The purpose of this chapter is to implement Chapter 10, Division 4, Title 1, of the Government Code of the State of California (Sections 3500, et seq.), captioned "Public Employee Organizations," by providing orderly procedures for the administration of employer-employee relations between the City and its employee organizations for resolving disputes regarding wages, hours and other terms and conditions of employment.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
As used in this chapter, the following terms shall have the meanings indicated:
"Appropriate unit"
means a unit established pursuant to Section 3.12.090 of this chapter;
"City"
means the City of Santa Barbara, a municipal corporation, and where appropriate herein, "City" refers to the City Council, the governing body of said City, or any duly authorized management employee as herein defined;
"Consult or consultation in good faith"
means to communicate verbally or in writing for the purpose of presenting and obtaining views or advising of intended actions;
"Employee"
means any person regularly employed by the City except those persons elected by popular vote;
"Employee, confidential"
means an employee who is privy to decisions of City management affecting employer-employee relations;
"Employee, management"
means any employee having significant responsibilities for formulating and administering City policies and programs, including, but not limited to, the Chief Executive Officer and department heads;
"Employee organization"
means any organization which includes employees of the City and which has as one of its purposes representing such employees in their employment relations with the City;
"Employer-employee relations"
means the relationship between the City and its employees and their employee organization, or when used in a general sense, the relationship between City management and employees or employee organizations;
"Majority representative"
means an employee organization, or its duly authorized representative, that has been granted formal recognition by the Municipal Employee Relations Officer as representing the majority of employees in an appropriate unit;
"Meet and confer in good faith" (sometimes referred to herein as "meet and confer" or "meeting and conferring")
means performance by duly authorized City representatives and duly authorized representatives of a recognized employee organization of their mutual obligation to meet at reasonable times, and to confer in good faith regarding matters within the scope of representation, including wages, hours and other terms and conditions of employment in an effort to:
1. 
Reach agreement on those matters within the authority of such representatives by a memorandum of understanding,
2. 
Reach agreement on what will be recommended to the City Council on those matters within the decision making authority of the City Council.
This does not require either party to agree to a proposal or to make a concession;
"Municipal Employee Relations Officer"
means the City Administrator or his or her duly authorized representative;
"Recognized employee organization"
means an employee organization which has been acknowledged by the Municipal Employee Relations Officer as an employee organization that represents employees of the City.
The rights accompanying recognition are either:
1.
"Formal recognition" which is the right to meet and confer in good faith as the majority representative in an appropriate unit, or
2.
"Informal recognition" which is the right to consultation in good faith by all recognized employee organizations;
"Scope of representation"
means all matters relating to employment conditions and employer-employee relations, including, but not limited to, wages, hours and other terms and conditions of employment. City rights (Section 3.12.040) are excluded from the scope of representation.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
Employees of the City shall have the right to form, join and participate in the activities of employee organizations of their own choosing for the purpose of representation on all matters of employer-employee relations including but not limited to wages, hours and other terms and conditions of employment. Employees of the City also shall have the right to refuse to join or participate in the activities of employee organizations and shall have the right to represent themselves individually in their employment relations with the City. No employee shall be interfered with, intimidated, restrained, coerced or discriminated against because of his or her exercise of these rights.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
The rights of the City include, but are not limited to, the exclusive right to determine the mission of its constituent departments, commissions and boards; set standards of service; determine the procedures and standards of selection for employment and promotion; direct its employees; take disciplinary action; relieve its employees from duty because of economic reasons or for cause as provided in Section 1007 of the City Charter; maintain the efficiency of governmental operations; determine the methods, means and personnel by which government operations are to be conducted; determine the content of job classifications; take all necessary actions to carry out its mission in emergencies; and exercise complete control and discretion over its organization and the technology of performing its work.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
The City, through its representatives, shall meet and confer in good faith with representatives of formally recognized employee organizations with majority representation rights regarding matters within the scope of representation including wages, hours and other terms and conditions of employment within the appropriate unit.
B. 
The City shall not be required to meet and confer in good faith on any subject preempted by Federal or State law, nor shall it be required to meet and confer in good faith on employee or City rights as defined in Sections 3.12.030 and 3.12.040.
(Ord. 3467 §1, 1971; Ord 4537, 1988)
All matters affecting employer-employee relations, including those that are not subject to meeting and conferring, are subject to consultation. The City, through its representatives, shall consult in good faith with representatives of all recognized employee organizations on employer-employee relations matters which affect them.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
Reasonable written notice shall be given to each recognized employee organization affected of any ordinance, rule, resolution or regulation directly relating to matters within the scope of representation proposed to be introduced to or by the City Council, or any committee of the City Council, or by any board or commission of the City, and each shall be given the opportunity to meet with such body prior to adoption. Emergency resolutions and ordinances are excepted, but employee representatives shall be notified of such resolutions and ordinances as soon as possible.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
There are two levels of employee organization recognition, formal and informal. The recognition requirements of each are set forth below:
A. 
"Formal recognition" means the right to meet and confer in good faith as majority representative: An employee organization that seeks formal recognition for purposes of meeting and conferring in good faith as the majority representative of employees in an appropriate unit shall file a petition with the Municipal Employee Relations Officer containing the following information and documentation:
1. 
Name and address of the employee organization,
2. 
Names and titles of its officers,
3. 
Names of employee organization representatives who are authorized to speak on behalf of its members,
4. 
A statement that the employee organization has, as one of its primary purposes, representing employees in their employment relations with the City,
5. 
A statement whether the employee organization is a Chapter or local of, or affiliated directly or indirectly in any manner with, a regional or state, or national or international organization, and, if so, the name and address of each such regional, state, national or international organization,
6. 
A copy of the employee organization's constitution and by-laws currently in effect,
7. 
A designation of those persons, not exceeding three in number, and their addresses, to whom notice sent by regular United States mail will be deemed sufficient notice on the employee organization for any purpose,
8. 
A statement that the employee organization has no restriction on membership based on race, color, creed, sex or national origin,
9. 
The job classification or titles of employees in the unit claimed to be appropriate and the approximate number of member employees therein,
10. 
A statement on appropriate City forms provided for this purpose that the employee organization has in its possession written proof, dated within six months of the date upon which the petition is filed, to establish that at least 30% of the employees in the unit claimed to be appropriate have designated the employee organization to represent them in their employment relations with the City. Such written proof shall be submitted for confirmation to the Municipal Employee Relations Officer or to a mutually agreed upon disinterested third party.
Effective upon adoption of the ordinance codified herein, any employee organization that has been formally recognized by the City Council shall be deemed to have been recognized for purposes of Section 3.12.080,
11. 
A request that the Municipal Employee Relations Officer recognize the employee organization as the majority representative of the employees in the unit claimed to be appropriate for the purpose of meeting and conferring in good faith on all matters within the scope of representation,
B. 
"Informal recognition" means the right to consult in good faith: An employee organization that seeks recognition for purposes of consultation in good faith shall file a petition with the Municipal Employee Relations Officer containing the following information and documentation:
1. 
All of the information enumerated in (A)(1) through (8) of this section, inclusive,
2. 
A request that the Municipal Employee Relations Officer recognize the employee organization for the purpose of consultation in good faith,
C. 
Any other employee organization may file an intervener petition pursuant to the requirements set forth in Section 3.12.120.C within 15 days after a petition for recognition is received by the City.
D. 
The Municipal Employee Relations Officer shall grant recognition, in writing, to all employee organizations who have complied with Section 3.12.080.A or B. Employee organizations seeking formal recognition as majority representative must, in addition, satisfy the requirement of Section 3.12.100.A.1 below. No employee may be represented by more than one recognized employee organization for the purposes of this chapter.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
The Municipal Employee Relations Officer, after reviewing the petition filed by an employee organization seeking formal recognition as majority representative, shall determine whether the proposed unit is an appropriate unit. The principal criterion in making this decision is whether there is a community of interest among such employees. The following factors are to be considered in making such determination:
1. 
Which unit will assure employees the fullest freedom in the exercise of rights set forth under this chapter;
2. 
The history of employee relations:
a. 
In the unit,
b. 
Among other employees of the City, and
c. 
In similar public employment;
3. 
The effect of the unit on the efficient operation of the City and sound employer-employee relations;
4. 
The extent to which employees have common skills, working conditions, job duties or similar educational requirements
5. 
The effect on the existing classification among two or more units.
Provided, however, no unit shall be established solely on the basis to the extent to which employees in the proposed unit have organized.
B. 
In the establishment of appropriate units:
1. 
Professional employees shall not be denied the right to be represented separately from non-professional employees, and
2. 
After meeting and conferring with formally recognized employee groups, certain management and confidential employees may be designated for the purposes of preventing such employees from representing a unit of non-management and non-professional employees on matters within the scope of representation.
C. 
If, after considering the above criteria, the Municipal Employee Relations Officer denies recognition to a unit requesting such recognition, an appeal from his or her decision may be filed with the Board of Civil Service Commissioners. The appeal must be in writing, stating specific reasons why the unit should be recognized, and must be filed with the Secretary to the Board (Personnel Director) within 15 days after the unit requesting recognition receives notice of denial of recognition from the Municipal Employee Relations Officer. Upon receipt of the appeal for recognition, the Board shall set a hearing date within 20 days, and written notice of the time and place thereof shall be given to the unit in person or by mail at least 10 days before the hearing. The decision of the Board shall be binding, but a unit whose request has been denied by the Board may repetition for recognition after 12 months have elapsed since such decision.
D. 
The Municipal Employee Relations Officer shall, after notice to and consultation with affected employee organizations, allocate new classifications or positions, delete eliminated classifications or positions, and retain, reallocate or delete modified classifications or positions from units in accordance with the provisions of this section.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
Requests by employee organizations or groups of employees for modifications of established appropriate unit may be considered by the Municipal Employee Relations Officer only during the open period specified in Section 3.12.120. Such requests shall be submitted in the form of a Petition for Recognition pursuant to the requirements set forth in Sections 3.12.080 and 3.12.090. The Municipal Employee Relations Officer shall process such petitions as other Petitions for Recognition under Sections 3.12.080 and 3.12.090, including the right of appeal contained in 3.12.090.C.
B. 
Any other employee organization may file an intervener petition pursuant to Section 3.12.120.C when a petition includes a request for recognition.
C. 
The Municipal Employee Relations Officer may propose during the open period specified in Section 3.12.120 that an appropriate unit be modified. The Municipal Employee Relations Officer shall give written notice of each proposed modification to any affected employee organization and shall hold a meeting concerning proposed modification, at which time all affected employee organizations shall be heard. Thereafter the Municipal Employee Relations Officer shall determine the composition of the appropriate unit or units in accordance with Sec. 3.12.090, and shall give written notice of such determination to the affected employee organizations. The Municipal Employee Relations Officer's determination may be appealed as provided in Section 3.12.090.C. If a unit is modified pursuant to the motion of the Municipal Employee Relations Officer hereunder, an employee organization may thereafter file a Petition for Recognition seeking to become the recognized employee organization for such new appropriate unit or units pursuant to Sec. 3.12.080.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
The Municipal Employee Relations Officer may:
1. 
Determine the majority representative of City employees in an appropriate unit by arranging for a secret ballot election or by any other reasonable method which is based upon written proof, and is designed to ascertain the free choice of a majority of such employees. The employee organization found to represent a majority of the employees in an appropriate unit shall be granted formal recognition and is the only employee organization entitled to meet and confer in good faith on matters within the scope of representation for employees in such unit. This shall not preclude other employee organizations, or individual employees, from consulting with management representatives on employer-employee relations matters of concern to them;
2. 
Revoke the recognition rights of a majority representative which has been found by secret ballot election no longer to be the majority representative pursuant to Section 3.12.120.
B. 
The recognition rights of the majority representative designated in accordance with this section shall not be subject to challenge for a period of 12 months following the date of such recognition.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
Initiated by Petition.
1. 
Any group of employees of an appropriate unit represented by a formally recognized employee organization may initiate the process of revoking that organization's recognition by filing a revocation of recognition petition with the Municipal Employee Relations Officer. Said petition shall meet the requirements set forth in Section 3.12.080. The petition may only be filed during an "open period," defined as (a) the month of March of any year following the first 12 months of recognition, or (b) the 30 day period beginning 120 days prior to the termination date of the Memorandum of Understanding affecting that unit then having been in effect less than three years, whichever is later.
2. 
A revocation of recognition petition may be combined with a petition for recognition by adhering to the requirements of Section 3.12.080 as well as those requirements in this section. Following receipt of a revocation of recognition petition the Municipal Employee Relations Officer shall make a written determination to accept or reject the petition. The Employee Relations Officer shall notify the affected labor organizations of his or her determination. An appeal of this determination may be filed with the Board of Civil Service Commissioners, as provided in Section 3.12.090.C.
B. 
Election. Upon the determination of a revocation petition's acceptance or rejection, or upon decision by the Board, the Municipal Employee Relations Officer shall promptly schedule an election among the employees of each affected unit to decide the question in accordance with Section 3.12.100. Such election shall take place no sooner than 30 days following the determination of the Municipal Employee Relations Officer or alternately the decision of the Board of Civil Service Commissioners.
C. 
Intervener Petition. Within 15 days of the filing of a revocation petition which combines a request for recognition, any other employee organization may file an intervener petition for recognition as to the affected unit pursuant to Section 3.12.080. Such a petition must include written proof dated within six months of the date of filing, of employee approval equal to at least 10% of employees within the unit.
D. 
New Representative. Within 15 days of the filing of a revocation of recognition petition or issuance of a notice by the Municipal Employee Relations Officer that revocation proceedings have commenced, any other employee organization may file a Petition for Recognition as to any affected appropriate unit pursuant to Section 3.12.080. Any election to be held as to that Petition may be held concurrently with the election on the issue or revocation of recognition.
E. 
No Impact on MOU. Neither the revocation of recognition of an employee organization, nor the recognition of a different employee organization, shall have any effect on an Memorandum of Understanding then in effect. Any employee organization which is formally recognized as to a unit during the term of an MOU shall be bound by all of the terms and conditions of that MOU.
(Ord. 4537, 1988)
A. 
When the meeting and conferring process is concluded between the City and a formally recognized employee organization representing a majority of the employees in an appropriate unit, all agreed upon matters shall be incorporated in a written memorandum of understanding signed by the duly authorized City representative and the majority representatives.
B. 
As to those matters within the authority of the City Council, the memorandum of decision shall be submitted to the City Council for determination.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
The City Council may adopt such rules and regulations necessary to implement the provisions of this chapter and Chapter 10, Division 4, Title 1 of the Government Code of the State of California (Sections 3500, et seq.).
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
Nothing in this chapter shall be construed to deny any person or employee the rights granted by Federal and State laws and City Charter provisions.
B. 
The rights, powers and authority of the City Council in all matters, including the right to maintain any legal action, shall not be modified or restricted by this chapter.
C. 
Nothing contained in this chapter shall abrogate any written agreement between any employee organization and the City in effect on the effective date of this chapter. All such agreements shall continue in effect for the duration of the term specified therein unless modified or rescinded by mutual agreement of the parties thereto.
D. 
The provisions of this chapter are not intended to conflict with the provisions of Chapter 10, Division 4, Title 1 of the Government Code of the State of California (Sections 3500, et seq.), as amended in 1968.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
A. 
Employee representatives shall be allowed reasonable time off to meet and confer with employer representatives.
B. 
One member from each formally recognized employee association shall be granted up to three working days or two shifts off in the case of members of the Fire Department, with pay, once annually to attend state, regional or national conferences or conventions of employee associations of which said employee is a member. No other expense incurred by attendance at said conference or convention shall be paid by the City.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)
If any provision of this chapter, or the application of such provision to any person or circumstance, shall be held invalid, the remainder of this chapter, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby.
(Ord. 3467 §1, 1971; Ord. 4537, 1988)