[L.L. No. 2-2018, 3-19-2018]
(a) 
It is the policy of both the City of Poughkeepsie and the State of New York to reduce costs and provide price certainty for the purpose of consumer protection and economic development, to expand access and opportunities for consumers in retail energy markets, as well as to promote the sustainability and resilience of energy systems through the proliferation of renewable energy, energy efficiency, and distributed energy resources (DER). Among the initiatives that may advance these objectives in New York is Community Choice Aggregation ("CCA"), a policy that empowers local governments to determine the source of electricity and/or natural gas supply on behalf of its residents and small businesses, reflecting local resources, priorities, and challenges. Energy delivery remains the responsibility of the distribution utility.
(b) 
The purpose of CCA is to allow participating local governments to procure energy supply service for eligible consumers, who will have the opportunity to opt out of the procurement, while maintaining transmission and distribution service from the existing distribution utility. This article establishes authority for the City of Poughkeepsie, in connection with the implementation a CCA program, to acquire utility data, to select, through competitive solicitation, energy supplier(s) on behalf of default consumers within the jurisdictional boundaries of the City of Poughkeepsie, and to maximize value for participating consumers through enhanced services related to DER. The City of Poughkeepsie may choose to collaborate with other local governments to form an intermunicipal program. As a result, consumers will have the opportunity to lower and stabilize their energy costs, to spur local clean energy innovation and investment, and to reduce their environmental impact, thereby fulfilling the purposes of this article and fulfilling an important public purpose.
(c) 
The City is authorized to implement this Community Choice Aggregation Program pursuant to Section 10.1(ii)a(12) of the New York Municipal Home Rule Law; and consistent with State of New York Public Service Commission Case No. 14-M-0224, Proceeding on Motion of the Commission to Enable Community Choice Aggregation Programs (issued April 21, 2016) as may be amended, including subsequent orders of the Public Service Commission issued in connection with or related to Case No. 14-M-0224, to the extent that orders related to Case No. 14-M-0224 enable actions by the municipality.
(d) 
This article shall be known and may be cited as Energy Conservation, with cited Division I, Community Choice Aggregation Program Law of the City.
[L.L. No. 2-2018, 3-19-2018]
For purposes of this division, and unless otherwise expressly stated or unless the context otherwise requires, the terms in this division shall have the meanings employed in the State of New York Public Service Commission's Uniform Business Practices or, if not so defined there, as indicated below:
AGGREGATED DATA
Aggregated and anonymized information, including the number of consumers by service class, the aggregated peak demand (kW) (for electricity) by month for the past 12 months, by service class to the extent possible, and the aggregated energy (kWh) for electricity or volumetric consumption for gas by month for the past 12 months by service class.
CCA ADMINISTRATOR
The City of Poughkeepsie or third-party CCA Administrator, duly authorized to request aggregated and customer-specific data, competitively solicit suppliers for the aggregated demand for electricity and/or natural gas on behalf of default consumers, and to offer participating consumers additional opportunities to participate or enroll in programs or projects related to distributed energy resources. The CCA Administrator is responsible for program organization, administration, procurement, communications, and for meeting all requirements for program implementation specified in the PSC CCA Order, unless otherwise specified.
CUSTOMER-SPECIFIC DATA
Customer-specific information, personal data and utility data for all consumers in the City eligible for opt-out treatment based on the terms of the PSC CCA Order and the CCA program design, including the customer of record's name, mailing address, telephone number, account number, and primary language, if available, and any customer-specific alternate billing name, address, and phone number.
DATA SECURITY AGREEMENT
Customers of electricity and/or natural gas within opt-out-eligible service classes (as delineated in the PSC CCA Order) who receive supply service from the distribution utility as of the date the supply contract goes into effect, or consumers within these service classes that subsequently become eligible to participate in the program, including those that have terminated a supply contract with an ESCO, removed a freeze or block on their account, have voluntarily suspended service pursuant to a special rate, or are new residents of the municipality. Consumers within opt-out-eligible service classes, as of the date the supply contract goes into effect, taking service from an ESCO, those that have placed a freeze or block on their account, and those for whom enrollment in the CCA program would interfere with a choice they have already made to take service pursuant to a special rate are not considered default consumers and will not be enrolled on an opt-out basis. For the avoidance of doubt, all default consumers must reside or be otherwise located at one or more locations within the geographic boundaries of the municipality, as such boundaries exist as of the date the supply contract with the goes into effect.
DEFAULT SERVICE
Supply service provided by the distribution utility to consumers who are not currently receiving service from an energy service company (ESCO). Eligible consumers within the City that receive default service, and have not opted out, will be enrolled in the program as of the effective date.
DISTRIBUTED ENERGY RESOURCES (DER)
Local renewable energy projects, community-distributed generation (e.g., shared solar), peak demand management, energy efficiency, demand response, energy storage, community resilience microgrid projects, and other innovative Reforming the Energy Vision (REV) initiatives that further engage and/or reduce cost of service for participating consumers, optimize system benefits, and/or address infrastructure and demand challenges within geography of the CCA.
DISTRIBUTION UTILITY
Owner or controller of the means of distribution of the natural gas or electricity in the municipality. The distribution utility also serves as the default supplier of electricity and natural gas preceding the establishment of a CCA program.
ELIGIBLE CONSUMERS
Eligible customers of electricity and/or natural gas who receive default service from the distribution utility as of the effective date, or new consumers that subsequently become eligible to participate in the program, at one or more locations within the geographic boundaries of the City, except those consumers who receive default service and have requested not to have their account information shared by the distribution utility. For the avoidance of doubt, all eligible consumers must reside or be otherwise located at one or more locations within the geographic boundaries of the City, as such boundaries exist on the effective date of the ESA.
ESCO or ENERGY SERVICES COMPANY
An entity duly authorized to conduct business in the State of New York as an ESCO.
NEW CONSUMERS
Consumers of electricity that become eligible consumers after the effective date of the ESA, including those that opt in or move into City.
PARTICIPATING CONSUMERS
Eligible consumers enrolled in the program, either because they are consumers who receive default service from the distribution utility as of the effective date and have not opted out, or because they are new consumers.
PROGRAM ORGANIZER
The group responsible for initiating and organizing the CCA. This group will typically secure buy-in from local governments and engage in preliminary outreach and education around CCA. The program organizer may be a nonprofit organization, local government, or other third party. The program organizer and the CCA Administrator may be the same.
PSC CCA ORDER
The PSC's Order Authorizing Framework for Community Choice Aggregation Opt-Out Program, issued on April 21, 2016 in Case 14-M-0224, "Proceeding on Motion of the Commission to Enable Community Choice Aggregation Programs."
PUBLIC SERVICE COMMISSION or PSC
New York State Public Service Commission.
SUPPLIERS
ESCOs that procure electric power and natural gas for eligible consumers in connection with this division or, alternatively, generators of electricity and natural gas or other entities who procure and resell electricity or natural gas.
[L.L. No. 2-2018, 3-19-2018]
(a) 
A Community Choice Aggregation (Energy) Program is hereby authorized by the City of Poughkeepsie, New York, whereby the City may implement a CCA program to the full extent permitted by the PSC CCA Order, as set forth more fully herein.
(b) 
The City may act as aggregator or broker for the sale of electric supply, gas supply, or both to eligible consumers and may enter into contracts with one or more suppliers for energy supply and other services on behalf of eligible consumers.
(c) 
The City may enter into agreements and contracts with other municipalities, nonprofits, consultants, and/or other third parties to i) develop and implement the CCA program, ii) act as CCA Administrator, and/or iii) develop offers of opt-in distributed energy resources (DER) products and services to participating consumers, including opportunities to participate in local renewable energy projects, shared solar, energy efficiency, microgrids, storage, demand response, energy management, and other innovative Reforming the Energy Vision (REV) initiatives and objectives designed to optimize system benefits, target and address load pockets/profile within the CCA zone, and reduce costs for CCA customers.
(d) 
The operation and ownership of the utility service shall remain with the distribution utility. The City's participation in a CCA program constitutes neither the purchase of a public utility system, nor the furnishing of utility service. The City shall not take over any part of the electric or gas transmission or distribution system and will not furnish any type of utility service, but will instead negotiate with suppliers on behalf of participating consumers.
(e) 
The Public Service Commission supervises retail markets and participants in these markets through legislative and regulatory authority and the Uniform Business Practices, which includes rules relating to the eligibility of participating ESCOs, the operation by which ESCOs provide energy services, and the terms on which customers may be enrolled with ESCOs.
[L.L. No. 2-2018, 3-19-2018]
(a) 
All default consumers shall be enrolled on an opt-out basis. Default consumers will have the right to opt out before the supply contract goes into effect, or disenroll any time thereafter with no penalty. Those that do not opt out before the supply contract goes into effect will be enrolled automatically.
(b) 
All nondefault consumers within the municipality, regardless of service class, shall be eligible to participate in the CCA program on an opt-in basis.
(c) 
The CCA Administrator, on behalf of the City of Poughkeepsie, shall issue one or more requests for proposals to suppliers to provide energy to participants and may then award a contract in accordance with the CCA program.
[L.L. No. 2-2018, 3-19-2018]
(a) 
An opt-out letter, printed on municipal letterhead, shall be mailed to eligible consumers at least 30 days prior to customer enrollment. The opt-out letter shall include information on the CCA program and the contract signed with the selected ESCO, including specific details on rates, services, contract term, cancellation fee, and methods for opting out of the CCA program. The letter shall explain that consumers that do not opt out will be enrolled in ESCO service under the contract terms and that information on those consumers, including energy usage data and APP status, will be provided to the ESCO.
(b) 
All consumers shall have the option to opt out of the CCA program at any time without penalty.
(c) 
Termination fees shall not be charged to consumers that cancel their CCA service as a result of moving out of the premises served.
[L.L. No. 2-2018, 3-19-2018]
Participating consumers shall be provided customer service, including a toll-free telephone number available during normal business hours (9:00 a.m. to 5:00 p.m., Eastern time, Monday through Friday) to resolve concerns, answer questions, and transact business with respect to the service received from the supplier.
[L.L. No. 2-2018, 3-19-2018]
(a) 
The City may request aggregated data and customer-specific data from the distribution utility; provided, however, that the request for customer-specific data is limited to only those eligible consumers who did not opt out once the initial opt-out period has closed.
(b) 
Customer-specific data shall be protected in a manner compliant with, collectively, i) all national, state and local laws, regulations or other government standards relating to the protection of information that identifies or can be used to identify an individual that apply with respect to the City's or its representative's processing of confidential utility information; ii) the utility's internal requirements and procedures relating to the protection of information that identifies or can be used to identify an individual that apply with respect to the City's or its representative's processing of confidential utility information; and iii) the PSC CCA Order and PSC rules, regulations and guidelines relating to confidential data.
(c) 
The City must enter into a data security agreement with the distribution utility for the purpose of protecting customer data.
[L.L. No. 2-2018, 3-19-2018]
(a) 
A CCA Advisory Group is hereby established to develop and review CCA-related proposals, act as the City's agent in awarding said proposals, and forward information regarding such awards to the Common Council of the City of Poughkeepsie for ratification.
(b) 
Membership to the CCA Advisory Group shall include the City Administrator and members of the Common Council until a relevant Conservation Committee is formed.
[L.L. No. 2-2018, 3-19-2018]
The City may collect, or cause to be collected, funds from customer payments to pay for administrative costs associated with running the CCA program.
[L.L. No. 2-2018, 3-19-2018]
(a) 
Annual reports shall be filed with the City Chamberlain by March 31 of each year and cover the previous calendar year.
(b) 
Annual reports shall include, at a minimum: number of consumers served; number of consumers cancelling during the year; number of complaints received; commodity prices paid; value-added services provided during the year (e.g., installation of DER or other clean energy services); and administrative costs collected. The first report shall also include the number of consumers who opted out in response to the initial opt-out letter or letters.
(c) 
If a CCA supply contract will expire less than one year following the filing of the annual report, the report must identify current plans for soliciting a new contract, negotiating an extension, or ending the CCA program.
[L.L. No. 2-2018, 3-19-2018]
This division shall be effective upon its filing with the Secretary of State.
[L.L. No. 2-2018, 3-19-2018]
The invalidity or unenforceability of any section, subsection, paragraph, sentence, clause, provision, or phrase of the aforementioned sections, as declared by the valid judgment of any court of competent jurisdiction to be unconstitutional, shall not affect the validity or enforceability of any other section, subsection, paragraph, sentence, clause, provision, or phrase, which shall remain in full force and effect.
[L.L. No. 2-2018, 3-19-2018]
It is the intention of the Common Council and it is hereby ordained that the provisions of this division shall become and be made a part of the Code of Ordinances of the city of Poughkeepsie, New York, and the sections of this division may be renumbered to accomplish such intention.