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Village of Sleepy Hollow, NY
Westchester County
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Table of Contents
Table of Contents
[HISTORY: Adopted by the Board of Trustees of the Village of Sleepy Hollow 12-26-1979 by L.L. No. 13-1979 (Ch. 29 of the 1965 Code). Amendments noted where applicable.]
GENERAL REFERENCES
Handbills and posters — See Ch. 240.
Littering — See Ch. 263.
Noise — See Ch. 272.
Streets and sidewalks — See Ch. 362.
This chapter is enacted for the purpose of regulating the distribution of certain materials, peddling, soliciting and related activities within the Village of Sleepy Hollow. The registration of persons engaged in the above-mentioned activities is required so that the identity of persons going door to door or distributing materials within the Village may be established, the rights of legitimate businesses may be protected, general regulations may be more effectively enforced, the health, safety and welfare of the inhabitants of the Village may be protected and maintained and dishonest business practices and dishonest solicitation of funds in the Village may be prevented.
For the purpose of this chapter, the following words, as used herein, shall be considered to have the meanings herein ascribed thereto:
ESTABLISHED PLACE OF BUSINESS
A building or store in which a person transacts business and deals in the goods, wares and merchandise he hawks, peddles or solicits.
HAWKER and PEDDLER
Except as hereinafter expressly provided, any person, either principal or agent, who, in any public street or public place, or in an open area on private property adjacent to a public way, or by going from house to house or place of business on foot or on or from any animal or vehicle standing in a street, sells or barters, offers for sale or barters or carries or exposes for sale or barter any goods, wares or merchandise, except as hereinafter exempted.
PERSON
One or more persons of either sex, natural persons, corporations, partnerships, associations, joint-stock companies, societies and all other entities of any kind.
SOLICITING
Includes any one or more of the following activities:
A. 
Seeking to obtain orders for the purchase of goods, wares, merchandise, foodstuffs or services of any kind, character or description whatsoever for any kind of consideration whatsoever.
B. 
Seeking to obtain prospective customers for application or purchase of insurance of any type, kind or character.
C. 
Seeking to obtain subscriptions to books, magazines, periodicals, newspapers and every other type of publication.
D. 
Seeking to obtain gifts or contributions of money, clothing or any other valuable thing for the support or benefit of any charitable or nonprofit association, organization or project.
[Amended 1-22-2013 by L.L. No. 1-2013]
Nothing in this chapter shall be held to apply to any sales conducted pursuant to statute or by order of any court; to any person selling personal property at wholesale to dealers in such articles; to merchants having an established place of business within the Village where there are employees for soliciting orders from customers and delivering the same; to farmers and persons who produce such commodities; to any honorably discharged member of the United States Armed Forces who has procured a license as provided by the General Business Law of the State of New York; or to persons soliciting or collecting for any bona fide charitable organization having a permanent office within a radius of 50 miles of the Village of Sleepy Hollow; or to any religious, civic, or philanthropic organization which has a tax exemption as a charitable institution, pursuant to Section 501, as amended, of the Internal Revenue Code. All persons named above shall be subject to restrictions hereinafter delineated in §§ 299-7, 299-8, 299-9, 299-10 and 299-16.
Every person desiring to engage in soliciting, hawking and peddling, as herein defined, from persons in residences within this municipality is hereby required to make written application for a certificate of registration as hereinafter provided. Such certificate shall be carried by the solicitor, hawker or peddler.
A. 
Application for a certificate of registration shall be made upon a form provided by the municipality. The applicant shall truthfully, under penalty of perjury, state in full the information requested on the application as follows:
(1) 
Name and address of present place of residence and length of residence at such address; also the business address if other than the present address.
(2) 
Address of place of residence during the past three years if other than present address.
(3) 
Age of applicant.
(4) 
Physical description of applicant.
(5) 
Name and address of the person, firm or corporation or association by whom or which the applicant is employed or represents and the length of time of such employment or representation.
(6) 
Name and address of employer during the past three years if other than the present employer.
(7) 
Description sufficient for identification of the subject matter of the soliciting in which the applicant will engage.
(8) 
Period of time for which the certificate is applied.
(9) 
Date or approximate date of the latest previous application for a certificate under this chapter, if any.
(10) 
Whether or not a certificate of registration issued to the applicant under this chapter has ever been revoked.
(11) 
Whether or not the applicant has ever been convicted of a violation or a felony under the laws of the state or any other state or federal law of the United States.
(12) 
Whether or not the applicant or representative has ever been denied a peddling, hawking or soliciting certificate of registration or has had a certificate revoked; if so, from where, when and why.
[Amended 1-22-2013 by L.L. No. 1-2013]
B. 
All statements made by the applicant upon the application or in connection therewith shall be under oath.
C. 
The applicant shall submit to fingerprinting and photographing by the Police Department of the municipality in connection with the application for the certificate.
D. 
The Chief of Police shall cause to be kept in his office an accurate record of every application received and acted upon, together with all other information and data pertaining thereto, and all certificates of registration issued under the provisions of this chapter and of the denial of applications. Applications for certificates shall be numbered in consecutive order as filed, and every certificate issued and any renewal thereof shall be identified with the duplicate number of the application upon which it was issued.
E. 
No certificate of registration shall be issued to any person who has been convicted of the commission of a crime under the laws of the state or any other state or federal law of the United States; to any person who has been denied other permits for good cause; to any person who has been convicted of a violation of any provisions of this chapter; or to any person whose certificate of registration issued hereunder has previously been revoked as herein provided or who has a history of complaints from this or other communities.
A. 
Any certificate of registration issued hereunder shall be revoked by the Chief of Police if the holder of the certificate is convicted of a violation of any of the provisions of this chapter or has made a false material statement in the application or otherwise becomes disqualified for the issuance of a certificate of registration under the terms of this chapter. Immediately upon such revocation, written notice thereof shall be given by the Chief of Police to the holder of the certificate in person or by certified United States mail addressed to his or her residence set forth in the application.
[Amended 1-22-2013 by L.L. No. 1-2013]
B. 
Immediately upon giving of such notice, the certificate of registration shall become null and void.
C. 
The certificate of registration shall state the expiration date thereof.
Every person desiring to secure the protection provided by the regulations pertaining to soliciting, hawking and peddling contained in this chapter shall comply with the following directions. Notice of the determination by the occupants of giving invitation to solicitors, hawkers or peddlers or the refusal of invitation to solicitors, hawkers or peddlers to any residence shall be given in the following manner:
A. 
A weatherproof card, approximately three inches by four inches in size, shall be exhibited upon or near the main entrance door to the residence, indicating the determination by the occupant and containing the applicable words as follows: "Only Solicitors Registered in Sleepy Hollow Invited" or "No Solicitors Invited."
B. 
For the purpose of uniformity, the cards shall be provided by the Village Clerk to persons requesting same, at the cost thereof.
[Amended 1-22-2013 by L.L. No. 1-2013]
C. 
Such card so exhibited shall constitute sufficient notice to any solicitor of the determination by the occupant of the residence of the information contained thereon.
A. 
It shall be the duty of every solicitor, hawker and peddler, upon going onto any premises in the municipality upon which a residence is located, first to examine the notice provided in this chapter, if any is attached, and to be governed by the statement contained on any notice. If the notice states "Only Solicitors Registered in Sleepy Hollow Invited," then the solicitor, hawker or peddler not possessing a valid certificate of registration, as herein provided, shall immediately and peacefully depart from the premises, and if the notice states "No Solicitors Invited," then the solicitor, hawker or peddler, whether registered or not, shall immediately and peacefully depart from the premises.
[Amended 1-22-2013 by L.L. No. 1-2013]
B. 
Any solicitor who has gained entrance to any residence, whether invited or not, shall immediately and peacefully depart from the premises when requested to do so by the occupant.
It is hereby declared to be unlawful and shall constitute a nuisance for any person to go upon any premises and ring the doorbell upon or near any door or create any sound in any other manner calculated to attract the attention of the occupant of such residence for the purpose of securing an audience with the occupant thereof and engaging in soliciting, hawking or peddling, as herein defined, in defiance of the notice exhibited at the residence in accordance with the provisions of § 299-8 of this chapter.
[Amended 1-22-2013 by L.L. No. 1-2013]
It is hereby declared to be unlawful and shall constitute a nuisance for any person, whether registered under this chapter or not, to go upon any premises and ring the doorbell upon or near any door or create any sound in any other manner calculated to attract the attention of the occupant of such residence for the purpose of securing an audience with the occupant thereof and engaging in soliciting, hawking or peddling, as herein defined, prior to 9:00 a.m. or after 7:00 p.m., year round.
[Amended 1-22-2013 by L.L. No. 1-2013]
A. 
Upon receipt of an application for a certificate of registration under this chapter, the original shall be referred to the Chief of Police of the Village of Sleepy Hollow, who shall cause such investigation of the applicant's business and moral character to be made as he deems necessary for the protection of the public good. If, as a result of such investigation, the applicant's character or business responsibility is found to be unsatisfactory, the Chief of Police shall endorse on such application his disapproval and his reasons for the same and notify the applicant that his application is disapproved and that no certificate shall be issued. If, as a result of such investigation, the character and business responsibility of the applicant are found to be satisfactory, the Chief of Police shall endorse on the application his approval and return such application to the Village Clerk who, upon receiving payment of the prescribed fees, shall issue a certificate. Such certificate shall contain the signature and seal of the issuing office and shall show the name and address of said certificate holder, the kind of goods to be sold thereunder, the amount of the fee paid, the date of issuance and the length of time the same shall be operative.
B. 
A certificate shall not be assignable. Any holder of such certificate who permits it to be used by any other person and any person who uses such certificate granted to any other person shall be guilty of a violation of this chapter. Such certificate shall automatically expire on January 1 following the date of issuance thereof, but such certificate may provide for an earlier expiration date. No applicant to whom a certificate has been refused or who has had a certificate which has been revoked shall make further application until a period of at least six months shall have elapsed since the last previous rejection or revocation, unless he can show that the reason for such rejection or revocation no longer exists. Every certificate holder, while exercising his certificate, shall carry the certificate with him and shall exhibit same upon demand to any police officer or citizen.
C. 
No certificate shall be granted to a person under 18 years of age.
[Amended 8-16-1994 by L.L. No. 11-1994]
The fee for an application for certification pursuant to this chapter shall be established and determined by the Board of Trustees from time to time and set forth in the fee schedule included at the end of Chapter 200, Fees. This application fee shall be nonrefundable and shall not be credited to any certificate fee. The fee for each certificate issued pursuant to this chapter shall be established and determined by the Board of Trustees from time to time and set forth in the fee schedule included at the end of Chapter 200, Fees.
[Amended 1-22-2013 by L.L. No. 1-2013]
Any certificate holder using a motor vehicle may employ not more than two persons to assist in selling and delivering the wares, but such person shall so act only while accompanying a peddler, hawker or solicitor holding a valid certificate of registration.
[Amended 1-22-2013 by L.L. No. 1-2013]
Every vehicle used by a hawker, peddler or solicitor holding a valid certificate of registration in or about his business shall have the name of the certificate holder and his address plainly, distinctly and legibly painted in letters and figures at least two inches in height in a conspicuous place on the outside of each side of every such vehicle, and such name and address shall be kept so painted plainly and distinctly at all times while such vehicle is in use during the continuance of the certificate.
[Amended 1-22-2013 by L.L. No. 1-2013]
A. 
Causes. Certificates issued under the provisions of this chapter may be revoked by the Chief of Police of the Village of Sleepy Hollow, after notice and hearing, for any of the following causes:
(1) 
Fraud, misrepresentation or false statement contained in the application for the certificate.
(2) 
Fraud, misrepresentation or false statement made in the course of carrying on his business as a peddler.
(3) 
Any violation of this chapter.
(4) 
Conviction of any crime, misdemeanor or violation of any local law of the Village of Sleepy Hollow.
(5) 
Conducting the business of peddling in an unlawful manner or in such a manner as to constitute a breach of the peace or to constitute a menace to the health, safety or general welfare of the public.
(6) 
A complaint received by the Village in violation of a "no soliciting" sign on a private residence or business.
B. 
A notice of hearing for revocation of a certificate shall be given in writing, setting forth specifically the grounds of the complaint and the time and place of the hearing. Such notice shall be personally served or mailed by first class mail to the certificate holder at his last known address at least five days prior to the date set for the hearing.
Any person aggrieved by the action of the Chief of Police in the denial or revocation of a certificate shall have the right of appeal to the Board of Trustees. Such appeal shall be taken by filing with the Board, within 10 days after the notice of revocation or denial is mailed or served, whichever is shorter, a written statement setting forth fully the grounds for appeal. The Board of Trustees shall set a time and place for a hearing of such appeal, and notice of such hearing shall be forwarded to said person at his last known residence, as indicated in his application, by mailing such notice by first class mail at least five days prior to the hearing. The decision of the Board shall be final and conclusive.
[Amended 1-22-2013 by L.L. No. 1-2013]
Prior to the issuance of any certificate, the applicant shall file with the Chief of Police a bond running to the Village in the amount of $2,000, with good and sufficient surety, in such form as shall be approved by the Village Attorney or his designated representative. Said bond shall remain in force for the term of the certificate and shall be conditioned to indemnify and pay the Village for any penalties or costs incurred in the enforcement of any of the provisions of this chapter and to indemnify and reimburse any purchaser of personal property from the holder of the certificate in a sum equal to at least the amount of any payments such purchaser may have been induced to make through the misrepresentation as to the kind, quality or value of the personal property, whether said misrepresentation was made by the certificate holder or said certificate holder's agents, servants or employees either at the time of making the sale or through any advertisement printed or circulated with reference to such personal property or any parts thereof.
A. 
A hawker, peddler or solicitor holding a valid certificate of registration shall:
[Amended 1-22-2013 by L.L. No. 1-2013]
(1) 
Not falsely or fraudulently misrepresent the quantity or quality of any article offered for sale or offer for sale any unwholesome, tainted or diseased provisions or merchandise.
(2) 
Keep the vehicles and receptacles used by him in a clean and sanitary condition and the foodstuffs and edibles offered for sale well covered and protected from dirt, dust and insects.
(3) 
Not stand or permit the vehicle used by him to stand in one place in any public place, street or on a private lot adjacent to a public street for more than 10 minutes or in front of any premises for any time if the owner or lessee of the premises objects.
(4) 
Not create or maintain any booth or stand or place any barrels, boxes, crates or other obstructions upon any street or in an open lot adjacent to a street or public way for the purpose of selling or exposing for sale any goods, wares or merchandise.
B. 
No peddler shall:
[Added 10-28-1985 by L.L. No. 5-1985]
(1) 
Sell from a location on private property without the issuance of a certificate of occupancy from the Building Department of the Village of Sleepy Hollow, and a site plan.
(2) 
Peddle within 200 feet of any church or place of worship or any place occupied exclusively as a public or private school, nor shall he or she permit his or her vehicle, if any, to stand on any public highway within said distance of school or church property.
(3) 
Sell from any point within 500 feet of any established place of business selling substantially similar merchandise.
(4) 
Sell within the Village recreation areas without the written permission of the Village Board of the Village of Sleepy Hollow.
(5) 
Operate between the hours of 7:00 p.m. and 9:00 a.m.
[Amended 1-22-2013 by L.L. No. 1-2013]
[Amended 1-22-2013 by L.L. No. 1-2013]
All orders taken by solicitors holding a valid certificate of registration who demand, accept or receive payment or deposit of money in advance of final delivery shall be in writing, in duplicate, stating the terms thereof and the amount paid in advance, and one copy shall be given to the purchaser at the time the deposit of money is paid to the solicitor.
[Amended 1-22-2013 by L.L. No. 1-2013]
It shall be the duty of the Chief of Police to keep a record of all applications and of all certificates granted under the provisions of this chapter, giving the number and date of each certificate, the name and residence of the person holding the certificate, the amount of the fee paid, the term of the certificate and also the date of revocation of all certificates revoked.
[Amended 1-22-2013 by L.L. No. 1-2013]
Each violation of this chapter or of any regulation, order or rule promulgated hereunder shall be punishable by a fine not exceeding $500 for each offense, and each day a violation continues shall constitute a separate offense.