not use his or her official authority to affect the result of the election. If elected to political office and such office is clearly inconsistent, incompatible, in conflict with, or inimical to his or her duties as a City employee, the employee shall terminate City employment prior to assuming the elected position.
2. 
An employee may be a candidate for a non-paid non-partisan board such as, but not limited to, a school board or a library board, while retaining active City employment and, if elected, may retain City employment.
3. 
Any employee who becomes a candidate for elective office with the City shall be terminated upon being elected and assuming office.
C. 
General Prohibitions On Political Activities.
1. 
No City employee shall participate in the management or administration of any political campaign for or against a person's election to any elective office with the City, or in any campaign to support or oppose the recall or removal of any person who holds an elective office with the City.
2. 
A City employee may not campaign with respect to any person on the ballot in any Federal, State, City, local or municipal election, or solicit contributions or other financial assistance for or against any candidate while in a City uniform (or a uniform normally identified with the City), while the employee is on duty, or while the employee is in a work area of the City. This would include, but not be limited to, verbally or otherwise identifying oneself as a City employee while campaigning, carrying any sign or placard, handing out campaign materials or literature, endorsing a certain candidate for office or verbally soliciting or encouraging support for or against a particular candidate.
3. 
No City employee shall utilize, nor allow anyone else to utilize, his or her name, or position, title or employment with the City, in any political advertisement, campaign material, endorsement or speech concerning the election of any person to any elective office with the City, or concerning the removal or recall of any City elected official.
4. 
A City employee shall not (other than with respect to his or her own candidacy, or the candidacy of his or her spouse, child, grandchild, or parent) accept, or act as an agent for accepting, any financial assistance or contribution for or against any candidate for City Council or any other elective office with the City, or any political organization, political action committee, or political club which supports or opposes any such candidate.
5. 
City employees shall not be appointed, discriminated against or retained based upon their activity, or lack thereof, in any political campaign, or based upon their support, or lack thereof, of any candidate for a City office. City employees shall not be coerced, or subjected to any pressure or influence, by any person who is an employee or elected official of the City, or anyone related to any such person, to take part in a political campaign, to support or oppose a particular candidate or ballot measure, to solicit votes for or against a particular candidate or ballot measure, or to solicit or contribute funds to support or oppose any candidate or ballot measure.
[R.O. 2011 § 130.250; Ord. No. 11-175 § 1, 9-7-2011]
Situations may arise when there appears to be a conflict between official responsibilities and personal interests. These may be situations involving financial dealings, spending City funds, regulating businesses or persons, purchasing supplies or materials or contracting for services. In order to avoid violating the public's trust, or of giving the appearance of such a violation, employees shall alert their supervisor immediately of such conflicting situation. If the employee and the supervisor are unclear about the appropriateness of the situation, the matter should be promptly referred to the City Attorney.
[R.O. 2011 § 130.255; Ord. No. 11-175 § 1, 9-7-2011]
The acceptance of a kickback, secret commission or payment of anything of value from a person doing business with the City except as set forth above regarding accepting gifts from person dealing with City is strictly prohibited. Any violation of this policy shall result in immediate termination and prosecution to the fullest extent of the law.
[R.O. 2011 § 130.260; Ord. No. 11-175 § 1, 9-7-2011]
A. 
Whenever a City employee is responsible for handling cash or other financial matters, the job of the employee is to document every aspect of the transaction fully and completely. All City cash and bank accounts must be handled so as to avoid any question of bribery, kickbacks, improper payment, illegal activity or suspicion of any impropriety whatsoever.
B. 
When an employee incurs an approved expense or spends their own funds on City needs, that expense must be appropriate and documented promptly and properly on the forms provided by their appointing authority.
[R.O. 2011 § 130.265; Ord. No. 11-175 § 1, 9-7-2011]
A. 
Accurate and reliable records of many kinds are necessary to meet the City's legal and financial obligations and to manage the affairs of the City. The City's books and records must reflect in an accurate and timely manner all transactions. The employees responsible for accounting and recordkeeping must fully disclose and record all assets, liabilities, or both, and must exercise diligence in enforcing these requirements.
B. 
Elected officials, appointed officials and employees shall not make or engage in any false record or communication of any kind, whether internal or external, including, but not limited to:
1. 
False expense, attendance, production, financial, or similar reports and statements.
2. 
Misleading representations.
[R.O. 2011 § 130.270; Ord. No. 11-175 § 1, 9-7-2011]
A. 
Employees shall take care to separate their personal activities from their City positions when communicating on matters not involving City business. Employees shall not use City identification, stationery, supplies, and equipment for personal or political matters.
B. 
When communicating publicly on matters that involve City business, employees shall not presume to speak for the City on any topic, unless they are certain that the views they express are those of the City, and it is the City's desire that such views be publicly disseminated.
C. 
When performing City business, employees shall take care not to compromise the integrity or damage the reputation of the City, any person, business or government body.
[R.O. 2011 § 130.275; Ord. No. 11-175 § 1, 9-7-2011]
In all matters pertaining to citizens, customers, suppliers, vendors, governmental authorities, and the public at large, employees shall make every effort to achieve complete, accurate, and timely communications and shall respond promptly and courteously to all proper requests for information and to all complaints.
[R.O. 2011 § 130.280; Ord. No. 11-175 § 1, 9-7-2011]
A. 
When handling financial and personal information about the public or others with whom the City has dealings, observe the following principles:
1. 
Collect, use, and retain only the personal information necessary for the City's business. Whenever possible, obtain any relevant information directly from the person concerned. Use only reputable and reliable sources to supplement this information.
2. 
Retain information only for as long as necessary or as required by law. Protect the physical security of this information.
3. 
Limit internal access to personal information to those with a legitimate business reason for seeking that information. Use only personal information for the purposes for which it was originally obtained. Obtain the consent of the person concerned before externally disclosing any personal information, unless legal process or contractual obligation require otherwise.
[R.O. 2011 § 130.285; Ord. No. 11-175 § 1, 9-7-2011]
Safety is every employee's responsibility. The elimination of workplace accidents and injuries are the responsibility of every employee. Employees shall comply with all safety rules and regulations. An employee shall promptly report any unsafe condition or any accident to their supervisor, even in cases where there was no injury or property damage.
[R.O. 2011 § 130.290; Ord. No. 11-175 § 1, 9-7-2011]
Employees shall be completely honest in their dealings with the public, elected officials, appointing authorities, supervisors and fellow employees. Lying, in any form, is prohibited.
[R.O. 2011 § 130.295; Ord. No. 11-175 § 1, 9-7-2011]
City administration frequently relies on the views and opinions of employees when determining a course of action or policy. Employees are obligated to provide as much information as possible and their own best opinion to administration when determining a course of action or policy. However, once a decision has been made by administration, it is the responsibility of every employee to make it succeed.
[R.O. 2011 § 130.298; Ord. No. 11-175 § 1, 9-7-2011]
A. 
Employees should be alert to situations in which other employees commit or are about to commit acts which violate the law or this Code of Ethics. Illegal, unethical or dishonest acts harm us all. Each employee has the responsibility to report such acts whenever and wherever he or she finds them. This means advising a coworker when his or her acts appear ethically or legally questionable.
B. 
If an employee becomes aware of any evidence of fraud and dishonesty, administration should immediately be advised. If the employee has reason to believe that their supervisor may be involved or is not comfortable reporting the occurrence to their supervisor, the employee shall immediately notify the City Attorney or report the occurrence through the fraud hotline, which is accessible by phone.
[R.O. 2011 § 130.300; R.O. 2009 § 36.51; CC 1981 § 2-355; Ord. No. 83-23, 3-30-1983; Ord. No. 11-175 § 1, 9-7-2011]
Any employee violating any Section of this Code of Ethics may be subject to disciplinary action up to and including termination of employment and may also be subject to such other penalties as may be provided by City ordinance or State or Federal law.
[R.O. 2011 § 130.310; R.O. 2009 § 36.50; CC 1981 § § 2-353 — 2-354; Ord. No. 83-23, 3-30-1983; Ord. No. 02-128, 5-28-2002; Ord. No. 07-162, 6-11-2007]
A. 
Supplemental Rules. Each department director with the approval of the Mayor shall supplement the employees' Code of Ethics with provisions which would be uniquely peculiar or applicable only to their department.
B. 
Procedures For Interpretation. Any question regarding the application or interpretation of the employees' Code of Ethics to a specific action, case situation or event shall be brought to the attention of the Mayor by the employee or employees concerned. The Mayor shall dispose of each by appropriate administrative decision. The employee(s) shall be notified of such decision in writing with a copy forwarded to the Human Resources Department for filing in the employee's personnel records.