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Village of Monroe, NY
Orange County
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Table of Contents
Table of Contents
For the purposes of this chapter, the following terms shall have the meanings indicated:
FAMILY MEMBERS
Grandparents, parents, spouse, in-laws, children, grandchildren, brothers and sisters of a Village officer, Village Board member, Village employee or Village consultant.
INTEREST
Any claim, account or demand against or agreement with the Village, express or implied, including designation of a depository of public funds and the designation of an official newspaper, and direct or indirect pecuniary or material benefit accruing to an officer or employee as the result of a business or professional transaction with the Village. For the purposes of this chapter, an officer or employee shall be deemed to have a direct interest in the affairs of:
A. 
His or her spouse, minor children, dependents and family members;
B. 
A business concern, partnership, trust or association of which such officer or employee and family member, is a member, partner, owner, director or employee;
C. 
A corporation of which such officer or employee is an officer, director or employee; and
D. 
A corporation, any stock of which is owned or controlled directly or indirectly by such officer or employee or any such corporation in which such officer or employee or family member owns more than 5% of said stock.
VILLAGE
The Village of Monroe or any of its boards, commissions or agencies, whether operated or funded solely by the Village of Monroe or jointly with one or more other municipalities.
VILLAGE BOARD MEMBER OR VILLAGE EMPLOYEE
Any elected or appointed official or any employee of the Village, whether paid or not, including members of any administrative advisory board, commission or other agency thereof, including, but not limited to, the Planning Board and Zoning Board of Appeals. For the purpose of this chapter, no person shall be deemed a Village officer or Village employee solely by reason of being a volunteer in any service organization, including, but not limited to, volunteer firemen or employed by the Village as the result of a contractual agreement. "Village employee" shall be deemed to include the Village Attorney, Planning Board Attorney and Zoning Board Attorney.
VILLAGE CONSULTANT
Any individual, group or firm which renders services on behalf of the Village to any Village officer, the Village Board, Planning Board, Zoning Board of Appeals or any other Village agency, board or commission.
A. 
Employment.
(1) 
No Village officer, Village Board member, Village employee or Village consultant shall have, of hereafter incur, any interest, financial or otherwise, direct or indirect, or engage in any business or transaction or professional activity or incur any obligation of any nature which is in conflict with or might reasonably tend to conflict with the proper discharge of his/her duties in the public interest.
(2) 
No Village Board member, Village officer, Village employee or Village consultant shall accept other employment which will impair his/her independence of judgment in the exercise of his/her official Village duties.
(3) 
No Village officer, Village Board member or Village employee shall engage in, solicit, negotiate for or promise to accept private employment or render services for private interests when such employment or service creates a conflict with or impairs the proper discharge of his/her official duties.
B. 
Disclosure of confidential information.
(1) 
No Village Board member, Village officer, Village employee or Village consultant shall accept employment or engage in a business or professional activity which will require him/her to disclose confidential information gained by reason of official position or authority.
(2) 
No Village officer, Village Board member or Village employee of the Village shall disclose confidential information acquired by him/her in the course of his/her official duties or use such information to further his/her personal interests or the private interests of others.
C. 
Misuse of authority. No Village Board member, Village officer, Village employee or Village consultant shall use or attempt to use his/her official position to secure unwarranted privileges or exemptions for himself/herself or others.
D. 
Misuse of privilege. No Village Board member, including the Mayor, Village officer, Village employee or Village consultant shall, by his/her conduct, give reasonable basis for the impression that another can improperly influence him/her or unduly enjoy his/her favor in the performance of his/her official duties or that he/she is affected by kinship, rank, position or influence of any party or person.
E. 
Compensation. No Village officer, Village Board member or Village employee or family member thereof or Village consultant of the Village, as defined in this chapter, shall receive compensation or enter into any agreement to receive compensation, express or implied, with respect to any matter which is, was or may be presented to the Village for determination in the official capacity of any Village officer, Village Board member or Village employee of the Village of Monroe. In addition, no Village officer, Village Board member or Village employee or family member thereof or Village consultant of the Village of Monroe shall receive compensation or enter into any agreement, express or implied, to receive compensation in relation to any matter before any municipal agency, department, board or commission, except as a part of the official responsibilities of the members of the agency, department, board or commission or as a function of the official position of the Village officer, Village Board member or Village employee or Village consultant.
F. 
Gifts. No Village Board member, Village officer, Village employees or Village consultant shall accept any gifts or gratuities in excess of $50 in value in any way relating to his/her official duties. The recipient of such gift or gratuity shall immediately return the same to the giver and shall notify the Village of Monroe Board of Ethics, in writing, of this incident.
G. 
Investments.
(1) 
The Mayor, Village Board members, Village officers, Village employees and Village consultants shall abstain from enterprises which he/she has reason to believe may be directly involved in decisions to be made or advice to be given by him/her or which will otherwise create substantial conflict between his/her duty in the public interest and his/her private interest.
(2) 
No Village officer, Village Board member or Village employee or Village consultants of the Village of Monroe shall invest or hold any investment directly or indirectly in any financial, business, commercial or other private transaction which creates a conflict with his/her official duties.
H. 
Business transactions. No Village Board member, Village officer, Village employee or Village consultant shall engage in any transaction as a representative of the Village of Monroe or a Village of Monroe agency, board or department or other office with any business entity in which he/she or any family member has a direct or indirect financial interest that might reasonably tend to conflict with the proper discharge of his/her official duties.
I. 
Future employment. No Village Board member, Village officer, Village employee or Village consultant shall, within one year after the termination of his/her service, accept employment which will require appearances before any board, agency or commission of the Village of Monroe or conduct any official Village business, transactions or professional activity, with any Village officer, Village Board member, Village employee or Village consultant on any matter he/she was directly concerned, had direct input, personally participated in or which was under his/her active consideration during the period of his/her service or employment.
J. 
Discrimination. No Village officer, Village Board member or Village employee of the Village or of any service or other organization chartered by or directly or indirectly sponsored or supported by the Village shall:
(1) 
Discriminate or cause voluntary segregation, directly or indirectly, based upon creed, color, national origin, sex or sexual preference or allow the preceding to be factors affecting the recruitment, selection, placement, assignment compensation or promotion of any Village officer, Village employee or Village Board member of such service or other organization.
(2) 
Permit, directly or indirectly, the use of any Village property, equipment or services by any person or persons, organizations, corporations, or any other group which directly or indirectly discriminates a set forth in Subsection J(1) above.
(3) 
Allow the Village to knowingly have any financial or business dealings with any organization which discriminates as set forth in Subsection J(1) above.
K. 
Representation by consultants/attorneys. No Village consultant or attorney shall appear on behalf of private interests before the Village Board or any commission or agency (including the Village/Town Justice Court) thereof while actively employed by the Village. The Village Board, acting as the Village of Monroe Board of Ethics, may grant or deny an exemption from this section upon application. This provision may be waived by the submission of the Village Attorney of an advisory opinion from the District Attorney's office or the presiding Justice of the local court that his/her representing of private interests before the court does not constitute a conflict of interest.
A. 
Any Village officer, Village Board member or Village employee or Village consultant who has a direct or indirect financial or other private interest in any matter before the Village Board or any other board or commission of the Village, or any officer or employee who has a direct or indirect financial or other private interest in any matter before the Village Board or any other board or commission of the Village and who participates in the discussion before, makes a recommendation to or gives an opinion to any board or commission on that matter shall publicly disclose on the official record of the Village Board the nature and extent of such interest.
B. 
All elected and appointed officials, department heads and their assistants and Planning Board and Zoning Board of Appeals members and all Village consultants are required, within 30 days of taking office or within 30 days of the effective date of this chapter, to file a disclosure statement, in writing, to the Village Clerk, disclosing all land holdings in the Village of Monroe and all land holdings in the Town of Monroe, including any villages within the Town of Monroe, whether held personally, by a spouse, by a dependent, jointly with a spouse or other family members as defined in this chapter, jointly in partnership with others, as a corporation or trust and the name of any partnership with others, or as a corporation or trust and the name or any partnership, corporation or trust of which he or she or a family member is an officer, director or employee, or of which he or she, or a family member, spouse, legally or beneficially owns or controls more than 5% of the outstanding stock or interest, and his or her position, and his or her or family members' position, if any, with the partnership, corporation or trust.
C. 
In the event that a change occurs with respect to any of the information required on the aforesaid confidential disclosure statement, the party required to file such a statement shall file an amended statement reflecting any such change in circumstances within 60 days from the date thereof, unless requested by the Board of Ethics to do so sooner, in which case, such amended statement shall be filed within 10 days of the request for the same.
If any Village Board member, village officer, village employee or village consultant has a potential or actual conflict of interest in any matter which he/she encounters in the performance of his/her official village duties, he/she shall make known to all concerned parties the nature of such conflict and shall refrain from any participation whatsoever in the matter so as to avoid true conflict. In all cases of potential or actual conflict, the Village Board shall be made aware of the situation by the person in conflict along with any other concerned parties.