[HISTORY: Adopted by the Town Board of the Town of Lockport 8-8-2001 by L.L. No. 10-2002. Amendments noted where applicable.]
GENERAL REFERENCES
Building construction and fire prevention — See Ch. 58.
Sewers — See Ch. 150.
Subdivision of land — See Ch. 165.
Water — See Ch. 193.
Zoning — See Ch. 200.
A. 
The Town Board hereby finds and determines that it is necessary to protect and safeguard the Town of Lockport, its residents and their property with respect to certain improvements and facilities within the Town, including highways, drainage facilities, sanitary sewer and water facilities, and other utilities which will be dedicated to the Town or maintained by the Town or which may have a significant effect on Town facilities.
B. 
The Town Board further finds that such facilities must be designed and constructed in a competent and workmanlike manner and in conformity with all applicable governmental codes, rules and regulations and dedicated and conveyed to the Town in a legally sufficient manner; that in order to assure the foregoing it is essential for the Town to have engineers review and approve plans and designs, make recommendations to the Town Board, Planning Board and Building Inspector, inspect the construction of highways and drainage, sewer, water and other facilities to be transferred or dedicated to the Town or which may have a significant effect on Town facilities and recommend their acceptance by the Town and to have attorneys negotiate and draft appropriate agreements with developers, obtain, review and approve necessary bonds, insurance and other legal documents, review proposed deeds and easements to assure the Town is obtaining good and proper title, and handle related issues with respect to developments involving such facilities; and that the cost of retaining such engineers and attorneys should ultimately be paid by those who seek to profit from such developments rather than from general Town funds which are raised by assessments paid by taxpayers of the Town.
C. 
This chapter is enacted under the authority of Municipal Home Rule Law §§ 10, Subdivision 1(ii)a(12) and d(3), and 22. To the extent Town Law §§ 274-a, 276 and 277 do not authorize the Town Board or Town Planning Board to require the reimbursement to the Town of legal and engineering expenses incurred by the Town in connection with the review and consideration of application for subdivision approval and for the approval, amendment or extension of planned districts under the Town's Zoning Ordinance,[1] it is the expressed intent of the Town Board to change and supersede such statutes. To the extent that such statutes do not authorize the deferral or withholding of such approvals in the event such expenses are not paid to the Town, it is the expressed intent of the Town Board to change and supersede Town Law §§ 274-a, 276 and 277 to empower the Town to require such payment as a condition to such approvals.
[1]
Editor's Note: See Ch. 200, Zoning.
As used in this chapter, the following terms shall have the meaning indicated:
APPLICANT
Any person, firm, partnership, association, corporation, company, organization or entity of any kind who or which requests the Town of its Planning Board or Town Board to approve a development or is required to apply for a permit for a public improvement pursuant to this chapter.
DEVELOPER
Any person, firm, partnership, association, corporation, company or organization of any kind who or which constructs or proposes to construct one or more highways, drainage facilities, utilities or other facilities within or in conjunction with a development and to convey or dedicate the same to the Town or which shall require Town maintenance.
DEVELOPMENT
A subdivision or any residential or commercial construction requiring site plan approval under this chapter or other law or ordinance of the Town of Lockport or which requires a public improvement permit.
DRAINAGE FACILITY
All-surface water drainage facilities, including but not limited to detention and retention basins, storm sewers and their appurtenances, drainage swales and ditches, and any easements through or over which said facilities may be constructed or installed in or in connection with a development.
HIGHWAY
A street, avenue, road, square, place, alley, lane, boulevard, concourse, parkway, driveway, overpass and underpass and all items appurtenant thereto, including but not limited to bridges, gutters, culverts, ditches, shoulders and sidewalks in or in connection with a development.
PARK
An area of land located within or constructed in conjunction with a development which is open to the public and devoted to active or passive recreation.
PUBLIC IMPROVEMENT
Any sewer line, waterline, highway, curb, gutter, drainage facility, utility (as defined herein), park, or other facility or improvement, and all appurtenances, which will at any time be transferred to or maintained by the Town or which may have a significant effect on Town facilities, either within or associated with a subdivision as part of the development of a single parcel or lot.
PUBLIC IMPROVEMENT PERMIT or PIP
A permit issued by the Town of Lockport authorizing the construction of a public improvement as defined herein.
SITE PLAN REVIEW
Any action involving site approval or review pursuant to the Town of Lockport Zoning Regulations[1] or other laws or ordinances as existing or amended from time to time.
SUBDIVISION
A subdivision of land pursuant to the Town of Lockport Subdivision Regulations as amended from time to time.[2]
TOWN
The Town of Lockport.
UTILITIES
All water, sanitary sewer, gas, electric, telephone, and cable television facilities and any easements through or over which said facilities may be constructed or installed in or in connection with a development.
[1]
Editor's Note: See Ch. 200, Zoning.
[2]
Editor's Note: See Ch. 165, Subdivision of Land.
A. 
Public improvement permits shall be obtained for the construction of any public improvement in the Town of Lockport. The costs of public improvements shall be borne by the applicant, and all public improvements shall be made by the applicant at its expense without reimbursement by the Town of Lockport or its improvement districts. No public improvement permit shall be required in connection with the construction of a single one- or two-family residence in any approved subdivision or upon any existing lot.
B. 
Application for a public improvement permit. Any applicant shall submit an application for a public improvement permit utilizing forms provided by the Town. No construction work on a public improvement shall be started until a public improvement permit has been issued. The application shall be based on complete plans and specifications for the improvement. Descriptions of the proposed public improvements shall include locations, dimensions, type of material and detailed itemized quantities, prepared and stamped by a professional engineer or architect licensed by the State of New York.
C. 
Statement by the owner. The application for a public improvement permit shall include statements by the applicant that all work will be performed in accordance with approved plans and specifications and requirements of federal, state and local laws; that the owner will obtain and pay for all necessary permits; that the owner will commence work no later than 60 days from the date of approval of the public improvement permit by the Town Board and will complete all work within one year of said date of approval; that the owner will notify the Town Engineer 72 hours before commencing work under the public improvement permit; that the owner is cognizant of the fact that the public improvement permit fee is based on work being performed during normal working hours (7:00 a.m. to 5:00 p.m.), Monday through Friday, except for legal holidays; and that deviations from such schedule or hours will require Town Supervisor approval and may also involve the imposition of additional fees.
D. 
Number of copies; required approvals. Applications for public improvement permits shall be submitted in quadruplicate to the Town Building Inspector, together with four complete sets of drawings (prints) and four complete copies of specifications for the project. A public improvement permit will not be granted until approvals are made by the Town's Engineer and the Town Superintendent of Highways, where highways are involved.
E. 
Estimated construction cost of proposed public improvements. The estimated construction cost of the proposed public improvements shall be determined by using one of the following methods:
[Amended 4-10-2002 by L.L. No. 2-2002]
(1) 
By utilizing an itemized cost estimate submitted by the applicant's contractor or engineer. If the costs are reviewed by the Building Inspector and accepted as reasonable for the work to be performed, they shall be used. The Building Inspector may require revision or justification of the cost estimates. If this method is used, the Building Inspector may require proof of actual costs on completion and, if the cost is higher, may require additional fees in compliance with the schedule of fees prior to issuance of the certificate of completion. This method ("A") shall be used unless the Building Inspector determines that the cost estimates submitted are unreasonably low, in which case method "B" below shall be used.
(2) 
If method "A" above is not used to determine costs, the estimated construction cost of the proposed public improvements shall be determined by using a list of standardized unit and lump sum prices maintained by the Town Building Inspector and/or the Town's Engineer. The list of standardized prices will be updated yearly by the Building Inspector in conjunction with the Town Engineer. Cost estimates for items of work not shown on the list of standardized prices will be computed by the Town Building Inspector and such consultants as he shall determine. Each project shall be individually reviewed, and cost estimates may be modified in accordance with site conditions, including subsurface conditions.
F. 
Public improvement permit fees.
(1) 
Review and approval fees.
(a) 
Subject to Subsection H, the fees for review and approval of plans and specifications by engineers and the review and approval and acceptance of insurance, bonds, easements, dedications, other documents and agreements by the Town Attorney are established as follows:
[1] 
Residential subdivisions:
[a] 
Twenty lots or fewer: $60 per lot.
[b] 
Over 20 lots: $1,200 plus $35 per lot.
[2] 
Commercial subdivisions: minimum of $500 or residential schedule, whichever is greater.
(b) 
The fee shall be paid at the time of the application, and the application shall not be processed until such fee is paid.
(2) 
Public improvement inspection fees.
(a) 
Subject to Subsection H, the fees for inspection of the construction of public improvements are established as follows:
Cost
Fee
$0 to $10,000
$1,000
$10,000 to $50,000
$1,000 + 8.5% of amount over $10,000
$50,000 to $90,000
$4,400 + 7.5% of amount over $50,000
$90,000 to $130,000
$7,400 + 6.5% of amount over $90,000
$130,000 to $170,000
$10,000 + 5.5% of amount over $130,000
$170,000 to $210,000
$12,200 + 4.5% of amount over $170,000
$210,000 to $400,000
$14,000 + 4.0% of amount over $210,000
$400,000 plus
$21,600 + 3.5% of amount over $400,000
(b) 
The fee shall be paid upon issuance of the permit, and no permit shall be issued until such fee is paid.
G. 
Conduct of inspection. Inspection shall be provided by the Town through its engineers or by authorized agents or representatives of the Town or its engineers. Fees for public improvement permits shall be determined on the basis of estimated construction costs of proposed public improvements and in accordance with the fee schedule for public improvement permits established pursuant to this chapter. The public improvement permit fees do not include survey or stakeout work. Such survey and stakeout work is to be borne at the expense of the permit applicant, with work to be done by competent, qualified personnel acceptable to the Town. Public improvement fees shall be payable to the Town Building Inspector.
H. 
Amendments. Public improvement fees shall be established, amended, changed or added by the Town Board from time to time by simple resolution without the necessity for a public hearing.
A. 
The owner shall furnish and pay for surety bonds, acceptable to the Town Attorney, for the maintenance, restoration and replacement of any parts of the public improvements where an unsatisfactory condition or damage develops due to defects in workmanship and materials, erosion, settlement of backfill or other causes within a period of two years from the date of issue of the certificate of approval. The maintenance bond shall be for an amount at least equal to 25% of the estimated construction cost of the proposed improvements and shall be filed and approved prior to the issuance of the public improvement permit.
(1) 
The application for a public improvement permit shall state the name and address of the surety company that has furnished the maintenance bond and the amount of the maintenance bond.
(2) 
No building permits or certificates of occupancy shall be issued for any subdivision or lot where a certificate of approval has not been issued.
B. 
Prior to the issuance of a public improvement permit, the applicant shall provide insurance policies for general liability, public liability coverage, including contractor's liability insurance and owner's liability insurance of not less than $2,000,000 coverage per occurrence, or in such other amounts as the Town may require pursuant to its insurance policy in effect at the time. The Town of Lockport, its agents and employees shall be named as insured on such policies, and the policies shall provide that they may not be canceled without prior notice to the Town. The applicant shall also provide proof of workers' compensation coverage.
Where applicable, prior to the issuance of a public improvement permit, the applicant will be required to submit homeowners' association agreements or any other agreements necessary to assure maintenance of public-type facilities which are not intended to be conveyed, transferred or dedicated to the Town in form acceptable to the Town Attorney. All required easements, dedications, and right-of-way deeds and/or third party easements must be recorded in the Niagara County Clerk's office prior to issuance of building permits for buildings.
Upon completion of all work included in the public improvement permit in a manner satisfactory to the Town's Engineer and receipt and processing of all easements, dedications, bonds, and agreements in a manner acceptable to the Town's Attorney, the Town Building Inspector will issue a certificate of approval.
A. 
Where, by action of the approving board, the owner is permitted to defer the construction of required public improvements, or a subsequent part or phase of the development of a subdivision or single lot or parcel, to a later date, the owner shall furnish and pay for a performance bond acceptable to the Town's Attorney in an amount at least equal to 100% of the estimated construction cost of said required public improvements. Such performance bond shall constitute security for the construction of the public improvements (whose construction has been deferred) within the time specified by the Town Board in accordance with approved plans and specifications and for the payment of all persons performing labor and furnishing materials in connection with such construction. Nothing in this section shall obligate the Town to authorize delay in or deferral of construction of any necessary public improvement.
B. 
The application for a public improvement permit for any subdivision or parcel or lot where the construction of required improvements has been deferred shall state the name and address of the surety company that has furnished the performance bond and the amount of the performance bond. The Town Supervisor may accept cash or certified funds to be placed in escrow with the Town in lieu of furnishing a performance bond. Such cash or certified funds will be released when the deferred work is completed and the Town Engineer has issued a certificate of approval. Nothing in this section shall prevent approval of subdivisions in phases without posting of a bond where a public improvement associated with a later phase is not needed for an approved phase.
A. 
Nothing in this chapter shall supersede or replace any provision of the Zoning Ordinance of the Town of Lockport, the Subdivision Regulations of the Town of Lockport,[1] Site Plan Review Regulations of the Town of Lockport, or any other law or ordinance of the Town of Lockport or any other fees established by the Town. The regulations and fees established by this chapter shall be in addition to the regulations and fees established elsewhere or authorized by the Town of Lockport or by state law.
[1]
Editor's Note: See Ch. 200, Zoning, and Ch. 165, Subdivision of Land.
B. 
Any provision of the Town Sewer or Water Ordinance of the Town of Lockport[2] providing that the Town construct public improvements for developers or in conjunction with developers is hereby repealed, and specifically the Town of Lockport Public Improvement Law adopted as a law or ordinance on August 12, 1998, is hereby repealed, and Section VIII(1) and (2) of the Ordinance, Rules and Regulations of the Town of Lockport Water District, Town of Lockport, Niagara County, New York, are hereby repealed.
[2]
Editor's Note: See Ch. 150, Sewers, and Ch. 193, Water.
If any clause, sentence, paragraph, subdivision, section or part of this chapter shall be adjudged by any court of competent jurisdiction to be invalid, such judgment shall not affect, impair or invalidate the remainder thereof but shall be confined in its operation to the clause, sentence, paragraph, subdivision, section or part thereof directly involved in the controversy in which such judgment is rendered.