Except as otherwise provided by this Appendix A, the code, or
any other law or rule duly adopted by city, Appendix A will apply
to all city employees.
(Ord. 705 Appx. A, 2004)
Violation of any rule or regulation herein will be grounds for
disciplinary action and subject to the applicable appeals procedure
provided herein.
(Ord. 705 Appx. A, 2004)
These rules will be amended pursuant to the provisions of the
municipal code; provided, however, that for at least ten working days
immediately prior to hearing by the city council of the proposed amendment
of any provision of this Appendix A, said amendment will be publicly
posted on the public bulletin board in the city hall together with
notice of the time, place and date of hearings by the city council.
Recognized employee organizations whose members may be affected by
the proposed amendment will be provided with a copy of the proposed
amendment at least ten days prior to any hearings held by the city
council. At the time of hearing by the council, any interested person
may appear and be heard. Amendments will become effective upon adoption
of resolution by the city council following such hearings, or at such
time as the adopting resolutions may provide.
(Ord. 705 Appx. A, 2004)
The city will not attempt to elicit nor will it elicit any information
of any kind or character from any applicant, candidate, officer or
employee concerning that individual's political or religious opinions
or affiliations. Personnel actions will not be affected or influenced
in any manner by the following reasons: the political or religious
opinion or affiliation, the race, the sex, the age, the national origin,
ancestry, color, sexual orientation, disability, or marital status
of the individual involved. Nothing contained herein will be construed
to preclude the execution as may be required by law.
(Ord. 705 Appx. A, 2004)
The manner and method of pay for employees is prescribed in
the annual budget of the city and/or duly adopted memoranda of understanding,
If, in the case the employee's probationary period is extended as
provided by this Appendix A, an employee will nonetheless be eligible
for pay advancement at the expiration of the initial probationary
period, if such pay changes are provided by the annual budget of the
city and/or memoranda of understanding affecting the employee's job
title. Such pay change will be effective only after the department
head has certified that the employee has performed satisfactorily
during the initial probationary period.
(Ord. 705 Appx. A, 2004)
A. Applicability.
1. The provisions of this section, including permitted disciplinary
actions, and hearing and procedural requirements, will be available
only to permanent classified employees and permanent classified management
employees.
2. Disciplinary action may be taken against any person employed by the
city who is neither a permanent classified employee nor a permanent
classified management employee without regard to this section. City
personnel who are not permanent classified or classified management
may be disciplined without cause and will have no right to the notice
and hearing requirements set forth within or to any other notice and
hearing provision whatsoever.
B. Permitted Disciplinary Action. The following disciplinary actions may be taken against an employee for one or more of the causes for discipline specified in subsection
D of this section, or for any other just cause:
5. Verbal reprimand;
In the case of suspension without pay, such suspension will
not exceed thirty working days, and no employee will be penalized
by suspension for more than thirty working days in any fiscal year.
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C. Delegation
of Disciplinary Authority. The city manager may, at any time, authorize
any department or office head to discipline subordinate employees
subject to the procedures in these rules.
D. Causes
for Disciplinary Actions. Causes for disciplinary action against any
employee will include, but not be limited to, the following listed
causes; disciplinary action may be taken for any other just cause,
even though it may not appear hereinbelow:
1. Fraud in securing employment;
3. Willful violation of safety rules;
6. Being under the influence of alcohol and/or any drugs during working
hours;
7. Refusal or failure to perform assigned work;
8. Violation of any city rule, regulation or ordinance applicable to
an employee's performance;
9. Conviction of a felony or any crime involving moral turpitude;
10. Offensive treatment of the public or fellow employees;
11. Disobedience of lawful order;
12. Misuse, misappropriation or theft of city property;
13. Falsification of city records;
14. Unauthorized sleeping on the job;
15. Incompetent, inept, substandard or untimely performance of assigned
work;
16. Instigates fellow employees into disobedience of supervisors;
17. Violation of any applicable city or state financial conflict of interest
laws, rules or regulations.
E. Procedural
Requirements Prior to Disciplinary Action. No employee for whom this
section applies will be subject to disciplinary action unless such
employee has received:
1. Notice of the proposed action and of the grounds for such action;
2. A written copy of the charges and grounds for such charges;
3. A reasonable time to answer the charges, not to exceed fifteen days;
4. A written decision on such answer at the earliest practicable date,
not to exceed fifteen days following the answer. No disciplinary action
will be taken against an employee until the time period provided herein
has been exhausted without a response from the employee or the employee
has responded to the proposed disciplinary action.
F. Notice
of Proposed Action. An employee against whom disciplinary action is
pending is entitled to reasonable advance written notice stating any
and all reasons, specifically and in detail, for the proposed action.
The material on which the notice is based and which is relied on to
support the reasons in that notice including, but not limited to,
statements of witnesses, documents, and investigative reports or extracts
will be assembled and made available to the employee for review. The
notice will inform the employee when and where the employee may review
such materials. Material which is classified as confidential, and
as such, is not available for the employee to review will not be used
to support the reasons in the notice.
G. Employee's
Answer. An employee is entitled to a reasonable time, not to exceed
fifteen days unless the appointing authority authorizes a longer time,
to answer a notice of proposed disciplinary action. The time to be
allowed depends on the facts and circumstances of the case, and will
be sufficient to afford the employee ample opportunity to review the
material relied on by the appointing power to support the reasons
in the notice and to prepare an answer. If the employee answers, the
appointing power will consider the answer in reaching a decision.
The employee is entitled to answer through a designated representative,
personally, or in writing, or any combination. The right to answer
personally includes the right to answer orally in person by being
given a reasonable opportunity to make any representations which the
employee believes might affect the final decision in the case. When
the employee requests an opportunity to answer personally, the appointing
power will personally hear the answer. The word "answer" will include
such statements, affidavits, declarations, or other evidentiary matter
as the employee may wish to submit.
H. Status
of Employee During Notice Period. Except as otherwise provided, an
employee against whom disciplinary action is proposed is entitled
to be retained in an active status during the notice period. When
circumstances are such that the retention of the employee in an active
status in the employee's position may result in damage to city property
or may be detrimental to the interests of the city or injurious to
the employee, fellow workers or the public, the appointing authority
may temporarily assign the employee to duties in which these conditions
do not exist or place the employee on paid suspension.
I. Notice
of Decision. Any employee against whom disciplinary action is pending
is entitled to notice of the appointing authority decision at the
earliest practicable date, not to exceed fifteen days following the
answer. The appointing authority will deliver the notice of decision
to the employee at or before the time when the action will be effective.
If discipline is to be imposed, the notice will be in writing, be
dated and inform the employee of the following:
1. Which of the reasons in the notice of proposed disciplinary action
have been sustained and not sustained;
2. Of the right to appeal the notice of decision, as provided in this
section, if and only if such disciplinary action results in discharge,
demotion or suspension. The employee will have no such right to appeal
if the disciplinary action is with a written reprimand or a verbal
reprimand. However, the employee may provide a written response to
the reprimand and the response will be placed in employee's personnel
file;
3. Of the time limit for such appeal, if after notice and answer the
appointing authority decides not to discipline the employee, the employee
will be notified within fifteen days following the answer. A decision
not to discipline will be accompanied by a directive to the city manager
to delete all reference to the pending action from the employee's
personnel file.
J. Appeal
of Disciplinary Actions.
1. If, pursuant to the provisions of subsection
I of this section, an employee appeals the notice of decision, a hearing officer will be named to hear the matter. The hearing officer will be appointed from a list maintained by the city clerk. The city clerk's appointment will be by random selection from among those appearing on the list. Both the employee and the city will have the right to challenge and refuse any person so selected, the employee to first exercise this right; provided, that the employee and the city may each so challenge only one person. The city clerk's random selection will proceed until both parties are satisfied with the selection or until their rights to challenge are exhausted. The list will be compiled by obtaining names from the Del Norte County Bar Association or by another agency independent of the city for the purpose of providing impartial, competent hearing officers to hear disciplinary appeals.
2. The hearing authorized herein will be held within thirty days following
the request for hearing.
3. Whenever a hearing on any disciplinary action is to be held, the
city manager will notify the person requesting the hearing and the
appointing authority from whose action the appeal is being taken,
of the date, time and place of the hearing and will publicly post
a notice of the date, time and place of hearing on the public bulletin
board in the City Hall.
4. The hearing may be public or closed, at the employee's option.
5.
a. The employee requesting the hearing will be required to appear at
the hearing.
b. The employee requesting the hearing may be represented by any person.
c. Unless otherwise mutually agreed upon by the employee and city's
representative, during the hearing any and all witnesses to be called
by either the employee or city will be excluded from the hearing room
unless actually testifying; provided, that both the employee and city
may designate a person, who will not be subject to the exclusion,
who has investigated the matter at issue in the hearing and whose
assistance during the hearing is necessary to the efficient conduct
of the hearing.
6. The hearings will proceed generally as follows:
a. The city's representative and the affected employee may make opening
statements.
b. The city's representative will present oral and/or documentary evidence
in support of city's position; the affected employee may cross-examine
any witness called by city.
c. The affected employee may present evidence in employee's own behalf;
the city's representative may cross-examine such witnesses.
d. Both the city and the affected employee may subpoena witnesses and
present rebuttal evidence.
e. The hearing officer will rule on any objections made to the admissibility
of evidence or otherwise relating to the conduct of the hearing. Such
rulings will be final.
f. The city's representative and the affected employee may make closing
statements.
7. Hearing Officer's Action.
a. Upon the conclusion of any investigation or hearing, the hearing
officer will cause findings and recommendations to be prepared in
writing and will certify the same within twenty days.
b. The hearing officer will, at a minimum, find whether the city has
shown by a preponderance of the evidence that the charges in support
of the disciplinary action have been substantiated. Such a finding
will be made as to each charge. If the hearing officer finds that
none of the charges are supported by the evidence presented, the recommendation
will be that no disciplinary action be taken. If the hearing officer
finds that any or all of the charges are supported, the hearing officer
will either:
i. Recommend that the proposed disciplinary action be carried out;
ii.
Recommend such other disciplinary action deemed appropriate
under the circumstances;
iii.
Recommend that no disciplinary action be taken.
c. The hearing officer's findings and recommendations will be filed
as a permanent record with the city manager and will be signed by
the city manager. The city manager will deliver a certified copy of
such findings and recommendations to the appointing authority and
to the employee affected by such findings and recommendations, or
from whose action the appeal was taken.
8. If, due to any cause, a hearing cannot be held and an employee is subsequently denied such hearing within the time stated herein, action will be deferred until a hearing can be scheduled, provided, that the provisions of subsection
H of this section will apply.
9. The appointing authority will review the findings and recommendations, the record of the hearing and any other information submitted in writing by the employee, and will then determine in light of such record and other information supplied by the employee whether the disciplinary action in the notice of decision (subsection
I of this section) is proper. If it is determined that the action is proper, the employee will be notified in writing and no further action will be necessary. If it is determined that the action is not proper, the actions will be rescinded and steps necessary to adjust the employee's records and pay to reflect such rescission will be taken. Nothing herein will be construed to preclude the appointing authority from imposing a less severe disciplinary action than that imposed under subsection
B of this section, following review of the records. For this purpose, the order of severity, from most severe to least, will be as listed in subdivisions 1 through 5 of subsection
B of this section.
(Ord. 705 Appx. A, 2004; Ord. 811 § 2, 2019)