[Adopted 7-14-1998 by Ord. No. 861]
The purpose of this article is to provide a framework within which the City may regulate and manage the public rights-of-way and to allow the City to recover the costs it incurs in regulating and managing access and use of the rights-of-way and in repairing and maintaining roadways impacted by such access and use. This article is intended to provide for the health, safety and welfare of the residents of the City as they use the rights-of-way of the City, as well as to ensure the structural integrity of the public rights-of-way.
This article is enacted pursuant to the following authority: W.S.A. ss. 62.11(5), 66.048, 86.16, 182.017 and 196.58(1) and the City's home rule authority under Article XI, § 3 of the Wisconsin Constitution.
The following definitions apply in this article. References hereafter to "sections" are, unless otherwise specified, references to sections in this article. Defined terms remain defined terms whether or not capitalized.
APPLICANT
Any person requesting permission to excavate in a right-of-way.
CITY
The City of Rice Lake, Wisconsin, a Wisconsin municipal corporation, its officers and employees or any duly appointed designee thereof, including but not limited to the City Council, and the area within the territorial limits of the City and any area subsequently added thereto by annexation or otherwise.
DEPARTMENT
The Street Department of the City.
DEPARTMENT INSPECTOR
Any person authorized by the Department to carry out inspections related to the provisions of this article.
EMERGENCY
A condition that poses a clear and immediate danger to life or health or of a significant loss of property or requires immediate repair or replacement of facilities in order to restore or to continue service to a customer.
EXCAVATE
To dig into or in any way remove or physically disturb or penetrate any part of a right-of-way.
EXCAVATION PERMIT
The permit which, pursuant to § 218-24, must be obtained before a person may excavate in a right-of-way and which authorizes the holder to excavate that part of the right-of-way described in such permit pursuant to the terms of this article and all other applicable local, state and federal laws.
FACILITIES
All equipment owned, operated, used, leased or subleased in connection with a utility service. "Facilities" shall include but not be limited to poles, wires, pipes, cables, underground conduits, ducts, manholes, vaults, fiber optic cables, lines and other structures and appurtenances.
IN
When used in conjunction with "right-of-way," means over, above, in, within, on or under a right-of-way.
INTRUSION
A disturbance, excavation and/or obstruction of the public right-of-way.
LOCAL REPRESENTATIVE
A local person authorized by an occupant to accept service and to make decisions for that occupant regarding all matters within the scope of this article.
OBSTRUCT
To place any object in a right-of-way so as to hinder free and open passage over that or any part of the right-of-way.
OCCUPANT
Any person whose facilities occupy or use more than 100 contiguous feet of right-of-way.
PERMITTEE
Any person to whom a permit to excavate a right-of-way has been granted by the City under this article.
PERSON
A municipality, corporation, company, cooperative association organized under W.S.A. ch. 185, association, firm, partnership, limited liability company, limited liability partnership and individuals and their lessors, transferees and receivers.
PSC
The Public Service Commission of Wisconsin.
REPAIR
To restore facilities to a safe and operable condition or to perform construction work necessary to make a right-of-way usable for travel.
RESTORE or RESTORATION
The process by which an excavated right-of-way and surrounding area, including pavement and foundation, are returned to the same condition that existed before the permittee's commencement of work according to Department specifications and standards.
RIGHT-OF-WAY
The surface and space above and below a public roadway, alley, highway, street, bicycle lane and public sidewalk in which the City has an interest, including other dedicated rights-of-way for travel purposes.
SUPPLEMENTARY APPLICATION
An application seeking authority to extend an existing excavation permit or to expand the work to be carried out pursuant to an existing excavation permit.
UNUSABLE FACILITIES
Facilities in a right-of-way that have remained unused for one year and for which the occupant is unable to provide proof that it has either a plan to begin using such facilities within the next 12 months or a potential purchaser or user of the facilities.
UTILITY SERVICE
Includes, but is not limited to, the following:
A. 
Municipal sewer and water services.
B. 
Those services provided by a public utility as defined in W.S.A. s. 196.01(5).
C. 
Telecommunications, pipeline, fire and alarm communications, water, electricity, light, heat, cooling energy or power services.
D. 
The services provided by a district heating or cooling system.
E. 
Cable television service as defined and regulated under 47 U.S.C. §§ 521 through 573.
F. 
Wireless telecommunications services and cellular mobile radio telecommunications services as defined in 47 U.S.C. § 332(d)(1).
The Department is responsible for the administration of the rights-of-way and the permits and ordinances related thereto.
A. 
Excavation permit required. Except as otherwise provided in this article, no person shall excavate any right-of-way without first having obtained an excavation permit from the Department. In addition, no person shall excavate any right-of-way or maintain an excavation in a right-of-way beyond the date or area specified in the permit unless such person makes a supplementary application for another excavation permit before the expiration of the initial permit, pursuant to § 218-28, and a new permit or permit extension is granted.
B. 
Permit display. A copy of any excavation permit issued under this article shall be made available at all times by the permittee at the indicated work site and shall be available for inspection by the Department upon request.
A. 
Complete application required. Application for an excavation permit shall be made to the Department and shall be considered complete only upon compliance with the following requirements:
(1) 
Submission of a completed permit application form, including all required attachments, and scaled drawings showing the location and area of the proposed project and the location of all existing and proposed facilities.
(2) 
Payment of all money due to the City, including:
(a) 
All fees required under this article;
(b) 
Subject to Subsection B, past due fees or costs due for prior excavations; or
(c) 
Subject to Subsection B, any loss, damage or expense suffered by the City because of the applicant's prior excavations of the rights-of-way or any emergency actions taken by the City.
B. 
Effect of pending dispute. The Department shall not deny an applicant an excavation permit because of a dispute between the City and the applicant relating to Subsection A(2)(b) and/or (c) if:
(1) 
The dispute has been adjudicated in favor of the applicant; or
(2) 
The dispute is the subject of an appeal filed by the applicant and no decision in the matter has at yet been rendered.
A. 
Fee calculation. The excavation permit fee shall be established by the City by resolution and shall be in an amount sufficient to recover the costs incurred by the City for each of the following categories:
(1) 
Administrative costs. The general formula for computing administrative costs shall be the average per-permit costs the City incurs in processing excavation permit applications.
(2) 
Repair and restoration costs. The excavation permit fee shall not include costs to repair or restore the right-of-way. However, each permittee shall be required to repair and restore the right-of-way to Department specifications and standards as required under § 218-26.
B. 
Nonrefundable. Permit fees that were paid for a permit that the Department has revoked for a breach as stated in § 218-30 are not refundable.
A. 
Repair and restoration. In addition to repairing and restoring the specific area which the permittee excavated, the permittee must repair and restore the general area surrounding the excavation work, including the paving and its foundations, to the same condition that existed before commencement of the excavation work. The City shall inspect the area of the work and accept the work when it determines that proper restoration has been made according to the Department's specifications and standards. A permittee may request to have the City repair and restore a right-of-way. On receiving such a request, the City may accept or reject the request at its sole option. If the City accepts, the permittee shall be billed for the City's costs and shall pay the amount thereof within 30 days of billing.
B. 
Standards. The permittee shall perform repairs and restorations according to the specifications and standards of the Department and any conditions specified in the permit. The Department shall have the authority to prescribe the manner and extent of the repairs and restorations and may do so in written procedures of general application or on a case-by-case basis.
C. 
Guaranties. A permittee shall guarantee its repair and restoration work and shall maintain such work for 12 months following its completion. During this twelve-month period, the permittee shall, upon notification from the Department, correct all repair and restoration work using the method required by the Department. Such work shall be completed within 10 calendar days of the receipt of the notice from the Department, not including days during which work cannot be done due to circumstances beyond the permittee's control or days when work is prohibited as unseasonable or is suspended under § 218-30A(1).
D. 
Failure to restore. If the permittee fails to repair and restore a right-of-way in the manner and to the condition required by the Department or fails to satisfactorily and timely complete all repair and restoration required by the Department, the Department, at its option, may do such work. In that event, the permittee shall pay to the City, within 30 days of billing, the cost of repairing and restoring the right-of-way.
A. 
Notice of completion. When the work under any permit hereunder is completed, the permittee shall notify the Department.
B. 
Site inspection. The permittee shall make the work site available to the Department and to all others as authorized by law for inspection at all reasonable times during the execution of and upon completion of the permittee's work.
C. 
Authority of Department. At the time of inspection, the Department may order the immediate cessation of any work which poses a threat to life or to the health, safety or well-being of the public or of a significant loss of property. The Department may issue an order to the permittee for any work which does not conform to the applicable standards, conditions or codes. The order shall state that failure to correct the violation will be cause for revocation of the permit. Within 10 days after issuance of the order, the permittee shall present proof to the Department that the violation has been corrected. If such proof has not been presented within the required time, the Department may revoke the permit pursuant to § 218-30.
A. 
Limitations on area. An excavation permit is valid only for the area of the right-of-way specified in the permit. No permittee may perform any work or excavate outside the area specified in the permit. Any permittee which determines that an area greater than that specified in the permit must be excavated must, before working in that greater area, make application for a permit extension and pay any additional fees required thereby and be granted a new permit or permit extension.
B. 
Limitation on dates. An excavation permit is valid only for the dates specified in the permit. No permittee may begin its work before the permit start date or, except as provided herein, continue working after the end date. If a permittee does not finish the work by the permit end date, it must apply for a new permit for the additional time it needs and shall not continue working after the end date of the previous permit unless and until it is granted a new permit or an extension of the previous permit.
C. 
Fees for supplementary applications. A permittee shall pay administrative fees and repair and restoration fees for any new permits or extended permits received under this section.
D. 
Minor changes. Changes which are deemed to be minor by the City may be granted via telephonic application. The fees detailed in § 218-25A(1) shall be waived for telephonic application.
A. 
Compliance with other laws. Obtaining a permit to excavate does not relieve the permittee of its duty to obtain all other necessary permits, licenses and authority and to pay all fees required by any other City, county, state or federal rules, laws or regulations. A permittee shall comply with all requirements of local, state and federal laws. A permittee shall perform all work in conformance with all applicable codes and established rules and regulations and is responsible for all work done in the right-of-way pursuant to its permit, regardless of who does the work.
B. 
Prohibited work. Except in an emergency, or with the approval of the Department, no right-of-way excavation may be done when seasonally prohibited or when conditions are unreasonable for such work.
A. 
Grounds. After consultation with the applicant/permittee and in accordance with § 218-32C, the Department may refuse to issue a permit or may amend, revoke, suspend or refuse to extend an existing permit based on any of the following grounds:
(1) 
The proposed work would interfere with an exhibition, celebration, festival or other event.
(2) 
Misrepresentation of any fact by the applicant or permittee.
(3) 
Failure of the applicant or permittee to maintain required insurance.
(4) 
Failure of the applicant or permittee to complete work in a timely manner.
(5) 
The proposed work is contrary to the public health, safety or welfare.
(6) 
The extent to which right-of-way space where the work is to be performed is not available.
(7) 
The competing demands for the particular space in the right-of-way.
(8) 
The availability of other locations in the right-of-way or in other rights-of-way for the applicant's facilities.
(9) 
The applicability of ordinances or other regulations pertaining to the right-of-way that affect location of facilities in the right-of-way.
(10) 
The condition and age of the right-of-way and whether and when it is scheduled for total or partial reconstruction.
(11) 
The applicant or permittee is otherwise not in full compliance with the requirements of this article or state or federal law.
(12) 
The application is for the installation of facilities to be used to provide cable television service and the applicant has not obtained a franchise to provide such service from the City.
B. 
Discretionary issuance. Notwithstanding Subsection A, the Department may issue a permit where issuance is necessary:
(1) 
To prevent substantial economic hardship to a customer of the permittee or applicant;
(2) 
To allow such customer to materially improve its utility service; or
(3) 
To allow the permittee or applicant to comply with state or federal law or City ordinance or an order of a court or administrative agency.
C. 
Appeals. Any person aggrieved by a decision of the Department amending, revoking, suspending, refusing to issue or refusing to extend a permit may file a request for review with the Common Council. A request for review shall be filed within 10 days of the decision being appealed. Following a hearing, the Common Council may affirm, reverse or modify the decision of the Department.
A. 
Emergency situations.
(1) 
Each person shall immediately notify the City by verbal notice on an emergency phone number provided by the City of any event regarding its facilities which it considers to be an emergency. The person may proceed to take whatever actions are necessary to respond to the emergency. Within two business days after the occurrence of the emergency, the person shall apply for the necessary permits, pay the fees associated therewith and otherwise fully comply with the requirements of this article.
(2) 
If the City becomes aware of an emergency affecting or potentially affecting any person's facilities in the right-of-way, the Department shall attempt to contact that person or its local representative. The City may take whatever action it deems necessary within the requirements of the law to protect the public safety as a result of the emergency, the cost of which shall be borne by the occupant whose facilities occasioned the emergency.
B. 
Nonemergency situations. Except in an emergency, any person who, without first having obtained the necessary permit, excavates a right-of-way must subsequently obtain a permit and shall, in addition to any penalties prescribed by ordinance, pay double the normal fee for the permit, pay double all the other fees which would otherwise be required, deposit with the Department the fees necessary to correct any damage to the right-of-way and comply with all requirements made by City ordinance.
A. 
Undergrounding. New facilities shall be installed in accordance with the undergrounding requirements of Chapter 259, Subdivision of Land, § 259-20. This requirement shall not apply to three-phase electrical primary circuits.
B. 
Corridors. The Department shall have the authority to assign specific corridors within the right-of-way. Such assignments shall be consistent with applicable state, federal and local laws, regulations and codes. All excavation or other permits issued by the Department involving the installation or replacement of facilities shall designate the proper corridor for the facilities at issue.
C. 
Limitation of space. The Department may prohibit or limit the placement of new or additional facilities within the right-of-way if there is insufficient space to accommodate a request to occupy and use the right-of-way. In making such decisions, the Department shall strive to the extent possible to accommodate all existing and potential users of the right-of-way but may prohibit or limit the placement of new or additional facilities when required to protect the health, safety or welfare of the public.
A. 
Any person owning facilities in the right-of-way must promptly and at its own expense, with due regard for seasonal working conditions, permanently remove and relocate its facilities in the right-of-way whenever the Department requests such removal and relocation and shall restore the right-of-way to the same condition it was in prior to said removal or relocation.
B. 
The Department may make such request:
(1) 
To prevent interference by the person's facilities with a public improvement undertaken by the City;
(2) 
When the health, safety or welfare of the public requires it; or
(3) 
When necessary to prevent interference with the safety and convenience of ordinary travel over the right-of-way.
C. 
Notwithstanding the foregoing, a person shall not be required to remove or relocate its facilities from any right-of-way which has been vacated in favor of a nongovernmental entity unless and until the reasonable costs thereof are first paid to the person therefor by the nongovernmental entity. The City shall only abandon or vacate a right-of-way subject to reservations for utility usages existent at the time of such abandonment or vacation.
When the City performs work in the right-of-way and finds it necessary to maintain, support, shore or move facilities located in the right-of-way, the City shall notify the owner of such facilities (owner) or its local representative. The owner or its local representative shall meet with the City's representative within 24 hours and coordinate the protection, maintenance, supporting and/or shoring of the person's facilities. The owner shall accomplish the needed work within 72 hours unless the City agrees, in writing, to a longer period. In the event that the owner does not proceed to maintain, support, shore or move its facilities, the City may arrange to do the work and bill the owner, said bill to be paid within 30 days.
Each occupant and each permittee shall indemnify, defend and hold harmless the City, its officers, boards, committees, commissions, elected officials, employees and agents from and against all loss or expense (including liability costs and attorney's fees) by reason of any claim or suit or of liability imposed by law upon the City or its agents or employees for damages because of bodily injury, including death at any time resulting therefrom, sustained by any person or persons or on account of damages to property, including loss of use thereof, arising from, in connection with, caused by or resulting from the occupant's or permittee's acts or omissions in the exercise of its rights under this article or pursuant to an excavation permit issued by the Department.
A. 
Self-insurance. Each self-insured occupant and each self-insured permittee shall indicate its self-insured retention in an amount deemed acceptable to the City. Further, each such occupant and permittee shall name the excess insurance carrier which shall be licensed to do business in the State of Wisconsin and satisfactory to the City.
B. 
Limits for the non-self-insured. Each occupant and each permittee shall keep in force and effect all insurance policies as set forth below, issued by a company or companies licensed to do business in the State of Wisconsin and satisfactory to the City. Such insurance will be primary. All contractors and all of their subcontractors who perform work for the occupant within the right-of-way shall carry, in full force and effect, workers' compensation, comprehensive general liability coverage and automobile liability coverage of the type that the occupant is required to obtain under this section with the same limits. The occupant or permittee shall furnish the City with a certificate of insurance and, upon request, certified copies of the required insurance policies. The occupant or permittee shall give the City 30 days' advance notice of cancellation or nonrenewal of insurance required under this article. All policies, other than workers' compensation, shall be written on an occurrence and not on a claims made basis. The occupant shall defend, indemnify and hold harmless the City and from and against payment of any deductible and payment of any premium on any policy required under this section.
(1) 
Commercial general liability insurance. The policy will be written to provide coverage for, but not limited to, the following: premises and operations, products and completed operations, personal injury, blanket contractual coverage, broad form property damage, independent contractor's coverage and coverage for property damage from perils of explosion, collapse or damage to underground utilities (commonly known as "XCU coverage"). Limits of liability shall be not less than $1,000,000 general aggregate, $1,000,000 products/completed operations aggregate, $1,000,000 personal injury and $1,000,000 each occurrence.
(2) 
Workers' compensation and employers' liability insurance. Statutory workers' compensation benefits and employers' liability insurance with a limit of liability no less than $100,000 each accident shall be provided.
(3) 
Automobile liability insurance. A business automobile policy covering all owned, hired and nonowned private passenger autos and commercial vehicles shall be provided. Limits of liability shall be not less than $1,000,000 each occurrence and $1,000,000 aggregate.
(4) 
Umbrella liability insurance. This coverage shall be in excess of the employers' liability, commercial general liability and automobile liability insurance required above. Limits of liability shall be not less than $1,000,000 each occurrence and $1,000,000 aggregate.
A. 
Discontinued operations. An occupant who has determined to discontinue its operations in the City must either:
(1) 
Provide information satisfactory to the Department that the occupant's obligations for its facilities in the right-of-way under this article have been lawfully assumed by another occupant; or
(2) 
Submit to the Department a proposal and instruments for transferring ownership of its facilities to the City. If an occupant proceeds under this Subsection A(2), the City may, at its option:
(a) 
Purchase the facilities;
(b) 
Require the occupant, at its own expense, to remove it; or
(c) 
Require the occupant to post a bond in an amount sufficient to reimburse the City for reasonably anticipated costs to be incurred to remove the facilities or to map the facilities.
B. 
Abandoned facilities. Except as otherwise provided in Subsection A, facilities that remain unused for two years shall be deemed to be abandoned. Abandoned facilities are deemed to be a nuisance. In addition to any remedies or rights it has at law or in equity, the City may, at its option, abate the nuisance, take possession of the facilities or require removal of the facilities by the owner of the facilities or the owner's successor in interest.
C. 
Public utilities. This section shall not apply where the PSC has jurisdiction over the abandoned facilities pursuant to W.S.A. s. 196.81.
The City, by the granting of a permit to excavate the right-of-way or by registering a person under this article, does not surrender or to any extent lose, waive, impair or lessen the lawful powers and rights which it has now or which may be hereafter granted to the City under the constitution and statutes of the State of Wisconsin to regulate the use of the right-of-way by the permittee or occupant, and the permittee or occupant by its acceptance of a permit to excavate the right-of-way or by its registration under this article is deemed to acknowledge that all lawful powers and rights, regulatory power or police power or otherwise as is or as the same may be from time to time vested in or reserved to the City shall be in full force and effect and subject to the exercise thereof by the City at any time. A permittee or occupant is deemed to acknowledge that its rights are subject to the regulatory and police powers of the City to adopt and enforce general ordinances necessary to the health, safety and welfare of the public and is deemed to agree to comply with all applicable general laws and ordinances enacted by the City pursuant to such powers.