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City of Cohoes, NY
Albany County
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Table of Contents
Table of Contents
For the purposes of this chapter, the following terms, phrases, words, and abbreviations shall have the meanings given herein. When not inconsistent with the context, words used in the present tense include the future tense; words in the plural number include the singular number and words in the singular number include the plural number; and the masculine gender includes the feminine gender. The words "shall" and "will" are mandatory, and "may" is permissive. Words not defined in this chapter shall have the same meaning as in Title VI of the Communications Act of 1934, as amended, 47 USC § 521 et seq., and, if not defined therein, their common and ordinary meaning. References to governmental entities (whether persons or entities) refer to those entities or their successors in authority. If specific provisions of law referred to herein are renumbered, then the reference shall be read to refer to the renumbered provision. References to laws, ordinances or regulations shall be interpreted broadly to cover government actions, however nominated, and include laws, ordinances and regulations now in force or hereinafter enacted or amended.
ACCESS, PEG ACCESS, or PEG USE
Refers to the availability of a cable system or open video system for public, education or government use (including institutional network use) by various agencies, institutions, organizations, groups, and individuals, including the City of Cohoes and its designated access providers, to acquire, create, and distribute programming not under a franchisee's editorial control, including but not limited to:
A. 
PUBLIC ACCESS or PUBLIC USEAccess where organizations, groups, or individual members of the general public, on a nondiscriminatory basis, are the primary or designated programmers or users having editorial control over their communications;
B. 
EDUCATION ACCESS or EDUCATION USEAccess where accredited educational institutions are the primary or designated programmers or users having editorial control over their communications;
C. 
GOVERNMENT ACCESS or GOVERNMENT USEAccess where government institutions or their designees are the primary or designated programmers or users having editorial control over their communications.
AFFILIATE
A person that (directly or indirectly) owns or controls, is owned or controlled by, or is under common ownership or control with, another person.
APPLICATION
Any application, proposal, submission, or request filed pursuant to the requirements of this chapter to a) obtain a new franchise; b) transfer a franchise; c) extend a franchise; or otherwise modify a franchise. A proposal includes an applicant's initial proposal, submission or request, as well as any and all amendments or supplements to the proposal and relevant correspondence.
APPLICATION FEE
A charge to recover the City of Cohoes' actual costs of processing applications hereunder.
BASIC SERVICE
Any service tier regularly provided to all subscribers which includes the retransmission of local television broadcast signals.
CABLE ACT
The Cable Communications Policy Act of 1984, 47 U.S.C. §§ 521 et seq., as amended by the Cable Television Consumer Protection and Competition Act of 1992, as further amended by the Telecommunications Act of 1996, as further amended from time to time.
CABLE COMMUNICATIONS SYSTEM
Refers to open video systems (OVS) and cable systems.
CABLE SYSTEM
A facility, consisting of a set of closed transmission paths and associated signal generation, reception, and control equipment that is designed to provide cable service which includes video programming and which is provided to multiple subscribers within a community, but such term does not include: a) a facility that serves only to retransmit the television signals of one or more television broadcast stations; b) a facility that serves subscribers without using, or connecting to a facility that uses, any public right-of-way within the City of Cohoes; c) a facility of a common carrier which is subject, in whole or in part, to the provisions of Title II (Common Carriers) of the Communications Act of 1934, as amended, except that such facility shall be considered a cable system to the extent such facility is used in the transmission of video programming directly to subscribers, unless the extent of such use is solely to provide interactive on-demand services; d) any facilities of any electric utility used solely for operating its electric utility systems; or e) an OVS that is certified by the FCC. Any reference to a cable system includes the cable system as a whole, or any part thereof, including all pedestals, equipment cabinets, electronic equipment and devices appurtenant to the system.
CABLE SERVICE
A. 
The one-way transmission to subscribers of video programming, or other programming service; and
B. 
Subscriber interaction, if any, which is required for the selection or use of such video programming or other programming service.
CHANNEL
A portion of the electromagnetic frequency spectrum which is used in a cable system or OVS and which is capable of delivering a television signal whether in an analog or digital format. The definition does not restrict the use of any channel to the transmission of analog television signals.
CITY
The City of Cohoes and all departments, divisions, and agencies thereof.
CONSTRUCTION, OPERATION or REPAIR (and similar formulations of that term)
The named actions interpreted broadly, encompassing, among other things, installation, extension, maintenance, replacement of components, relocation, undergrounding, grading, site preparation, adjusting, testing, make-ready, and excavation.
DOWNSTREAM CHANNEL
A channel designed and activated to carry a transmission from the head end to other points on a cable communications system, including interconnections.
FACILITIES
Includes any physical element used in connection with, or designed to be used in connection with, the provision of services, whether or not located in the public rights-of-way, including, without limitation, pedestals, cabinets, ducts and conduits (whether empty or occupied), transformers, equipment, drains, handholds, lines, line extensions, service drops, manholes, poles, power supplies and generators, splice boxes, surface location markers, vaults, tunnels, amplifiers, power guards, nodes, cables, and fiber optics (whether active or dark).
FCC
The Federal Communications Commission.
FRANCHISE
Refers to an authorization granted by the City of Cohoes to the operator of a cable communications system giving the operator the nonexclusive right to occupy the space or use facilities upon, across, beneath, or over public rights-of-way in the City of Cohoes to provide specified services within a franchise area.
FRANCHISE AREA
The area of the City of Cohoes that a franchisee is authorized to serve by the terms of its franchise or by operation of law.
FRANCHISEE or GRANTEE
Refers to a person holding a cable communications system franchise granted by the City of Cohoes.
FRANCHISE FEE
A. 
In consideration of the grant and exercise of a franchise to construct, install, operate, or provide services using facilities in the public rights-of-way, a grantee shall pay to the City of Cohoes a franchise fee expressed as a percentage of gross revenues or some other measure. The franchise shall specify the fee to be paid, and the gross revenues to be included in the fee calculation. If a franchise granted pursuant to this chapter specifies a franchise fee established as the result of limiting applicable law, the City of Cohoes shall have the option to renegotiate the amount of the franchise fee upon a change in applicable law. Nothing herein requires a person to pay amounts in excess of any limits that may be established by state or federal law.
B. 
UVPP fees.
GROSS REVENUES
All cash, credits, property, or other consideration of any kind or nature received directly or indirectly by a grantee or its affiliates from any source whatsoever arising from, attributable to, or in any way derived from a grantee's operation of a cable system within the franchise area. Gross revenues include, but are not limited to, fees charged to subscribers for basic service; fees charged to subscribers for any optional, premium, per-channel, or per-program service; monthly fees charged to subscribers for any tier of service other than basic service; installation, disconnection, reconnection, and change-in-service fees; leased channel fees; fees, payments, or other payment received as consideration from programmers for carriage of programming on the cable system; converter rentals or sales; studio rental, production equipment, and personnel fees; advertising revenues, including a per-capita share of advertising revenues for advertising carried on more than one cable system; revenues from home shopping channels; sales of programming guides; and such other revenue sources as may now exist or hereafter develop. The definition shall be interpreted in a manner which permits the City of Cohoes to collect the maximum franchise fee permitted by law, irrespective of the source of revenue. Gross revenues, however, shall not include any bad debt (defined as unpaid subscriber or advertiser accounts), any taxes on services furnished to a grantee and imposed directly upon any subscriber or user by the state, City, or other governmental unit and collected by a grantee on behalf of said governmental unit. The amount paid as a franchise fee shall not be deducted from gross revenues unless required to be deducted under federal law.
LICENSE
Refers to the legal authorization, terminable at will, to use a particular, discrete, and limited portion of the public rights-of-way to construct, operate, or repair a communications facility.
MAYOR
The Mayor of the City of Cohoes or the Mayor's designee.
OPERATOR
When used with reference to a system, refers to a person 1) who directly or through one or more affiliates provides service over a cable communications system and directly or through one or more affiliates owns a significant interest in such facility; or 2) who otherwise controls or is responsible for, through any arrangement, the management and operation of such a facility.
OVS
Open video system. A reference to an OVS includes pedestals, equipment enclosures (such as equipment cabinets), amplifiers, power guards, nodes, cables, fiber optics and other equipment necessary to operate the OVS or installed in conjunction with the OVS.
PERSON
Includes any individual, corporation, partnership, association, joint-stock company, trust, or any other legal entity, hut not the City of Cohoes.
PUBLIC PROPERTY
Any property that is owned or under the control of the City of Cohoes that is not a public right-of-way, including for purposes of this chapter, but not limited to, buildings, parks, poles, structures in the public rights-of-way such as utility poles and light poles, or similar facilities or property owned by or leased to the City of Cohoes.
PUBLIC RIGHTS-OF-WAY
The surface of and the space above and below any street, road, highway, freeway, bridge, lane, path, alley, court, sidewalk, parkway, drive, or right-of-way or easement primarily dedicated to travel, now or hereafter existing within the City of Cohoes, which may be properly used for the purpose of installing, maintaining, and operating a cable communications system, and any other property that a franchisee is entitled by state or federal law to use by virtue of the grant of a franchise.
REVOCATION
The City of Cohoes' affirmative act of terminating a franchise.
SCHOOL
Any accredited primary school, secondary school, college, and university.
SUBSCRIBER
The City of Cohoes or any person who is lawfully receiving, for any purpose or reason, any cable service via a cable communications system, whether or not a fee is paid for such service.
TERMINATION
The conclusion of a franchise by any means, including but not limited to by expiration of its term, abandonment, or revocation.
UNAFFILIATED VIDEO PROGRAMMING PROVIDER or UVPP
Any person who uses capacity on a franchised cable system to deliver cable service or other communications service [as that term is used in 47 U.S.C. Section 542(h)] to subscribers and who is not an affiliate of the grantee.
UPSTREAM CHANNEL
A channel designed and activated to carry transmissions from a point on the cable system, other than the head-end, to the head-end or another point on the cable system.
USER
A person or the City of Cohoes utilizing a channel, capacity or equipment and facilities for purposes of producing or transmitting material, as contrasted with the receipt thereof in the capacity of a subscriber.
No person may construct or operate a cable communications system in the City of Cohoes without first obtaining a City of Cohoes franchise therefor.
Consistent with the requirements of due process, a person's failure to obtain a franchise as required by this chapter may, in the City's discretion, result in:
A. 
Forfeiture, by operation of law, of the person's facilities located in the public rights-of-way that are not authorized by an existing franchise; and/or
B. 
A requirement that the facilities be removed and that penalties and damages be paid. Failure to remove facilities upon the lawful demand of the City shall be deemed a violation, punishable pursuant to § C3-14 of the City Charter. In the event of a continuing violation, each day shall be deemed a separated violation. This shall be in addition to any civil remedies at law or equity that are available to the City.
Grantees of franchises existing as of the effective date of this chapter shall, in addition to all the obligations and duties prescribed by the terms of their existing franchises, be subject to the substantive and procedural requirements herein, except as prohibited by applicable law. Nothing herein is intended to invalidate a lawful, existing franchise or to waive any obligations imposed by such a franchise. Notwithstanding the foregoing, provisions of this chapter that expressly refer to a "franchise granted pursuant to this chapter" shall not apply to franchises initially granted prior to the effective date of this chapter.
Any franchise shall be issued in the form of an ordinance and must be accepted by the franchisee to become effective.
Any person seeking to obtain a franchise; transfer a franchise; extend the term of an existing franchise; renew a franchise; or modify an existing franchise to add new services that are required to be authorized by a franchise pursuant to this chapter shall submit a signed original of its application and six copies to the City Clerk. The Clerk shall make a proposal available for public inspection. The application must conform to all of the requirements of this chapter. Requests for other types of franchise modifications may be processed by the City of Cohoes without an application, and submitted for approval. However, nothing herein shall prevent the City of Cohoes from requiring an application in the event the City of Cohoes determines, based on the nature of the requested modification, that the public interest would best be served by the submission of an application pursuant to this chapter.
A. 
Scope. A franchise granted pursuant to this chapter shall authorize and permit a franchisee to construct, operate and repair a cable system or an OVS (as applicable) to provide cable service in the City of Cohoes, and for that purpose to erect, install, construct, repair, replace, reconstruct and maintain facilities appurtenant to such system in, on, over, under, upon, across, and along those public rights-of-way that the City of Cohoes may authorize a franchisee to use.
B. 
Nothing passes by implication. A franchise shall not convey rights other than as specified in this chapter or in a franchise agreement; no rights shall pass by implication.
C. 
Franchise not in lieu of other authorizations. A franchise shall not include or be a substitute for:
(1) 
Compliance with requirements for the privilege of transacting and carrying on a business within the City of Cohoes, including but not limited to complying with the conditions the City of Cohoes may establish before constructing facilities for, or providing, non-cable services;
(2) 
Any permit, agreement or authorization required in connection with operations on or in public rights-of-way or public property, including by way of example and not limitation encroachment permits for street construction; or
(3) 
Any permits or agreements for occupying any other property of the City of Cohoes or private entities to which access is not specifically granted by the franchise.
D. 
Franchisee must comply with other laws. A franchise does not relieve a franchisee of its duty to comply with all City of Cohoes ordinances and regulations, and every franchisee must comply with the same. Likewise, the rights granted under a franchise are subject to the exercise of police and other powers the City of Cohoes now has or may later obtain, including but not limited to the power of eminent domain. Every franchise shall be deemed to incorporate all the requirements of the City of Cohoes Charter.
E. 
Franchise not a grant of property rights. A franchise does not convey title, equitable or legal, in the public rights-of-way. Rights granted may not be subdivided or subleased.
F. 
Franchise nonexclusive. No franchise shall be exclusive, or prevent the City of Cohoes from issuing other franchises or authorizations, or prevent the City of Cohoes from itself constructing, operating, or repairing its own cable communications system, with or without a franchise.
G. 
Franchise term. Every franchise shall be for a term of years, which term shall be eight years, unless a franchise specifies otherwise.
H. 
Costs borne by franchisee. Unless otherwise specifically stated in a franchise or required by law, all acts which a franchisee is required to perform under the franchise or applicable law must be performed at the franchisee's expense.
I. 
Failures to perform. If a cable communications system operator fails to perform work that it is required to perform within the time provided for performance, the City of Cohoes may perform the work and bill the operator therefor. The operator shall pay the amounts billed within 30 days.
A. 
Adoption of regulations. The City of Cohoes, through its Board of Managers, may from time to time adopt regulations to implement the provisions of this chapter. This chapter, and any regulations adopted pursuant to this chapter are not contracts with any franchisee, and may be amended at any time.
B. 
Delegation. The Mayor of the City of Cohoes or his/her designee (hereafter referred to as the "Cable Administrator") is hereby authorized to administer the provisions of this chapter and any franchise issued pursuant thereto, and to provide any notices (including noncompliance notices) and to take any action on the City of Cohoes' behalf that may be required hereunder or under applicable law.
C. 
No waiver. The failure of the City of Cohoes, upon one or more occasions, to exercise a right or to require compliance or performance under a franchise or any other applicable law shall not be deemed to constitute a waiver of such right or a waiver of compliance or performance, unless such right has been specifically waived in writing.
D. 
Administration of public, educational and government access. The City of Cohoes may designate one or more entities, including itself, to control and manage the use of public, educational and government access channels, facilities and equipment.
A. 
Prior approval required. Every franchise shall be deemed to be held in trust and to be personal to the franchisee. Any transfer that is made without the prior approval of the City of Cohoes shall be deemed to impair that trust. A transfer is any transaction pursuant to which:
(1) 
A cable communications system is sold or assigned (except the term does not include sale of portions of the cable system that are removed);
(2) 
There is any change, acquisition, or transfer of control of the franchisee or its direct or indirect parents, whether by merger, consolidation, sale of assets or ownership interests, or by any other means. A transfer will be deemed to have occurred whenever there is a change, acquisition or transfer of control of more than a ten-percent ownership in the franchisee or its direct or indirect parents by any entity or a group of entities acting in concert. However, a transfer also occurs whenever there is a change in actual working control, in whatever manner exercised, over the affairs of a franchisee or its direct or indirect parents. Without limiting the above, any change in the general partners of a franchisee will be presumed a change in control;
(3) 
The rights and/or obligations held by the franchisee under the franchise are transferred, sold, assigned, or leased, in whole or in part, directly or indirectly, to another party.
B. 
Exception for mortgages. Notwithstanding any other provision of this chapter, pledges in trust or mortgages of the assets of a cable communications system to secure the construction, operation, or repair of the system may be made without application and without the City of Cohoes prior consent. However, no such arrangement may be made if it would in any respect under any condition: 1) prevent the cable communications system operator or any successor from complying with the franchise or applicable law; or 2) permit a third party to succeed to the interest of the operator, or to own or control the system, without the prior consent of the City of Cohoes. Any mortgage, pledge or lease shall be subject to and subordinate to the rights of the City of Cohoes under any franchise, this chapter, or other applicable law.
A. 
Franchisee must follow local rules. The construction, operation, and repair of cable communications systems shall be performed in compliance with all laws, ordinances, departmental rules, regulations, and practices affecting such system. By way of example and not limitation, this includes zoning and safety codes, construction standards, regulations for providing notice to persons that may be affected by system construction, and directives governing the time, place and manner in which facilities may be installed in the rights-of-way. Persons engaged in the construction, operation, or repair of communications facilities shall exercise reasonable care in the performance of all their activities and shall use commonly accepted methods and devices for preventing failures and accidents that are likely to cause damage, injury, or nuisance to the public or to property.
B. 
No permit without franchise. A franchise is required before a permit may be issued for work associated with the construction of a cable communications system. Any permit issued for such work to a person who does not hold a franchise shall vest no rights in the permittee; the permit may be revoked at will, and the permittee shall remove all facilities installed under the permit upon the City of Cohoes demand.
C. 
Permits must be obtained. Construction, operation, or repair of a cable communications system shall not commence until all required permits have been obtained from the proper City of Cohoes officials and all required fees have been paid. All work performed will be performed in strict accordance with the conditions of the permit. Upon order of the City of Cohoes, any work and/or construction undertaken that is not in complete compliance with the City of Cohoes requirements, or which is installed without obtaining necessary permits and approvals, shall be removed.
D. 
No interference. Interference with the use of the public rights-of-way by others, including others that may be installing cable communications systems, must be minimized. The City of Cohoes may require a person using the rights-of-way to cooperate with others through joint trenching and other arrangements to minimize adverse impacts on the rights-of-way.
E. 
Plans for and publicizing work. Work shall be publicized as the City of Cohoes may direct from time to time. The publication of work may be used to notify the public and operators of other communications systems of the impending work, in order to minimize inconvenience and disruption to the public.
(1) 
Each communications system owner shall provide the City of Cohoes a plan for any initial system construction, or for any substantial rebuild, upgrade or extension of its facility, which shall show its timetable for construction of each phase of the project and the areas of the City that will be affected.
(2) 
The Mayor and/or his designee may from time to time, when the City receives application for a permit to use a particular route or upon the Mayor's and/or his designee's own initiative, designate by published order a route or proposed route for installation of communications facilities and may a) require all persons who wish to emplace underground facilities along that route or any part thereof to install them during a specified period and b) otherwise prohibit emplacement of such facilities along the route or any part thereof for 24 months or after such other longer period as is necessary to protect the public.
F. 
Existing poles to be used. To the extent possible, operators of cable communications systems shall use existing poles and conduit.
(1) 
Additional poles may not be installed in the right-of-way, nor may pole capacity be increased by vertical or horizontal extenders, without the permission of the City of Cohoes' Mayor or his/her designee.
(2) 
To minimize disruption of public passage or infrastructure, to forestall or relieve exhaustion of rights-of-way capacity, or to protect environmentally sensitive areas, the Mayor and/or his designee may require, as a condition of issuing any rights-of-way permit for erection of new poles or construction of underground conduit the installation of which requires excavation of or along any traveled way, that the franchisee, licensee, or holder of the rights-of-way permit emplace pole space or empty conduits in excess of its own present and reasonably foreseeable requirements for the purpose of accommodating the City and/or other franchisees and licensees.
G. 
Undergrounding:
(1) 
Whenever all existing utilities are located underground in an area in the City of Cohoes, every cable communications system operator in the same area must locate its cable communications system underground.
(2) 
Whenever the owner of a pole locates or relocates underground within an area of the City of Cohoes, every cable communications system operator in the same area shall concurrently relocate its facilities underground.
(3) 
The City of Cohoes' Mayor or his/her designee may, for good cause shown, exempt a particular system or facility or group of facilities from the obligation to locate or relocate facilities underground, where relocation is impractical or where the interest in protecting against visual blight can be protected in another manner. Nothing in this section prevents the City of Cohoes from ordering communications facilities to be located or relocated underground under other provisions of the City of Cohoes Code.
H. 
Prompt repairs. Any and all public rights-of-way, other public property, or private property that is disturbed or damaged during the construction, operation or repair of a cable communications system, shall be promptly repaired by the operator. Public property and public rights-of-way must be restored to the satisfaction of the City of Cohoes or to a condition as good or better than before the disturbance or damage occurred.
I. 
Movement of facilities for government.
(1) 
A cable communications system operator shall, by a time specified by the City of Cohoes, protect, support, temporarily disconnect, relocate, or remove any of its property when required by the City of Cohoes by reason of traffic conditions; public safety; public right-of-way construction and repair (including regrading, resurfacing or widening); public right-of-way vacation; construction, installation or repair of sewers, drains, water pipes, power lines, signal lines, tracks, or any other type of government-owned system or utility, public work, public facility, or improvement; or for any other purpose where the work involved would be aided by the removal or relocation of the cable communications system. Collectively, such matters are referred to below as the "public work."
(2) 
The City of Cohoes shall provide written notice describing where the public work is to be performed at least one week prior to the deadline by which a cable communications system operator must protect, support, temporarily disconnect, relocate or remove its facilities; provided that, in an emergency or where a cable communications system creates or is contributing to an imminent danger to health, safety, or property, the City of Cohoes may protect, support, temporarily disconnect, remove, or relocate any or all parts of the cable communications system without prior notice and charge the cable communications system operator for costs incurred.
J. 
Movement for others.
(1) 
To accommodate the construction, operation, or repair of the facilities of another person authorized to use the streets or public property, a franchisee shall, by a time specified by such person, protect, support, temporarily disconnect, relocate or remove its facilities. The franchisee must be given written notice describing where the construction, operation or repair is to be performed at least 15 days prior to the time by which its work must be completed. The City of Cohoes will resolve disputes as to responsibility for costs associated with removal, relaying, or relocation of facilities among entities authorized to install facilities in the streets or on public property, if such entities are unable to do so themselves.
(2) 
A cable communications system operator shall, on the request of any person holding a valid permit issued by a governmental authority, temporarily raise or lower its wires by a time specified to permit the moving of buildings or other objects. A cable communications system operator shall be given not less than seven days' advance notice to arrange for such temporary wire changes. The expense of such temporary removal or raising or lowering of wires shall be paid by the person requesting the same.
K. 
Abandonment in place.
(1) 
A cable communications system operator may abandon any property in place in the public rights-of-way upon written notice to the City of Cohoes. However, if, within 90 days of the receipt of written notice of abandonment, the City of Cohoes determines that the safety, appearance, functioning or use of the public right-of-way and facilities in the public right-of-way will be adversely affected, the property must be removed by a date specified by the City of Cohoes.
(2) 
A cable communications system operator that abandons its property must, upon request, transfer ownership of the properties to the City of Cohoes at no cost and execute necessary quitclaim deeds and indemnify the City of Cohoes against future costs associated with mitigating or eliminating any environmental hazard associated with the abandoned property.
L. 
System subject to inspection. Every cable communications facility shall be subject to inspection and testing by the City of Cohoes. Each operator must respond to requests for information regarding its system and plans for the system as the City of Cohoes may from time to time issue, including requests for information regarding its plans for construction, operation and repair and the purposes for which the plant is being constructed, operated, or repaired.
M. 
Underground services alert. Each operator of a cable communications system that places facilities underground shall be a member of the regional notification center for subsurface installations (Underground Services Alert) and shall field mark the locations of its underground communications facilities upon request. The operator shall identify the location of its facilities for the City of Cohoes at no charge
N. 
Plan for construction. Each cable communications system operator shall provide the City of Cohoes a plan for any initial system construction, or for any substantial rebuild, upgrade or extension of its facility, which shall show its timetable for construction of each phase of the project, and the areas of the City of Cohoes that will be affected. The City of Cohoes shall have the right to impose penalties on the operator for a failure to meet the accepted timetable and benchmarks. Failure to comply with this section shall be deemed a violation, punishable pursuant to § C3-14 of the City Charter and any other applicable provision of the City Code or general law. For a continuing violation, each day shall be deemed a separate violation.
O. 
Use of facilities by the City of Cohoes. The City of Cohoes shall have the right to install and maintain, free of charge, upon any poles or in any conduit owned by a franchisee any wire and pole fixtures that do not unreasonably interfere with the cable service operations of the franchisee.
A. 
Indemnity required. No franchise shall be valid or effective until and unless the City of Cohoes obtains an adequate indemnity from the franchisee. The indemnity must:
(1) 
Release the City of Cohoes from and against any and all liability and responsibility in or arising out of the construction, operation or maintenance of the cable communications system. Each cable communications system must further agree not to sue or seek any money or damages from the City of Cohoes in connection with the above-mentioned matters.
(2) 
Indemnify and hold harmless the City of Cohoes, its trustees, elected and appointed officers, agents, and employees, from and against any and all claims, demands, or causes of action of any kind or nature and the resulting losses, costs, expenses, reasonable attorneys' fees, liabilities, damages, orders, judgments, or decrees sustained by the City of Cohoes or any third party arising out of, or by reason of, or resulting from or of, the acts, errors, or omissions of the cable communications system operator, or its agents, independent contractors or employees, related to or in any way arising out of the construction, operation or repair of the system.
B. 
Insurance required. A franchisee (or those acting on its behalf) shall not commence construction or operation of the system without obtaining insurance in amounts and of a type satisfactory to the City of Cohoes. The required insurance must be obtained and maintained for the entire period the franchisee has facilities in the rights-of-way. If the franchisee, its contractors, or subcontractors do not have the required insurance, the City of Cohoes may order such entities to stop operations until the insurance is obtained and approved.
C. 
Proof. Certificates of insurance, reflecting evidence of the required insurance and naming the City of Cohoes as an additional insured, and other proofs as the City of Cohoes may find necessary, shall be filed with the City of Cohoes. For persons issued franchises after the effective date of this chapter, certificates and other required proofs shall be filed within 30 days of the issuance of a franchise, once a year thereafter, and whenever there is any change in coverage. For entities that have facilities in the rights-of-way as of the effective date of this chapter, the certificate shall be filed within 60 days of the effective date of this chapter, annually thereafter, and whenever there is any change in coverage, unless a preexisting franchise provides for filing of certificates in a different manner.
D. 
Certificate contents. Certificates shall contain a provision that coverages afforded under these policies will not be canceled until at least 30 days' prior written notice has been given to the City of Cohoes. Policies shall be issued by companies authorized to do business under the laws of the State of New York. Financial ratings must be no less than "A" in the latest edition of "Best's Key Rating Guide," published by A.M. Best Guide.
E. 
Insurance amounts. A cable communications system operator (and those acting on its behalf to construct or operate the system) shall maintain the following minimum insurance. The City of Cohoes shall be named as an additional insured on the general liability and automotive policies; those insurance policies shall be primary and contain a cross-liability clause.
(1) 
Comprehensive general liability insurance to cover liability, bodily injury and property damage. Exposures to be covered are: premises, operations, products/completed operations, and certain contracts.
(a) 
Coverage must be written on an occurrence basis, with the following limits of liability:
Coverage
Limits
Bodily injury
Each occurrence
$1,000,000
Annual aggregate
3,000,000
Property damage
Each occurrence
$1,000,000
Annual aggregate
3,000,000
Personal injury
Annual aggregate
$3,000,000
(b) 
Completed operations and products liability shall be maintained for two years after the termination of the franchise or license (in the case of the cable communications system owner or operator) or completion of the work for the cable communications system owner or operator (in the case of a contractor or subcontractor).
(c) 
Property damage liability insurance shall include coverage for the following hazards: X - explosion; C - Collapse; U - underground.
(2) 
Workers' compensation insurance shall be maintained during the life of this contract to comply with statutory limits for all employees, and, in the case any work is sublet, each cable communications system operator shall require the subcontractors similarly to provide workers' compensation insurance for all the latter's employees unless such employees are covered by the protection afforded by each cable communications system operator. Each cable communications system operator and its contractors and subcontractors shall maintain during the life of this policy employer's liability insurance. The following minimum limits must be maintained:
(a) 
Workers' compensation: statutory.
(b) 
Employer's liability: $500,000 per occurrence.
(3) 
Comprehensive auto liability: Coverage shall include owned, hired, and nonowned vehicles.
Coverage
Limits
Bodily injury
Each occurrence
$1,000,000
Annual aggregate
3,000,000
Property damage
Each occurrence
$1,000,000
Annual aggregate
3,000,000
F. 
Performance bond. Every operator of a cable communications system shall obtain and maintain a performance bond to ensure the faithful performance of its responsibilities under this chapter and any franchise. The amount of the performance bonds shall be set by the City of Cohoes' Mayor or his/her designee and may be set in a franchise ordinance in light of the nature of the work to be performed, but shall not be less than 10% of the estimated cost of constructing or (in the case of existing systems) upgrading the system and including a sufficient amount to include the removal of facilities and/or restoration of City facilities within the right-of-way. The bond is not in lieu of any additional bonds that may be required through the permitting process. The bond shall be in a form acceptable to the City of Cohoes' Corporation Counsel. Bonds must be obtained prior to the effective date of any franchise, transfer or franchise renewal, unless a franchise specifically provides otherwise.
G. 
Security fund. Every cable communications system operator shall establish and maintain a cash security fund or provide the City of Cohoes an irrevocable letter of credit in the amount of $50,000 to secure the payment of fees owed, to secure any other performance promised in a franchise, and to pay any taxes, fees or liens owed to the City of Cohoes. The letter of credit shall be in a form and with an institution acceptable to the City of Cohoes' Comptroller and in a form acceptable to the City of Cohoes' Corporation Counsel. Should the City of Cohoes draw upon the cash security fund or letter of credit, the cable communications system operator shall, within 14 days, restore the fund or the letter of credit to the full required amount. This security fund/letter of credit may be waived or reduced by the City of Cohoes for a franchisee where the City of Cohoes determines in its discretion that a particular franchisee's operations are sufficiently limited that a security fund/letter of credit is not necessary to secure the required performance. The City of Cohoes may from time to time require a franchisee to change the amount of the required security fund/letter of credit to reflect changed risks to the City of Cohoes and to the public, including delinquencies in taxes or other payments to the City of Cohoes. The cash security fund or letter of credit must be obtained prior to the effective date of any franchise, transfer or franchise renewal, unless a franchise specifically provides otherwise.
A. 
Revocation and termination. The City of Cohoes Council may revoke a franchise or reduce the term of a franchise if it finds, after a hearing, that a cable communications system operator has violated this chapter or its franchise, has defrauded or attempted to defraud the City of Cohoes or subscribers, or has attempted to evade the requirements of this chapter or its franchise. Except as to violations that are impossible to cure, and as provided in Subsections B and C, the franchise may only be revoked if the franchisee was given notice of the default; and 30 days to cure the default; and the franchisee failed to cure the default or to propose a schedule for curing the default acceptable to the City of Cohoes where it is impossible to cure the default in 30 days.
B. 
Exception for certain acts. No opportunity to cure is required for repeated violations; and fraud and attempted fraud shall be deemed incurable. Further, the City of Cohoes may declare a franchise forfeited without opportunity to cure where a franchisee 1) voluntarily stops providing service it is required to provide; 2) transfers the franchise without the prior consent of the City of Cohoes.
C. 
Exception for bankruptcy. A franchise will terminate automatically by force of law 120 calendar days after an assignment for the benefit of creditors or the appointment of a receiver or trustee to take over the business of the franchisee, whether in a receivership, reorganization, bankruptcy assignment for the benefit of creditors, or other action or proceeding. However, the franchise may be reinstated within that one-hundred-twenty-day period, if: 1) such assignment, receivership or trusteeship has been vacated; or 2) such assignee, receiver or trustee has fully complied with the terms and conditions of this chapter and the franchise and has executed an agreement, approved by any court having jurisdiction, assuming and agreeing to be bound by the terms and conditions of this chapter and the franchise. In the event of foreclosure or other judicial sale of any of the facilities, equipment or property of a franchisee, the City of Cohoes may revoke the franchise following a public hearing before the City of Cohoes Common Council, by serving notice upon the franchisee and the successful bidder at the sale, in which event the franchise and all rights and privileges thereunder will be revoked and will terminate 30 calendar days after serving such notice, unless: 1) the City of Cohoes has approved the transfer of the franchise to the successful bidder; and 2) the successful bidder has covenanted and agreed with the City of Cohoes to assume and be bound by the terms and conditions of the franchise and this chapter.
D. 
Effect of termination or forfeiture. Upon termination or forfeiture of a franchise, whether by action of the City of Cohoes, as provided above, or by passage of time, the franchisee must stop using the cable communications system for the purposes authorized by the franchise. The City of Cohoes may take possession of some or all of the franchisee's facilities, or require the franchisee or its bonding company to remove some or all of the franchisee's facilities from the City of Cohoes, and restore affected property to its same or better condition. This provision does not permit the City of Cohoes to remove facilities that are used to provide another service for which the franchisee holds a valid franchise issued by the City of Cohoes.
E. 
Remedies cumulative. Remedies provided for under this chapter or under a franchise shall be cumulative. Recovery by the City of Cohoes of any amounts, under insurance, the performance bond, the security fund or letter of credit, does not limit a franchisee's duty to indemnify the City of Cohoes or relieve a franchisee of its franchise obligations or limit the amounts owed to the City of Cohoes.
F. 
Penalties. Failure to comply with the provisions of this article shall be deemed a violation punishable pursuant to § C3-14 of the City Charter. For a continuing violation, each day shall be deemed a separated violation.
G. 
Liquidated damages required in franchise. A franchise granted pursuant to this chapter may require liquidated damages, in an amount to be specified in the franchise, for specified breaches of the franchise, including but not limited to failure to commence construction, failure to meet construction plan benchmarks, failure to comply with rebuild plan benchmarks, failure to commence service, and material breach of franchise obligation(s). The franchise shall also provide that the City of Cohoes may withdraw liquidated damages owed from the grantee's security deposit, if the grantee has failed to secure such breach after 10 business days' notice from the City of Cohoes. Liquidated damages shall commence on that date that performance was due and/or failed and continue until the grantee demonstrates to the satisfaction of the City of Cohoes that the grantee has fully performed its obligations giving rise to the payment of liquidated damages. Grantee acknowledges that any obligation to pay liquidated damages does not in any way affect its obligation to pay franchise fees or perform other obligations in the franchise and that such liquidated damages do not constitute franchise fees and are not subject to any limitations on franchise fees contained in 47 U.S.C. § 542(b). Grantee acknowledges that any obligation to pay liquidated damages are not costs of satisfying franchise requirements as provided in 47 C.F.R. § 76.925. Grantee agrees it will not pass the cost of any liquidated damages to subscribers through subscriber rates or itemize or otherwise identify on subscriber bills any obligation grantee may have to pay liquidated damages.
A. 
Generally. Each cable communications system operator shall provide the City of Cohoes access to books and records related in whole or in part to the construction, operation, or repair of the cable communications system, or a group of systems of which the system is a part, so that the City of Cohoes may inspect and copy those books and records. The records include, but are not limited to, revenue records and other records related to compliance with any provision of this chapter or a franchise. A franchisee is responsible for obtaining or maintaining the necessary possession or control of all such books and records so that it can produce the documents upon request. Books and records must be maintained for a period of five years, except that a franchise may specify a shorter period for certain categories of voluminous books and records where the information contained therein can be derived simply from other materials. The phrase "books and records" shall be read expansively to include information in whatever format stored.
B. 
Production. Books and records requested shall be produced to the City of Cohoes by a time and at a location in the City of Cohoes designated by the City of Cohoes' Mayor or his/her designee. However, if the requested books and records are too voluminous, or for security reasons cannot be copied and moved, then the franchisee may request that the inspection take place at some other location mutually agreed to by the City of Cohoes and the franchisee, provided that 1) the franchisee must make necessary arrangements for copying documents selected by the City of Cohoes after its review; and 2) the franchisee must pay all travel and additional copying expenses incurred by the City of Cohoes (above those that would have been incurred had the documents been produced in the City of Cohoes) in inspecting those documents or having those documents inspected by its designee.
A. 
Obligation to submit. The City of Cohoes' Mayor or his/her designee may from time to time direct a franchisee to prepare reports and to submit those reports by a date certain, in a format prescribed by the Mayor or his/her designee, in addition to those required by this chapter.
B. 
Quarterly reports. Unless an exemption is granted by the City of Cohoes' Mayor or his/her designee, within 45 days of the end of each calendar quarter, a franchisee shall submit a report to the City of Cohoes containing the following information:
(1) 
The number of service calls (calls requiring a truck roll) received during the prior quarter and the percentage of service calls compared to the subscriber base; and
(2) 
The total estimated hours of known outages as a percentage of total hours of operation. An outage is a loss of sound or video on any signal or a significant deterioration of any signal affecting two or more subscribers.
C. 
Annual reports. Unless an exemption is granted by the City of Cohoes' Mayor or his/her designee, no later than 90 days after the end of its fiscal year, a franchisee shall submit the following information, except that the information required by § 130-15C(3) need only he provided where there has been a change from the preceding year:
(1) 
A fully audited or certified revenue report from the previous calendar year for the cable communications system, and a certified statement setting forth the computation of gross revenues used to calculate the franchise fee for the preceding year, and a detailed explanation of the method of computation, showing gross revenues by category (e.g., basic, pay, pay-per-view, advertising, installation, equipment, late charges, miscellaneous, other) and what, if any, deductions were made from gross revenues in calculating the franchise fee (e.g., bad debt, credits and refunds), and the amount of each deduction.
(2) 
A report showing, for each applicable customer service standard, the franchisee's performance with respect to that standard for each quarter of the preceding year. In each case where the franchisee concludes it did not comply fully, the franchisee will describe the corrective actions it is taking to assure future compliance. In addition, the report should identify the number and nature of the customer service complaints received and an explanation of their dispositions.
(3) 
An ownership report, indicating all persons who at the time of filing control or own an interest in the franchisee of 10% or more.
D. 
Contemporaneous reports. Within 10 days of their receipt or (in the case of documents created by the operator or its affiliate) filing, a franchisee shall provide the City of Cohoes:
(1) 
Notices of deficiency or forfeiture related to the operation of the system; and
(2) 
Any request for protection under bankruptcy laws, or any judgment related to a declaration of bankruptcy by the franchisee or by any partnership or corporation that owns or controls the franchisee directly or indirectly.
Each franchisee shall maintain complete accurate maps and improvement plans which show the location, size, and a general description of all facilities installed in the public rights-of-way and any power supply sources (including voltages and connections). Maps shall be based upon postconstruction inspection to verify location. Each franchisee shall provide such maps to the City of Cohoes showing the location of its facilities, in such detail and scale as may be directed by the City of Cohoes' Engineer, and update the maps at least annually and whenever the facility expands or is relocated. Copies of maps shall be provided on disk, and in hard copy, in a commercially available electronic format specified by the City of Cohoes' Engineer.
Unless the City of Cohoes' Mayor or his/her designee waives the requirement, a franchisee shall at all times maintain:
A. 
Complaint records. Records of all complaints received, their nature and resolution. The term "complaints" refers to complaints about any aspect of the franchisee's operations.
B. 
Outage records. Records of outages known to the franchisee, their cause and duration.
C. 
Complaint response. Records of service calls for repair and maintenance indicating the date and time service was requested, the date of acknowledgment and date and time service was scheduled (if it was scheduled), and the date and time service was provided, and (if different) the date and time the problem was solved;
D. 
Installation records. Records of installation/reconnection and requests for service extension, indicating date of request, date of acknowledgment, and the date and time service was extended.
E. 
Customer service. Records sufficient to show whether the franchisee has complied with each customer service standard that applies to it.
The City of Cohoes' Mayor or his/her designee may temporarily exempt any franchisee from its obligations under §§ 130-14 through 130-17 if the Cable Administrator determines that the requirement would be unduly burdensome or unnecessary and that the City of Cohoes and subscriber interests may be adequately protected in some other manner. Notwithstanding the foregoing, any such exception of the franchisee from obligations under §§ 130-14 through 130-17 shall not exempt the franchisee from complying with all relevant and applicable state requirements and rules.
A franchisee shall take all reasonable steps required so that it is able to provide reports, books and records to the City of Cohoes, including by providing appropriate subscriber privacy notices. Each franchisee shall be responsible for redacting data that applicable law prevents it from providing to the City of Cohoes. Nothing in this section shall be read to require a franchisee to violate state or federal subscriber privacy laws.
A. 
Fees paid quarterly. The franchise fee or fee in lieu of franchise fee paid pursuant to this chapter shall be paid quarterly unless otherwise specified in a franchise. Payment for each quarter shall be made to the City of Cohoes not later than 45 days after the end of each calendar quarter.
B. 
Quarterly statement. Unless a franchise provides otherwise, a franchisee or other entity subject to a fee under this chapter shall file with the City of Cohoes within 45 days of the end of each calendar quarter a statement showing gross revenues during the preceding quarter and the number of subscribers served.
C. 
Acceptance of payment not a release. No acceptance by the City of Cohoes of any payment shall be construed as an accord that the amount paid is in fact the correct amount, nor shall such acceptance of such payment be construed as a release of any claim the City of Cohoes may have for additional sums payable.
D. 
Fee not in lieu of taxes. Neither the franchise fee under Article III, nor the fee paid in lieu of the franchise fee under Article IV, is a payment in lieu of any tax, fee or other assessment of general applicability (including any such tax, fee or assessment imposed on both utilities and cable operators or their services, but not including a tax, fee, or assessment which is unduly discriminatory against cable operators or cable subscribers).
E. 
Failure to pay franchise fee. In the event that a fee payment is not received by the City of Cohoes on or before the due date set forth in this section or in a franchise, or the fee owed is not fully paid, the person subject to the fee will be charged interest from the due date at an interest rate equal to 3% above the rate for three-month Federal Treasury Bills at the most recent United States Treasury Department sale of such Treasury Bills occurring prior to the due date of the franchise fee payment.
F. 
Final statement of gross revenues. Within 90 days of the date a franchisee ceases operations under a franchise (whether because of franchise termination, transfer, bankruptcy or for any other reason), the franchisee shall file a final statement of gross revenues covering the period from the beginning of the calendar year in which the operations ceased to the date operations ceased. The statement shall contain the information and be certified as required by § 130-15C.