[HISTORY: Adopted by the Common Council of
the City of Norwich 4-25-1978; amended in its entirety at time of adoption of Code (see
Ch. 1, General Provisions, Art. I). Subsequent amendments noted where
applicable.]
GENERAL REFERENCES
Records management — See Ch
99.
A. The people's right to know the process of government
decisionmaking and the documents and statistics leading to determinations
is basic to our society. Access to such information should not be
thwarted by shrouding it with the cloak of secrecy of confidentiality.
B. This chapter provides information concerning the procedures
by which records may be obtained.
C. Personnel shall furnish to the public the information
and records required by the Freedom of Information Law, as well as records otherwise available by law.
D. Any conflicts among laws governing public access to
records shall be construed in favor of the widest possible availability
of public records.
A. The Common Council of the City of Norwich is responsible
for insuring compliance with the regulations herein, and designates
the following person as Records Access Officer:
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City Clerk
City Hall
One City Plaza
Norwich, NY 13815
info@norwichnewyork.net
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B. The Records Access Officer is responsible for insuring
appropriate agency response to public requests for access to records.
The designation of a Records Access Officer shall not be construed
to prohibit officials who have in the past been authorized to make
records or information available to the public from continuing to
do so.
C. The Records Access Officer shall insure that agency
personnel:
(1) Maintain an up-to-date subject matter list.
(2) Assist persons seeking records to identify the records
sought, if necessary, and when appropriate, indicate the manner in
which the records are filed, retrieved or generated to assist persons
in reasonably describing records.
(3) Contact persons seeking records when a request is
voluminous or when locating the records involves substantial effort,
so that personnel may ascertain the nature of records of primary interest
and attempt to reasonably reduce the volume of records requested.
(4) Upon locating the records, take one of the following
actions:
(a)
Make records available for inspection; or
(b)
Deny access to the records in whole or in part
and explain, in writing, the reasons therefor.
(5) Upon request for copies of records:
(a)
Make a copy available upon payment or offer to pay established fees, if any, in accordance with §
430-6; or
(b)
Permit the requester to copy those records.
(6) Upon request, certify that a record is a true copy;
and
(7) Upon failure to locate records, certify that:
(a)
The City of Norwich is not the custodian for
such records; or
(b)
The records of which the City of Norwich is
a custodian cannot be found after diligent search.
Requests for public access to records shall
be accepted and records produced during working hours regularly open
for business, 9:00 a.m. to 5:00 p.m., Monday through Friday, excluding
official holidays.
A. A written request may be required, but oral requests
may be accepted when records are readily available.
B. If records are maintained on the Internet, the requester
shall be informed that the records are accessible via the Internet
and in printed form either on paper or other information storage medium.
C. A response shall be given within five business days
of receipt of a request by:
(1) Granting or denying access to records in whole or
in part;
(2) Acknowledging the receipt of a request in writing,
including an approximate date when the request will be granted or
denied in whole or in part, which shall be reasonable under the circumstances
of the request and shall not be more than 20 business days after the
date of the acknowledgment, or if it is known that circumstances prevent
disclosure within 20 business days from the date of such acknowledgment,
providing a statement, in writing, indicating the reason for inability
to grant the request within that time and a date certain, within a
reasonable period under the circumstances of the request, when the
request will be granted in whole or in part; or
(3) Informing the person requesting records that the request
or portion of the request does not reasonably describe the records
sought, including direction, to the extent possible, that would enable
that person to request records reasonably described;
(4) If the receipt of request was acknowledged in writing
and included an approximate date when the request would be granted
in whole or in part within 20 business days of such acknowledgment,
but circumstances prevent disclosure within that time, providing a
statement, in writing, within 20 business days of such acknowledgment
specifying the reason for the inability to do so and a date certain,
within a reasonable period under the circumstances of the request,
when the request will be granted in whole or in part.
D. In determining a reasonable time for granting or denying
a request, personnel shall consider the volume of a request, the ease
or difficulty in locating, retrieving or generating records, the complexity
of the request, the need to review records to determine the extent
to which they must be disclosed, the number of requests received by
the agency, and similar factors that bear on the ability to grant
access to records promptly and within a reasonable time.
E. A failure to comply with the time limitations described
herein shall constitute a denial of a request that may be appealed.
Such failure shall include situations in which an officer or employee:
(1) Fails to grant access to the records sought, deny
access in writing or acknowledge the receipt of a request within five
business days of the receipt of a request;
(2) Acknowledges the receipt of a request within five
business days but fails to furnish an approximate date when the request
will be granted or denied in whole or in part;
(3) Furnishes an acknowledgment of the receipt of a request
within five business days with an approximate date for granting or
denying access in whole or in part that is unreasonable under the
circumstances of the request;
(4) Fails to respond to a request within a reasonable
time after the approximate date given or within 20 business days after
the date of the acknowledgment of the receipt of a request;
(5) Determines to grant a request in whole or in part
within 20 business days of the acknowledgment of the receipt of a
request, but fails to do so, unless the agency provides the reason
for its inability to do so in writing and a date certain within which
the request will be granted in whole or in part;
(6) Does not grant a request in whole or in part within
20 business days of the acknowledgment of the receipt of a request
and fails to provide the reason, in writing, explaining the inability
to do so and a date certain by which the request will be granted in
whole or in part; or
(7) Responds to a request, stating that more than 20 business
days is needed to grant or deny the request in whole or in part and
provides a date certain within which that will be accomplished, but
such date is unreasonable under the circumstances of the request.
A. Denial of access to records shall be in writing stating
the reason therefor and advising the requester of the right to appeal
to the individual or body established to determine appeals, who shall
be identified by name, title, business address and business phone
number.
B. If requested records are not provided promptly, as required in §
430-4 of this chapter, such failure shall also be deemed a denial of access.
C. The following person shall determine appeals regarding
denial of access to records under the Freedom of Information Law:
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Mayor
City of Norwich
City Hall
One City Plaza
Norwich, NY 13815
334-1201
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D. Any person denied access to records may appeal within
30 days of a denial.
E. The time for deciding an appeal by the individual
designated to determine appeals shall commence upon receipt of a written
appeal identifying:
(1) The date and location of requests for records;
(2) A description, to the extent possible, of the records
that were denied; and
(3) The name and return address of the person denied access.
F. A failure to determine an appeal within 10 business
days of its receipt by granting access to the records sought or fully
explaining the reasons for further denial in writing shall constitute
a denial of the appeal.
G. The person or body designated to determine appeals
shall transmit to the Committee on Open Government copies of all appeals
upon receipt of appeals. Such copies shall be addressed to:
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Committee on Open Government
Department of State
41 State Street
Albany, NY 12231
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H. The person or body designated to determine appeals shall inform the appellant and the Committee on Open Government of its determination, in writing, within 10 business days of receipt of an appeal. The determination shall be transmitted to the Committee on Open Government in the same manner as set forth in Subsection
G of this section.
A. There shall be no fee charged for:
(3) Any certification pursuant to this chapter.
B. Copies may be provided without charging a fee if the
number of pages copied is minimal.
C. Fees for copies may be charged, provided that:
(1) The fee for copying records shall not exceed $0.25
per page for photocopies not exceeding nine inches by 14 inches. This
section shall not be construed to mandate the raising of fees where
agencies or municipalities in the past have charged less that $0.25
for such copies;
(2) The fee for copies of records not covered by Subsections
A and
B of this section shall not exceed the actual reproduction cost which is the average unit cost for copying a record, excluding fixed costs of the agency such as operator salaries.
A notice containing the title or name and business
address of the Records Access Officers and appeals person or body
and the location where records can be seen or copied shall be posted
in a conspicuous location wherever records are kept and/or published
in a local newspaper of general circulation.