The calendar year shall be the fiscal year.
[Amended at time of adoption of Code (see Ch. 1, General
Provisions, Art. II)]
A. Departmental estimates. On or before September 15 of each year, each
officer, department and committee shall file with the Administrator
an itemized statement of disbursements made to carry out the powers
and duties of such officer, department or committee during the preceding
fiscal year, and a detailed statement of the receipts and disbursements
on account of any special fund under the supervision of such officer,
department or committee during such year, and of the conditions and
management of such fund; also detailed estimates of the same matters
for the current fiscal year and for the ensuing fiscal year. Such
statements shall be presented in the form prescribed by the Clerk
and shall be designated as "Departmental Estimates," and shall be
nearly uniform as possible for the main divisions of all departments.
B. Finance and Personnel Committee to prepare.
(1) Budget to include. On or before October 28 each year, the Finance
and Personnel Committee of the Village Board shall prepare and submit
to the Board a proposed budget presenting a financial plan for conducting
the affairs of the Village for the ensuing calendar year. The budget
shall include the following information:
(a)
The expense of conducting each department and activity of the
Village for the ensuing fiscal year and corresponding items for the
current year and last preceding fiscal year, with reasons for increase
and decrease recommended as compared with appropriations for the current
year.
(b)
An itemization of all anticipated income of the Village from
sources other than general property taxes and bonds issued, with a
comparative statement of the amounts received by the Village from
each of the same or similar sources for the last preceding and current
fiscal year.
(c)
An estimate of the amount of money to be raised from general
property taxes which, with income from other sources, will be necessary
to meet the proposed expenditures.
(d)
Such other information as may be required by the Board and by
state law.
(2) The Village shall provide a reasonable number of copies of the budget
thus prepared for distribution to citizens.
C. Hearing. The Finance and Personnel Committee shall submit to the
Board at the time the annual budget is submitted the draft of an appropriation
resolution providing for the expenditures proposed for the ensuing
fiscal year. Upon the submission of the proposed appropriation resolution
to the Board, it shall be deemed to have been regularly introduced
therein. The Board shall hold a public hearing on the budget and the
proposed appropriation resolution as required by law. Following the
public hearing, the proposed appropriation resolution may be changed.
The amount of the tax to be levied or certified, the amounts
of the various appropriations, and the purposes thereof shall not
be changed after approval of the budget except by a 2/3 vote of the
entire membership of the Village Board. Notice of such transfer shall
be reflected in official Village Board minutes.
No money shall be drawn from the treasury of the Village, nor shall any obligation for the expenditure of money be incurred, except in pursuance of the annual appropriation in the adopted budget or when changed as authorized by §
46-7 of this chapter. At the close of each fiscal year, any unencumbered balance of an appropriation shall revert to the general fund and shall be subject to reappropriation; but appropriations may be made by the Board, to be paid out of the income of the current year, in furtherance of improvements or other objects or works which will not be completed within such year, and any such appropriation shall continue in force until the purpose for which it was made shall have been accomplished or abandoned.
The President, Clerk and Treasurer may affix their facsimile
signatures in lieu of their personal signatures pursuant to § 66.0607(3),
Wis. Stats.
[Amended 8-20-2018 by Ord. No. 2018-8]
A. Definitions. As used in this section, the following terms shall have
the meanings indicated:
GROSS RECEIPTS
As defined in § 77.51(4)(a), (b), (c) and (cm),
Wis. Stats., insofar as applicable.
HOTEL or MOTEL
A building or group of buildings in which the public may
obtain accommodations for a consideration including, without limitation,
such establishments as inns, motels, tourist homes, apartment hotels,
resort lodges and cabins and any other building or group of buildings
in which accommodations are available to the public, except accommodations
rented for a continuous period of more than 28 days and accommodations
furnished by any hospital, sanitorium or nursing home or by corporations
or associations organized and operated exclusively for religious,
charitable or educational purposes, provided that no part of the net
earnings of such corporations and associations inures to the benefit
of any private shareholder or individual.
LODGING MARKETPLACE
An entity that provides a platform through which an unaffiliated
third-party offers to rent a short-term rental to an occupant and
collects the consideration for the rental from the occupant.
OCCUPANT
A person who rents a short-term rental through a lodging
marketplace.
OWNER
The person who owns the residential dwelling that has been
rented.
RESIDENTIAL DWELLING
Any building, structure or part of the building or structure
that is used or intended to be used as a home, residence, or sleeping
place by one person or by two or more persons maintaining a common
household, to the exclusion of all others.
SHORT-TERM RENTAL
A residential dwelling that is offered for a rental for a
fee and for fewer than 29 consecutive days.
TRANSIENT
Any person residing for a continuous period of less than
29 days in a hotel, motel or other furnished accommodations available
to the public.
B. Levied. Pursuant to § 66.0615, Wis. Stats., a tax is hereby
imposed on the privilege and service of furnishing at retail rooms
or lodging to transients by hotelkeepers, motel operators, lodging
marketplaces, owners of short-term rentals and other persons furnishing
accommodations that are available to the public, irrespective of whether
membership is required for the use of the accommodations. Such tax
shall be at the rate of 5% of the gross receipts from such retail
furnishing of rooms or lodging. Such tax shall not be subject to the
selective sales tax imposed by § 77.52(2)(a)1., Wis. Stats.
The proceeds of such tax collected shall be apportioned 2% to the
hotel, motel or other person filing the return and 98% to the Village.
C. Allocation of revenue. The room tax revenue received shall be apportioned
70% to be forwarded to a tourism entity for use as set forth in § 66.0615,
Wis. Stats., and 30% to be retained by the Village for general administration
expenses.
D. Administration.
(1) Returns and payment. Each person furnishing rooms or lodging subject
to the tax imposed herein shall report room occupancy, gross receipts
for room rentals, and the tax due hereunder to the Village Treasurer
quarterly, no later than 30 days from the end of each calendar quarter.
All quarterly reports shall be signed by the person required to file
a return or his authorized agent. Copies of current state sales tax
reports for the quarter shall be attached to the report. The Village
shall have the right to enforce the collection of the room tax pursuant
to § 66.0615(2), Wis. Stats.
[Amended 4-15-2019 by Ord. No. 2019-02]
(2) Collection and disbursement of the room tax shall be administered
by the Village Treasurer, who shall also file the reports with the
Wisconsin Department of Revenue required under § 66.0615(4),
Wis. Stats.
E. Permit.
(1) Every person furnishing rooms or lodging under Subsection
B shall annually file with the Treasurer an application for a permit for each place of business. Every application for a permit shall be made upon a form prescribed by the Village Treasurer. Except for owners of short-term rentals which are rented exclusively for seven consecutive days or more, at the time of making an application, the applicant shall pay the Treasurer a fee as established by resolution of the Village Board in a fee schedule, which may be modified from time to time for each permit. This subsection does not apply to lodging marketplaces.
(2) After compliance with Subsections
E(1) and
H by the applicant, the Village Treasurer shall grant and issue to each applicant a separate permit for each place of business within the Village. Such permit is not assignable and is valid only for the person in whose name it is issued and for the transaction of business at the place designated therein. It shall at all times be conspicuously displayed at the place for which issued.
F. Interest on unpaid taxes. All unpaid taxes under this section shall
bear interest at a rate of 1% per month from the due date of the tax
until the day the tax is paid or deposited with the Village Treasurer.
G. Tax liability on transfer of business. If any person liable for any
amount of tax under this section sells the business entity or its
assets, his successors or assigns shall withhold sufficient of the
purchase price to cover such amount until the former owner produces
a receipt from the Village Treasurer that it has been paid or a certificate
stating that no amount is due. If a person subject to the tax imposed
by this section fails to withhold such amount of tax from the purchase
price as required, the purchaser shall become personally liable for
payment of the amount required to be withheld to the extent of the
value of the total consideration given.
H. Records. Every person liable for collecting and/or paying the tax imposed herein shall maintain written or electronic records used to calculate and determine said tax and said records shall be maintained for not less than two years after the tax is due. Such records, receipts, invoices and other pertinent papers or electronic records shall be made available for inspection by the Village Treasurer upon reasonable notice under Subsection
I.
I. Audit. As a means of enforcing the collection of the room tax, the
Village may exchange audit and other information with the Department
of Revenue and may do any of the following:
(1) Whenever the Village Treasurer has probable cause to believe that
the correct amount of room tax has not been assessed or that the tax
return is not correct, the Village Treasurer may inspect and audit
the financial records of any person or entity subject to the imposition
of room tax pertaining to the furnishing of accommodations to determine
whether the correct amount of room tax is assessed and whether any
room tax return is correct.
(2) Any person who fails to comply with a request to inspect and audit the person's financial records under Subsection
I(1) shall be required to forfeit not more than 5% of the tax due hereunder, as determined by the Treasurer based upon the Treasurer's best judgment and the information available under Subsection
I(1).
(3) The Village Treasurer may make a determination using his or her best judgment of the tax due hereunder if a person required to make a return fails, neglects or refuses to do so for the amount required and in the manner and form as set forth herein. When such determination is made, the person shall be required to pay the determined amount plus interest at the rate of 1% per month on the unpaid balance. No refund or modification of the payment determined may be made until the person files a correct room tax return and permits the Treasurer to inspect and audit the person's financial records pursuant to Subsection
I(1).
J. Confidentiality of information. All tax returns, schedules, exhibits,
writings, electronic records or audit reports relating to the returns
required herein are deemed to be confidential, except the information
may be disclosed to or used by persons using the information in the
discharge of duties imposed by federal or state law or local ordinance
or of the duties of their office or by order of a court. Any persons
violating the confidentiality requirements of this subsection may
be required to forfeit not less than $100 nor more than $500.
K. Penalty.
(1) Any person who is subject to the tax imposed by this section who
fails or refuses to pay such tax, fails or refuses to allow the inspection
of his state sales tax records by the Village Treasurer after such
inspection has been requested by the Village Treasurer, fails to file
a return as provided in this section, fails to remit the taxes due
within 60 days of the tax due date or who violates any other provision
of this section may be required to pay forfeitures as provided in
this section, together with the cost of prosecution. Each day or portion
thereof that such violation continues is hereby deemed to constitute
a separate offense.
(2) Forfeiture. Any person who fails to pay the tax due under this section
shall be subject to a forfeiture equal to 25% of the tax due for the
previous year or $5,000, whichever is less.
[Added 7-6-2021 by Ord. No. 2021-06
A. Declaration of policy. A capitalization policy is hereby established
for accounting purposes and for compliance with the Governmental Accounting
Standards Board Statement No. 34. Assets under this classification
follow specific accounting rules and are subject to annual audit requirements.
B. Definitions. As used in this section, the following terms shall have
the meanings indicated:
CAPITAL ASSETS
Real or personal property that have a value equal to or greater
than the capitalization threshold for the particular classification
of the asset and have an estimated life of greater than a single reporting
period. They include land, land improvements, buildings, building
improvements, machinery and equipment, vehicles, and infrastructure.
Infrastructure assets are long-lived capital assets that normally
can be preserved for a significantly greater number of years than
most capital assets and that are normally stationary in nature. Examples
include roads, bridges, drainage systems, water systems, and sewer
systems.
C. Capitalization. The following capitalization policy is established:
Asset
|
Capitalization Threshold
|
---|
Land
|
$1: capitalize only
|
Land improvements
|
$5,000
|
Building
|
$5,000
|
Building improvements
|
$5,000
|
Machinery and equipment
|
$5,000
|
Vehicles (passenger and heavy duty)
|
$5,000
|
Infrastructure
|
$10,000
|
D. Depreciation method. The following depreciation schedules are established
with straight-line methodology:
Asset
|
Depreciation Schedule
|
---|
Land
|
Nondepreciable
|
Land improvements
|
5 to 20 years
|
Building
|
40 years
|
Building improvements
|
5 to 25 years
|
Machinery and equipment
|
5 to 10 years
|
Vehicles (passenger)
|
5 years
|
Vehicles (heavy duty)
|
15 to 20 years
|
Infrastructure
|
20 to 50 years
|
[Added 11-15-2021 by Ord. No. 2021-10]
A. Purpose. The objective of the investment policy of the Village of
Williams Bay is to conform with all applicable federal, state, and
other legal requirements; to adequately safeguard principal; to provide
sufficient liquidity to meet all operating requirements; and to obtain
a reasonable rate of return.
B. Scope. The investment policy applies to all financial aspects of
the Village of Williams Bay.
C. Prudence. Investments shall be made with judgment and care, under
circumstances then prevailing, which persons of prudence, discretion,
and intelligence exercise in the management of their own affairs,
not for speculation, but for investment, considering the probable
safety of their capital, as well as the probable income to be derived.
D. Ethics and conflicts of interest. Officers and employees involved
in the investment process shall refrain from personal business activity
that could conflict with the proper execution and management of the
investment program, or that could impair their ability to make impartial
decisions.
E. Objective.
(1) The primary objectives, in order of priority, shall be:
(a)
Legality: conformance with federal, state, and other legal requirements.
(b)
Safety: preservation of capital and protection of investment
principal.
(c)
Liquidity: maintenance of sufficient liquidity to meet operating
requirements.
(d)
Yield: attainment of market rates of return.
(2) The portfolio should be reviewed periodically by the Finance and
Personnel Committee as to its effectiveness in meeting the entity's
needs of safety, liquidity, rate of return, diversification, and its
general performance.
F. Delegation of authority. Management and administrative responsibility
for the investment program is hereby delegated to the Treasurer by
the Board of Trustees. The Treasurer shall oversee investment transactions
conducted on behalf of the Village and has the authority to direct
the transfer of funds between accounts established for investments.
The Treasurer may contract with one or more investment advisors with
prior approval of the Finance and Personnel Committee and with sufficient
funds available within the Village budget.
G. Internal controls. The Treasurer is responsible for establishing
and maintaining an internal control structure designed to insure that
the assets of the Village are protected from loss, theft, or misuse.
The internal controls shall be reviewed by the Village's independent
auditor during the annual audit process. The internal controls shall
address the following points:
(2) Separation of transaction authority from accounting.
(4) Written confirmation of transactions for investments and wire transfers.
H. Authorized and suitable investments. Acceptable investments include
the following:
(1) Bonds or securities issued or guaranteed as to principal and interest
by the federal government, or by a commission, board, or other instrumentality
of federal government.
(2) Certificate of deposit in any credit union, bank, savings bank, trust
company, or savings-and-loan association which is authorized to transact
business in the State of Wisconsin if certificates of deposit mature
in not more than three years.
(3) State of Wisconsin Local Government Investment Pool.
(4) Money market mutual funds regulated by the Securities and Exchange
Commission and whose portfolios consist only of dollar-denominated
securities.
(5) Repurchase agreements that are secured by investment securities fully
guaranteed by the U.S. government.
I. Collateralization. Funds on deposit in excess of FDIC limits must
be secured by some form of collateral, witnessed by a written agreement,
and held at an independent third-party institution in the name of
the Village. The amount of collateral will not be less than 110% of
the fair market value of the net amount of public funds secured. Additional
collateral will be requested when the ratio declines below the level
required and collateral will be released if the market value exceeds
the required level. The custodian shall send statements of pledged
collateral to the Treasurer on a monthly basis or as requested by
the Village.
J. Diversification. The investments shall be diversified to avoid unreasonable
risks. The Treasurer will:
(1) Limit investments to avoid overconcentration in securities from a
specific issuer or business sector.
(2) Invest in securities with varying maturities.
(3) Use the option of investing a portion of the portfolio in readily
available funds to insure that appropriate liquidity is maintained
to meet ongoing obligations.
K. Maximum maturities. To the extent possible, the Treasurer shall attempt
to match its investments with anticipated cash flow requirements.
Maturities of individual securities must be in compliance with § 66.0603,
Wis. Stats.
L. Reporting. The Treasurer shall provide the Finance and Personnel
Committee an investment report on a quarterly basis or when a specific
request is made. The report shall summarize the investment strategies
employed; the types, terms, and characteristics of investment holdings;
the total investment return; and the performance of each investment
in comparison to the annual budget. The Treasurer shall immediately
report investment issues or concerns to the Village Administrator.
The Village Administrator shall report any significant investment
issues or concerns to the Finance and Personnel Committee, as appropriate.
[Added 4-4-2022 by Ord. No. 2022-06]
A. Purpose. The Village recognizes the need to maintain an operating
reserve in the general fund for the following purposes:
(1) Hold adequate working capital to meet cash flow needs during the
fiscal year.
(2) Reduce the need for short-term borrowing.
(3) Serve as a safeguard for unanticipated expenditures of the Village.
(4) Show fiscal responsibility to maintain a high credit rating, which
will help to reduce future borrowing costs.
B. Policy. These policy guidelines will provide direction during the
budget process and demonstrate a commitment to maintain adequate financial
reserves for long-term financial planning.
(1) The Village will maintain an unassigned general fund balance of not
less than 30% and no more than 50% based on the budgeted operating
expenditures, as measured on December 31 of each year.
(2) Any excess of revenues over expenditures at the end of the fiscal
year will be added to the fund balance.
(3) If the unassigned general fund balance shall fall below the minimum
30% range, the Village will replenish shortages/deficiencies using
appropriate budget strategies.
(4) Any projected surplus over 50% will be available for use by the Village
as determined in the budget process, generally for one-time projects
or debt reduction.
C. Reserves for all other funds.
(1) Reserves in other funds will be maintained at levels to cover annual
operating costs or to provide for future capital costs. Deficit balances
due to unforeseen circumstances will be addressed during the budget
process.
(2) Prior to calculating the general fund reserve percentage, the Village
will ensure that the library and recycling fund have been made whole
related to any budgeted/actual deficits.
D. Administrative responsibilities. The Treasurer is responsible for
monitoring and reporting the Village's various fund balance assignments.
The Village Administrator and Treasurer will both make recommendations
to the Village Board on the use of the various funds during the annual
budget process and when the need may arise. The parameters should
be reviewed by the Finance and Personnel Committee every two years
or more often if conditions change.