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Village of Bayville, NY
Nassau County
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Table of Contents
Table of Contents
[Adopted 12-11-1995 by L.L. No. 5-1995]
A. 
The United States Department of Transportation (DOT) has issued regulations pursuant to the Omnibus Transportation Employee Testing Act of 1991 (the Act) which govern the use of drugs and alcohol by commercial motor vehicle drivers and which also require the Village to conduct mandatory drug and alcohol testing of covered drivers. The regulations require testing to begin on January 1, 1996. It is the Village's intention to comply fully with the law and with DOT's regulations governing drug and alcohol use and testing. In the event that DOT's regulations are amended, the Village reserves the right to apply the amended requirements immediately.
B. 
Furthermore, if there are any provisions of the Village of Bayville's Drug and Alcohol Testing Policy which are inconsistent with the Federal Omnibus Transportation Employee Testing Act of 1991, the federal law supersedes Bayville's policy.
C. 
Before performing an alcohol or controlled substance test, the Village shall notify a driver that the alcohol or controlled substance test is required by federal regulations under 49 CFR Part 382.
[Added 8-10-1998]
A. 
The Village Clerk-Treasurer or a designee:
(1) 
Shall adopt any work rules necessary to implement this policy and comply with the Act and DOT regulations.
(2) 
Shall also develop drug and alcohol testing educational material that complies with federal regulations for distribution to covered employees.
(3) 
Shall provide written notice to the union of any change in this policy. Nothing herein shall be construed as a waiver by the union to negotiate with respect to any changes to this policy or with respect to any work rules and procedures adopted hereunder under those circumstances in which such negotiation is required by of Civil Service Law § 209a, Subdivision 1.
[Amended 8-10-1998]
(4) 
Shall arrange for training of all supervisors to allow them to determine whether reasonable suspicion exists to test an employee for alcohol misuse or illegal drugs.
(5) 
Shall provide for an informal appeal process whereby an employee may appeal a positive test.
B. 
Any violation of this policy, the law or DOT regulations by an employee shall be grounds for disciplinary action up to and including discharge in a manner consistent with the negotiated labor agreement.
A. 
Drug and alcohol testing will be conducted on any current and/or prospective driver who may be required to operate a commercial motor vehicle, as defined by the DOT.
B. 
All applicants for positions with the Village as a driver of a commercial motor vehicle, regardless of whether they are a new applicant or a current employee, will be notified of the Village's drug and alcohol testing policy at the time they apply for a covered driver position with the Village and that any offer of employment as such a driver will be conditioned on their compliance with it.
As used in this chapter, the following terms shall have the meanings indicated:
ACCIDENT
Any occurrence involving a commercial motor vehicle operating on a public road which results in:
A. 
A fatality; or
B. 
A driver being cited for a moving traffic violation, if the accident involved:
[Amended 8-10-1998]
(1) 
Bodily injury to any person who, as a result of the injury, immediately receives treatment away from the scene of the accident; or
(2) 
One or more motor vehicles incurring disabling damage as a result of the accident, requiring the motor vehicle to be transported away from the scene by a tow truck or other motor vehicle.
ALCOHOL
The intoxicating agent in beverage alcohol, ethyl alcohol or other low molecular weight alcohol, including methyl and isopropyl alcohol.
ALCOHOL CONCENTRATION OR CONTENT
The alcohol in a volume of breath expressed in terms of grams of alcohol per 210 liters of breath as indicated by an evidential breath test under this policy.
ALCOHOL USE
The consumption of any beverage, mixture or preparation, including any medication, containing alcohol.
CDL
Commercial driver's license.
COMMERCIAL MOTOR VEHICLE
A motor vehicle or combination of motor vehicles used to transport passengers or property that:
A. 
Has a gross combination weight rating of 26,001 or more pounds, inclusive of a towed unit with a gross vehicle weight rating of more than 10,000 pounds; or
B. 
Has a gross vehicle weight rating of 26,001 or more pounds.
CONFIRMATION TEST
For alcohol testing, a second test, following a screening test with a result of 0.02 or greater, that provides quantitative data of alcohol concentration. For urine testing, a "confirmation test" means a second analytical procedure to identify the presence of a specific drug or metabolite which is independent of the initial test and which uses a different technique and chemical principle from that of the screen test in order to ensure reliability and accuracy.
[Amended 8-10-1998]
DRIVER
Any employee required by federal law and regulation to possess a CDL in order to operate a commercial vehicle as defined by federal law and regulation. For the purposes of preemployment/preduty testing only, the term "driver" includes a person applying to the Village to drive a commercial motor vehicle.
DRIVING
Includes the performance of safety-sensitive functions by a driver as stated below:
[Amended 8-10-1998]
A. 
All time at or on Village property, or on any public property, waiting to be dispatched, unless the driver has been relieved from duty by the Village Clerk-Treasurer.
B. 
All time inspecting equipment as required by federal regulations or otherwise inspecting, servicing or conditioning any commercial motor vehicle at any time.
C. 
All time spent driving a federally defined commercial motor vehicle.
D. 
All time, other than driving time, in or upon any commercial motor vehicle.
E. 
All time loading or unloading a vehicle, supervising or assisting in the loading or unloading, attending a vehicle being loaded or unloaded remaining in readiness to operate the vehicle.
F. 
All time spent performing the driver requirements under federal regulations relating to accidents.
G. 
All time repairing, obtaining assistance or remaining in attendance upon a disabled vehicle.
DRUG
A. 
Any substance listed on Schedule I of Appendix D to Subchapter B of Title 49 of the Code of Federal Regulations or other substance identified in Schedule I;
B. 
An amphetamine or any formulation thereof;
C. 
A narcotic drug or any derivative thereof; or
D. 
Any other substance to a degree which renders the driver incapable of safely operating a motor vehicle.
MEDICAL REVIEW OFFICER (MRO)
A licensed physician responsible for receiving laboratory results generated by the Village's drug testing program who has knowledge of substance abuse disorders and has appropriate medical training to interpret and evaluate an individual's confirmed positive test result, together with his or her medical history and any other relevant biomedical information.
ON-DUTY TIME
All time from the time a driver begins to work or is required to be in readiness to work until the time he or she is relieved from work and all responsibility for performing work. "On-duty time" shall also include all time spent traveling to and participating in either a drug or alcohol test when it is pursuant to a random, reasonable suspicion, post-accident or follow-up test as directed by or on behalf of the Village.
REFUSE TO SUBMIT (to an alcohol or urine test)
A driver:
A. 
Fails to provide adequate breath for testing without a valid medical explanation after the driver has received notice of the requirement for breath testing in accordance with the provisions of this policy;
B. 
Fails to provide adequate urine for testing without a valid medical explanation after he or she has received notice of the requirement for urine testing in accordance with the provisions of this policy; or
C. 
Engages in conduct that clearly obstructs the testing process.
SCREENING TEST (also known as the "initial test")
In alcohol testing, an analytical procedure to determine whether a driver may have a prohibited concentration of alcohol in his or her system. In urine testing, it means a screening to eliminate "negative" urine specimens from further consideration.
SUBSTANCE ABUSE PROFESSIONAL (SAP)
A licensed physician, a licensed or certified psychologist, social worker, employee assistance professional or addiction counselor (certified by the National Association of Alcoholism and Drug Abuse Counselors Certification Commission) with knowledge and/or clinical experience in the diagnosis and treatment of alcohol and drug-related disorders.
A. 
The Village is required to conduct a drug and alcohol test:
(1) 
Preemployment and preduty (drug tests only).
(2) 
Following certain accidents.
(3) 
On a random basis.
(4) 
Upon a reasonable suspicion.
(5) 
Upon a return to duty after engaging in conduct that is illegal under the Act or under regulations issued pursuant to it.
(6) 
Periodic follow-up testing for individuals engaging in conduct that is illegal under the Act or under regulations issued pursuant to it.
B. 
Any applicant required to be tested under federal law who refuses or fails to submit to a preemployment or preduty drug and alcohol test as directed or whose result is positive for the drug test will not be considered for employment with the Village. A current worker who applies for a driver position and who refuses or fails to submit to a drug and alcohol test as directed or whose result is positive for the drug test may be subject to discipline up to and including discharge consistent with the labor agreement.
To ensure the integrity and accuracy of each test, all specimen collection, analysis and laboratory procedures shall be conducted in accordance with DOT rules. This includes, among other things:
A. 
Procedures to ensure the correct identity of each driver at the time of testing.
B. 
A chain of custody procedure to protect a driver's urine specimen.
C. 
The use of "split" urine samples to allow for a verification of an initial positive test.
D. 
The use of a trained breath alcohol technician (BAT) and DOT-approved testing devices for conducting alcohol tests.
E. 
The use of a federally approved lab as selected by the Village or by a contractor that may be retained by the Village to perform testing.
F. 
The confirmation of an initial positive urine test by a second test.
G. 
The confirmation of an initial positive breath test by second test.
H. 
The Village's appointment of a qualified MRO to review urine test results.
A. 
For alcohol tests.
(1) 
In the event that an initial breath test registers an alcohol concentration level that is less than 0.02, the test result will be reported as a "negative," and no additional test will be required at that time.
(2) 
In the event that an initial breath test yields a result of 0.02 or greater, a second confirmatory test will be performed. In the event that the confirmatory test registers less than 0.02, the test result will be reported to the Village as "negative." Any driver whose confirmatory test registers 0.02 or more but less than 0.04 will be prohibited from driving until the next regularly scheduled duty period, but for no less than 24 hours after the test is given. Such a driver may also be subject to additional disciplinary action by the Village, subject to the labor agreement.
[Amended 8-10-1998]
(3) 
A driver who has a confirmatory test which registers 0.04 or greater will, at a minimum, be suspended from all driving functions until federal regulations are satisfied so as to allow a return to work and will be subject to additional disciplinary action by the Village, subject to the labor agreement.
[Amended 8-10-1998]
B. 
For drug tests. Before a urine test result will be confirmed as positive for illegal drugs, the driver will be given the opportunity to speak with the Village's MRO and demonstrate that there was a legitimate medical explanation for the positive test result. If the MRO determines that a legitimate medical reason does exist, the test result will be reported to the Village as "negative." If the MRO determines that a legitimate medical reason for a positive result does not exist, the test result will be reported to the Village as a positive. The driver will be notified by the Village and will have 72 hours to request that the MRO send the split sample to a second approved lab. Pending the outcome of the second test, the driver will be prohibited from driving.
[Amended 8-10-1998]
A. 
A driver for the Village shall not:
(1) 
Report for duty or remain on duty requiring the performance of driving functions while the driver has an alcohol concentration of 0.04 or greater;
(2) 
Possess any amount of alcohol (including alcohol found in medications, food or other alcohol-containing products) while on duty or operating a commercial motor vehicle;
(3) 
Use alcohol at any time while performing any driving function;
(4) 
Use alcohol within four hours prior to performing any driving function;
(5) 
Use alcohol for eight hours following an accident or until the driver undergoes a post-accident alcohol test, whichever occurs first;
(6) 
Refuse to submit to an alcohol or urine test;
(7) 
Consume alcohol when notified of or informed of being on call;
(8) 
Fail to inform the Village Clerk-Treasurer of therapeutic drug use;
(9) 
Report for duty or remain on duty when required to drive when the driver uses any drug, except when the use is pursuant to the instructions of a physician who has advised the driver that the drug does not adversely affect the driver's ability to safely operate a commercial motor vehicle; or
(10) 
Report for duty, remain on duty or perform driving functions when testing positive for drugs.[1]
[1]
Editor's Note: Former Subsection A(11) of the 1981 Code, regarding nontherapeutic drug use, which immediately followed this subsection, was repealed 8-10-1998.
B. 
A driver, excluding applicants for covered driving positions, who violates these prohibitions will be subject to the actions mandated by the DOT and will also be subject to disciplinary action, up to and including discharge, in a manner consistent with the labor agreement. For those employees who need a CDL in order to perform work duties, the Village considers the CDL to be a qualification for employment. In the event that an employee is relieved of work duties as a result of a violation of federal regulations or this policy, the employee will not be assigned other work during a mandated absence. Accrued paid leave, if any, may be taken to permit an employee who is removed from work duties to remain in a full-pay status. An employee who tests positive for drugs a second time will be disciplined pursuant to the labor agreement with the penalty to be termination from service.
[Amended 8-10-1998]
A. 
Any driver engaging in conduct prohibited under the Act or under regulations issued pursuant to it shall not drive. Any driver with a positive urine test or a breath alcohol test of 0.04 or greater must satisfy any return to duty requirements and referral, evaluation and treatment program prescribed by an SAP as required by federal regulations before the driver may be permitted to drive. All costs associated with evaluation, treatment and repeat testing shall be borne by the driver.
B. 
Any driver engaging in conduct prohibited by federal law or regulation or this policy will be subject to disciplinary action by the Village, up to and including discharge, consistent with the negotiated labor agreement. A driver whose urine test result is positive will also be subject to civil and criminal penalties imposed by DOT.
C. 
Each driver who tests positive shall be advised by the Village of the resources available to the driver in evaluating and resolving problems with alcohol or controlled substance use, as the case may be, including the names, addresses and telephone, numbers of SAP's, counseling and treatment programs and health insurance coverage.
[Amended 8-10-1998]
[Amended 8-10-1998]
A. 
Upon testing positive, a driver may file an appeal with the Village Clerk-Treasurer or other individual as may be designated by the Village by submitting written notice of the grounds for an appeal within five days after the employee receives notice of the test result. Following receipt of an employee's notice of appeal, the Village Clerk-Treasurer shall offer the employee an opportunity to be heard. The employee shall be entitled to union representation. Pending the resolution of the appeal, no disciplinary action shall be taken. However, actions which the Village is required to take under federal law or regulations shall not be deemed to be discipline.
B. 
The Village Clerk-Treasurer shall provide the employee and any representative who may appear on his behalf with a written decision. In deciding an appeal from a positive breath or urine test result, the Village Clerk-Treasurer shall take into account the original test result and retesting done by the employee at the employer's expense and any other permanent information that the employee or Village may provide. In deciding an appeal from a positive controlled substance test result, the Village Clerk-Treasurer shall also take into account the test results pertaining to the split sample. (If the split sample fails to reconfirm the presence of the drug(s) or drug metabolite found in the primary specimen, then the test shall be canceled and the MRO shall report the cancellation and the reasons for it to the DOT, the employer and the employee.) The union may appeal the decision of the Village Clerk-Treasurer by filing a Step-2 grievance.
[Amended 8-10-1998]
Employees who have taken and are awaiting the results of a drug test must advise the testing agent and the Village Clerk-Treasurer of how they can be reached at home and at work. An employee who refuses to do so or fails to contact the Village will be considered insubordinate and subject to disciplinary action, up to and including discharge, in accordance with the negotiated labor agreement. The failure to provide the contact information could result in the MRO's being unable to discuss a test with an employee prior to MRO's verification of the test as a positive test.
A. 
Each employee will be provided with educational material and information concerning:
(1) 
The effects of drugs and alcohol on an individual's health, work and personal life.
(2) 
The signs and symptoms of a drug or alcohol problem.
(3) 
The available methods of intervention and treatment when a problem does exist.
B. 
All questions concerning the educational materials provided by the Village or about this policy should be directed to the Village Clerk-Treasurer.
A. 
As provided in federal regulation, the Village will submit three blind performance urine specimens for each 100 employee specimens it submits.
B. 
In the event of a false positive error, the Village shall follow the procedures mandated by federal regulations.
The results of all individual drug and alcohol tests will be kept in a secure location with controlled access. All individual test results are confidential. The release of an individual driver's results will only be given in accordance with the employee's written authorization or as is otherwise required by federal law or regulation.