This chapter shall be known and may be cited as the "Peddling
and Residential Solicitation Law of the Town of Stony Point" and shall
apply to the Town of Stony Point, New York (the "Town"). This chapter
replaces and supersedes the former Chapter 159, entitled "Peddling
and Soliciting."
For the purposes of this chapter, the following definitions
shall apply:
ADVOCATING
Speech or conduct intended to inform, promote, or support
a political position, or charitable activities.
APPEALS OFFICER
The Town Board or designee of the Town responsible for receiving
the information from the Town and appellant regarding the denial or
suspension of a certificate and issuing a decision as required by
this chapter.
APPELLANT
The person or entity appealing the denial or suspension of
a certificate, either personally as an applicant or registered solicitor,
or on behalf of the applicant or registered solicitor.
APPLICANT
An individual who is at least 16 years of age and not a corporation,
partnership, limited liability company, or other lawful entity who
applies for a certificate permitting door-to-door solicitation.
APPLICATION FORM
A standardized form provided by the Town to an applicant
to be completed and submitted as part of registration.
BCI REPORT
An original or copy, dated no older than 180 days prior to
the date of the application, of either:
A.
A New York State Bureau of Criminal Identification verified
criminal history report personal to the applicant; or
B.
Verification by the New York State Bureau of Criminal Identification
that no criminal history rising to the level of a disqualifying status
exists for the applicant.
BUSINESS
A commercial enterprise licensed by the Town as a person
or entity under this title, having a fixed or temporary physical location
within the Town.
CERTIFICATE
A temporary, annual, or renewal certificate permitting door-to-door
solicitation in the Town applied for or issued pursuant to the terms
of this chapter.
CHARITABLE ACTIVITIES
Advocating by persons or entities that either are, or support,
a charitable organization.
CHARITABLE ORGANIZATION
Includes any person, joint venture, partnership, limited
liability company, corporation, association, group, or other entity:
A.
That is:
(1)
A benevolent, educational, voluntary health, philanthropic,
humane, patriotic, religious or eleemosynary, social welfare or advocacy,
public health, environmental or conservation, or civic organization;
(2)
For the benefit of a public safety, law enforcement, or firefighter
fraternal association; or
(3)
Established for any charitable purpose; and
B.
That is tax exempt under applicable provisions of the Internal
Revenue Code of 1986 as amended, and qualified to solicit and receive
tax-deductible contributions from the public for charitable purposes.
C.
"Charitable organization" includes a chapter, branch, area,
or office, or similar affiliate or any person soliciting contributions
within the state for a charitable organization that has its principal
place of business outside the Town or State of New York.
COMPETENT INDIVIDUAL
A person claiming or appearing to be at least 18 years of
age and of sufficiently sound mind and body to be able to engage in
rational thought, conversation, and conduct.
COMPLETED APPLICATION
A fully completed application form, a BCI report, two copies
of the original identification relied on by the applicant to establish
proof of identity, and the tendering of fees.
CRIMINALLY CONVICTED
The final entry of a conviction, whether by a plea of no
contest, guilty, entry of a judicial or jury finding of guilt, which
has not been set aside on appeal or pursuant to a writ of habeas corpus.
The criminal conviction is that offense of which the applicant or
registered solicitor was convicted, without regard to the reduced
status of the charge after completion of conditions of probation or
parole, and charges dismissed under a plea in abeyance or diversion
agreement.
DISQUALIFYING STATUS
Anything specifically defined in this chapter as requiring
the denial or suspension of a certificate, and any of the following:
A.
The applicant or registered solicitor has been criminally convicted
of:
(2)
Physically abusing, sexually abusing, or exploiting a minor;
(3)
The sale or distribution of controlled substances; or
(4)
Sexual assault of any kind.
B.
Criminal charges currently pending against the applicant or
registered solicitor for:
(2)
Physically abusing, sexually abusing, or exploiting a minor;
(3)
The sale or distribution of controlled substances; or
(4)
Sexual assault of any kind.
C.
The applicant or registered solicitor has been criminally convicted
of a felony within the last 10 years;
D.
The applicant or registered solicitor has been incarcerated
in a federal or state prison within the past five years;
E.
The applicant or registered solicitor has been criminally convicted
of a misdemeanor within the past five years involving a crime of:
(2)
Violent or aggravated conduct involving persons or property.
F.
A final civil judgment has been entered against the applicant
or registered solicitor within the last five years indicating that:
(1)
The applicant or registered solicitor had either engaged in
fraud or intentional misrepresentation; or
(2)
That a debt of the applicant or registered solicitor was nondischargeable
in bankruptcy pursuant to 11 U.S.C. § 523(a)(2), (a)(4),
(a)(6) or (a) (19);
G.
The applicant or registered solicitor is currently on parole
or probation to any court, penal institution, or governmental entity,
including being under house arrest or subject to a tracking device;
H.
The applicant or registered solicitor has an outstanding arrest
warrant from any jurisdiction; or
I.
The applicant or registered solicitor is currently subject to
a protective order based on physical or sexual abuse issued by a court
of competent jurisdiction.
DOOR-TO-DOOR SOLICITATION
The practice of engaging in or attempting to engage in conversation
with any person at a residence, whether or not that person is a competent
individual, while making or seeking to make or facilitate a home solicitation
sale, or attempting to further the sale of goods and/or services.
ENTITY
Includes a corporation, partnership, limited liability company,
or other lawful entity, organization, society or association.
FEES
The cost charged to the applicant or registered solicitor
for the issuance of a certificate and/or identification badge, which
shall not exceed the reasonable costs of processing the application
and issuing the certificate and/or identification badge.
FINAL CIVIL JUDGMENT
A civil judgment that would be recognized under state law
as a judgment to which collateral estoppel would apply.
GOODS
One or more tangible items, wares, objects of merchandise,
perishables of any kind, subscriptions, or manufactured products offered,
provided, or sold.
HOME SOLICITATION SALE
To make or attempt to make a sale of goods or services by
a solicitor at a residence by means of door-to-door solicitation,
regardless of:
A.
The means of payment or consideration used for the purchase;
B.
The time of delivery of the goods or services; or
C.
The previous or present classification of the solicitor as a
solicitor, peddler, hawker, itinerant merchant, or similar designation.
LICENSING OFFICER
The Town Chief of Police or other designee of the Town Board
responsible for receiving from an applicant or registered solicitor
the completed application and either granting, suspending, or denying
the applicant's certificate.
NO SOLICITATION SIGN
A reasonably visible and legible sign that states "No Soliciting"
or "No Solicitors" or "No Salespersons" or" "No Trespassing," or words
of similar import.
POLITICAL POSITION
Any actually held belief or information for, against, or
in conjunction with any political, social, environmental, or humanitarian
belief or practice.
REGISTRATION
The process used by the Town licensing officer to accept
a completed application and determine whether or not a certificate
will be denied, granted, or suspended.
RELIGIOUS BELIEF
Any sincerely held belief or information for, against, or
in conjunction with, any theistic, agnostic, or atheistic assumption,
presumption or position, or religious doctrine, dogma, or practice
regardless of whether or not the belief or information is endorsed
by any other person or public or private entity.
RESIDENCE
Any living unit contained within any building or structure
that is occupied by any person as a dwelling consistent with the zoning
laws of the Town, together with the lot or other real property on
which the living unit is located. This does not include the sidewalk,
public street or public rights-of-way.
RESPONSIBLE PERSON OR ENTITY
That person or entity responsible to provide the following
to an applicant, registered solicitor, and the competent individual
in a residence to whom a sale of goods or services is made or attempted
to be made by means of a home solicitation sale:
A.
Maintaining a state sales tax number, a special events sales
tax number, computing the sales taxes owing from any sale of goods
or services, paying the sales taxes, and filing any required returns
or reports;
B.
Facilitating and responding to requests from consumers who desire
to cancel the sale pursuant to applicable contractual rights or law;
and
C.
Refunding any monies paid or reversing credit card charges to
those persons who timely rescind any sale pursuant to applicable contractual
rights or law.
SALE OF GOODS OR SERVICES
The conduct and agreement of a solicitor and the competent
individual in a residence regarding a particular good(s) or service(s)
that entitles the consumer to rescind the same within three days under
any applicable federal, state, or local law.
SERVICES
Those intangible goods or personal benefits offered, provided,
or sold to a competent individual of a residence.
SOLICITING or SOLICIT or SOLICITATION
Any of the following activities:
A.
Seeking to obtain sales or orders for the exchange of goods,
wares, merchandise or perishables of any kind, for any kind of remuneration
or consideration, regardless of whether advance payment is sought;
B.
Seeking to obtain prospective customers to apply for or to purchase
insurance, subscriptions to publications, or publications;
C.
Seeking to obtain contributions of money or any other thing
of value for the benefit of any person or entity;
D.
Seeking to obtain orders or prospective customers for goods
or services;
E.
Seeking to engage an individual in conversation at a residence
for the purpose of promoting or facilitating the receipt of information
regarding home solicitation sale or purchase; and
F.
Other activities falling within the commonly accepted definition
of soliciting, such as canvassing, hawking, or peddling.
SOLICITOR or SOLICITORS
A person(s) engaged in door-to-door solicitation or otherwise
engaged in activities constituting solicitation.
SUBMITTED IN WRITING
The information for an appeal of a denial or suspension of
a certificate submitted in any type of written statement to the Town
offices by certified, registered, priority, overnight or delivery
confirmation mail, facsimile, or hand delivery.
SUBSTANTIATED REPORT
An oral, written, or electronic report:
A.
That is submitted to and documented by the Town;
B.
By any of the following:
(1)
A competent individual who is willing to provide law enforcement
or other Town employees with publicly available identification of
their name, address, and any other reliable means of contact;
(2)
Town law enforcement or licensing officer; or
(3)
Any other regularly established law enforcement agency at any
level of government;
C.
That provides any of the following information regarding a registered
solicitor:
(1)
Documented verification of a previously undisclosed disqualifying
status of a registered solicitor;
(2)
Probable cause that the registered solicitor has committed a
disqualifying status which has not yet been determined to be a disqualifying
status;
(3)
Documented, eyewitness accounts that the registered solicitor
has engaged in repeated patterns of behavior that demonstrates failure
by the registered solicitor to adhere to the requirements of this
chapter; or
(4)
Reasonable cause that continued licensing of the registered
solicitor creates exigent circumstances that threaten the peace, health,
safety, or general welfare of any individuals or entities within the
Town.
WAIVER
The written form provided to the applicant by the Town wherein
the applicant agrees that the Town may obtain a name/date of birth
BCI background check on the applicant for licensing purposes under
this chapter, and which contains applicant's notarized signature.
The following are exempt from registration under this chapter:
A. Persons specifically invited to a residence by a competent individual
prior to the time of the person's arrival at the residence;
B. Persons soliciting in good faith for the benefit of any bona fide
fraternal, educational, religious, or charitable organization shall
have otherwise been certified or otherwise been duly qualified as
required by law or by any competent governmental body or agency;
C. Persons delivering goods to a residence pursuant to a previously
made order, or persons providing services at a residence pursuant
to a previously made request by a competent individual;
D. Persons advocating or disseminating information for, against, or
in conjunction with, any religious belief or political position regardless
of whether goods, services, or any other consideration is offered
or given, with or without any form of commitment, contribution, donation,
pledge, or purchase;
E. Persons representing a nonprofit or charitable organization. The
charitable exemption shall apply to students soliciting contributions
to finance extracurricular social, athletic, artistic, scientific
or cultural programs, provided that the solicitation has been approved
in writing by the school administration and filed with the Town, and
that such student solicitors carry current picture student identification
from the educational institution for which they are soliciting;
F. All persons and organizations soliciting funds solely for the charitable
or other purposes who are exempted from the license requirements under
this chapter shall maintain and keep records identifying all persons
soliciting funds within the Town, and such records shall contain at
least the name and the address of the person soliciting, the areas
solicited and the date or dates of solicitation. Said records shall
be made available for inspection by the Chief of Police upon request;
G. An honorably discharged veteran who:
(1) Is physically disabled as a result of injuries received while in
the service as set forth in § 35 of the General Business
Law of the State of New York; and
(2) Holds a license granted pursuant to § 32 of the General
Business Law.
H. A wholesaler selling articles to dealers or merchants who have an
established place of business within the Town or their employees while
acting within the scope of their employer and not having another use;
I. A truck gardener or farmer who, himself or through his employees,
sells products of his own farm or garden;
J. A child regularly attending any public or private school within the
County of Rockland.
Unless otherwise exempt under this chapter, all persons desiring
to engage in door-to-door solicitation within the Town, prior to doing
so, shall submit a completed application to the licensing officer
and obtain a certificate.
The licensing officer shall provide a standard application form
for use for the registration of solicitors. Upon request to the licensing
officer, or as otherwise provided, any person or entity may obtain
in person, by mail, or facsimile, a copy of this application form.
Each application form shall require disclosure and reporting by the
applicant of the following information, documentation, and fee:
A. Review of written disclosures. An affirmation that the applicant
has received and reviewed the disclosure information required by this
chapter.
B. Contact information.
(1) Applicant's true, correct and legal name, including any former
names or aliases used during the last 10 years;
(2) Applicant's telephone number, home address and mailing address,
if different;
(3) If different from the applicant, the name, address, and telephone
number of the responsible person or entity; and
(4) The address by which all notices to the applicant required under
this chapter are to be sent.
C. Proof of identity.
(1) An in-person verification by the licensing officer of the applicant's
true identity by use of any of the following which bear a photograph
of said applicant:
(a)
A valid driver's license issued by any state;
(b)
A valid passport issued by the United States;
(c)
A student identification card provided by an educational institution;
(d)
A valid identification card issued by any state; or
(e)
A valid identification issued by a branch of the United States
military.
(2) Upon verification of identity, the original identification submitted
to establish proof of identity shall be returned to the applicant.
D. Proof of registration. The applicant shall provide proof that either
the applicant, or the responsible person or entity, has registered
with all required regulatory authorities;
E. Sales tax number. The applicant shall provide a sales tax number
for either the applicant or for the responsible person or entity for
which the applicant will be soliciting;
F. Marketing information. The applicant shall provide the following:
(1) The goods or services offered by the applicant, including any commonly
known, registered or trademarked names; and
(2) Whether the applicant holds any other licenses, permits, registrations,
or other qualifications required by federal or state law to promote,
provide, or render advice regarding the offered goods or services.
G. BCI background check/report. The applicant shall provide:
(1) An original or a copy of a BCI background check; and
(2) A signed copy of a waiver whereby applicant agrees to allow the Town
to obtain a name/date of birth BCI background check on applicant for
purposes of enforcement of this chapter.
H. Responses to questions regarding disqualifying status. The applicant
shall be required to affirm or deny each of the following statements
on the application form:
(1) Has the applicant been criminally convicted of:
(b)
Physically abusing, sexually abusing, or exploiting a minor;
(c)
The sale or distribution of controlled substances; or
(d)
Sexual assault of any kind.
(2) Are any criminal charges currently pending against the applicant
for:
(b)
Physically abusing, sexually abusing, or exploiting a minor;
(c)
The sale or distribution of controlled substances; or
(d)
Sexual assault of any kind.
(3) Has the applicant been criminally convicted of a felony within the
last 10 years;
(4) Has the applicant been incarcerated in a federal or state prison
within the past five years;
(5) Has the applicant been criminally convicted of a misdemeanor within
the past five years involving a crime of:
(b)
Violent or aggravated conduct involving persons or property.
(6) Has a final civil judgment been entered against the applicant within
the last five years indicating that:
(a)
The applicant had either engaged in fraud or intentional misrepresentation;
or
(b)
That a debt of the applicant was nondischargeable in bankruptcy
pursuant to 11 U.S.C. § 523(a)(2), (a)(4), (a)(6) or (a)(19);
(7) Is the applicant currently on parole or probation to any court, penal
institution, or governmental entity, including being under house arrest
or subject to a tracking device;
(8) Does the applicant have an outstanding arrest warrant from any jurisdiction;
or
(9) Is the applicant currently subject to a protective order based on
physical or sexual abuse issued by a court of competent jurisdiction.
I. Fee. The applicant shall pay such annual certificate fees as determined
from time to time by resolution of the Town Board, which shall not
exceed the reasonable cost of processing the application and issuing
the certificate and/or identification badge. A disabled veteran, who
was honorably discharged and holds a peddler's license pursuant
to §§ 32 and 35 of the General Business Law, shall
not be required to pay any license fee whatever but shall be required
to register with the Town Clerk.
J. Execution of application. The applicant shall execute the application
form, stating upon oath or affirmation, under penalty of perjury,
that based on the present knowledge and belief of the applicant, the
information provided is complete, truthful and accurate.
The application form shall be accompanied by written disclosures
notifying the applicant of the following:
A. The applicant's submission of the application authorizes the
Town to verify information submitted with the completed application
including:
(2) The applicant's and/or responsible person or entity's state
tax identification and special use tax numbers, if any;
(3) The validity of the applicant's proof of identity.
B. The Town may consult any publicly available sources for information
on the applicant, including but not limited to databases for any outstanding
warrants, protective orders, or civil judgments;
C. Establishing proof of identity is required before registration is
allowed;
D. Identification of the fee amount that must be submitted by applicant
with a completed application;
E. The applicant must submit a BCI background check with a completed
application;
F. To the extent permitted by state and/or federal law, the applicant's
BCI background check shall remain a confidential, protected, private
record not available for public inspection;
G. The Town will maintain copies of the applicant's application
form, proof of identity, and identification badge. These copies will
become public records available for inspection on demand at the Town
offices whether or not a certificate is denied, granted, or renewed;
H. The criteria for disqualifying status, denial, or suspension of a
certificate under the provisions of this chapter;
I. That a request for a temporary certificate will be granted or denied
the same business day that a completed application is submitted.
The licensing officer shall not begin the registration process
unless the applicant has submitted a completed application. The original
identification submitted to establish proof of identity shall be returned
after the licensing officer verifies the applicant's identity.
A copy of the identification may be retained by the licensing officer.
If an original BCI background check is submitted by the applicant,
the licensing officer shall make a copy of the BCI and return the
original to the applicant.
The licensing officer shall review the completed application
submitted by the applicant and issue a certificate in accordance with
the following:
A. Temporary certificate.
(1) A temporary certificate may be issued allowing the applicant to immediately
begin door-to-door solicitation upon the following conditions:
(a)
Applicant's submission of a completed application;
(b)
Applicant's submission of the required fee;
(c)
Applicant establishes proof of identity;
(d)
The applicant's representations on the application form
do not affirmatively show a disqualifying status;
(e)
The BCI report does not affirmatively show a disqualifying status;
and
(f)
The applicant has not previously been denied a certificate by
the Town or had a certificate revoked for grounds that still constitute
a disqualifying status under this chapter.
(2) A temporary certificate will automatically expire after 25 calendar
days from issuance, or upon grant or denial of an annual certificate,
whichever period is shorter.
B. Annual certificate. Within 25 calendar days of the date the applicant
has submitted a completed application the Town shall:
(1) Take any and all actions it deems appropriate to verify the truthfulness
and completeness of the information submitted by the applicant, including
but not limited to those disclosed with the application form.
(2) Issue written notice to the applicant and the responsible person
or entity, if any, that the applicant either:
(a)
Will be issued an annual certificate, eligible for renewal one
year from the date of issuance of the temporary certificate; or
(b)
Will not be issued an annual certificate for reasons cited in §
159-16.
C. Renewal certificate. An annual certificate shall be valid for one year from the date of issuance of the annual certificate and shall expire at midnight on the anniversary date of issuance. Any annual certificate that is not suspended, revoked, or expired may be renewed upon the request of the registered solicitor and the submission of a new completed application and payment of the fee, unless any of the conditions for the denial, suspension or revocation of a certificate are present as set forth in §
159-16 or a disqualifying status is present.
The licensing officer shall maintain and make available for
public inspection a copy or record of every completed application
received and the certificate or written denial issued by the Town.
The applicant's BCI background check shall remain a confidential,
protected, private record not available for public inspection. The
licensing officer may furnish to the head of the Town's law enforcement
agency a listing of all applicants, those denied, and those issued
a certificate.
Certificates shall be issued only in the name of the applicant
and shall list the responsible party or entity, if any. The certificate
shall be nontransferable. A registered solicitor desiring to facilitate
or attempt to facilitate home solicitation sales with different: (A)
goods or services; or (B) responsible person or entity, from those
designated in the originally submitted completed application, shall
submit a written change request to the licensing officer. A new certificate
based on the amended information may be issued for the balance of
time remaining on the solicitor's previous certificate before
the amendment was filed. Before the new certificate is approved, the
registered solicitor shall obtain a revised identification badge from
the Town, after payment of the fee for the identification badge.
An applicant or registered solicitor whose certificate has been
denied or suspended shall have the right to appeal to the Town Board
or its designee. Any appeal must be submitted by either the applicant,
the responsible person or entity, or legal counsel for either who:
(A) documents the relationship with the applicant or responsible person
or entity; or (B) is licensed or authorized by the state of New York
to do so, and makes the assertion of an agency relationship. The following
procedures and requirements shall apply:
A. Any appeal must be submitted in writing to the Town Clerk with a
copy to the license officer within 10 business days of the decision
from which the appeal is taken. Such appeal shall describe in detail
the nature of the appeal, the action complained of and the grounds
for appeal.
B. Upon request of the applicant or registered solicitor, within one
business day, the Town will make available any information upon which
it relied in making the determination to either deny or suspend the
certificate.
C. The appeals officer shall review, de novo, all written information
submitted by the applicant or registered solicitor to the licensing
officer, any additional information relied upon by the licensing officer
as the basis for denial, suspension or revocation, and any additional
information supplied by the Town, applicant or registered solicitor.
Any additional information submitted by any party to the appeal to
the appeals officer shall be simultaneously submitted to the opposing
party. If desired, any party shall have three business days to submit
rebuttal documentation to the appeals officer regarding the additional
information submitted by the opposing party.
D. The appeals officer will render a decision no later than 15 calendar days from the date the appeal was taken, unless an extension of time is agreed upon by the parties. In the event that any party to the appeal submits rebuttal information as allowed in Subsection
C of this section, the 15 calendar days shall be extended to include the additional three days for rebuttal.
(1) The denial or suspension of the certificate shall be reversed by
the appeals officer if, upon review of the written appeal and information
submitted, the appeals officer finds that the licensing officer made
a material mistake of law or fact in denying or suspending the applicant
or registered solicitor's certificate.
(2) If the written appeal and information submitted indicates that the
licensing officer properly denied or suspended the certificate of
the applicant or registered solicitor, the denial or suspension of
the certificate shall be affirmed and constitute a determination that
the suspended certificate is revoked.
(3) The decision of the appeals officer shall be delivered to the applicant
or registered solicitor by the means designated in the completed application,
or as otherwise agreed upon when the appeal was filed.
E. After the ruling of the appeals officer, the applicant or solicitor
is deemed to have exhausted all administrative remedies with the Town.
F. Nothing herein shall impede or interfere with the applicant's,
solicitor's, or Town's right to seek relief in a court of
competent jurisdiction.
It shall be unlawful for any person, whether licensed or not,
to solicit at a residence before 9:00 a.m. or after 7:00 p.m., unless
the solicitor has express prior written permission from the resident
to do so.
In any home solicitation sale, unless the buyer requests the
solicitor in writing to provide goods or services without delay, the
seller or solicitor shall present to the buyer and obtain buyer's
signature to a written statement which informs the buyer of the right
to cancel within 10 business days after signing an agreement to purchase.
Such notice of "buyer's right to cancel" shall be in the form
required by the Town.
Any person who violates any term or provision of this chapter
shall be guilty of a violation and upon conviction shall be punished
by a minimum fine of $2,500 to a maximum fine of $5,000 in the first
offense, a minimum fine of $5,000 to a maximum fine of $7,500 for
a conviction for a second offense within two years of a prior conviction,
and a minimum fine of $7,500 to a maximum fine of $10,000 for a conviction
for a third offense within two years of a prior conviction, and/or
a jail sentence of not to exceed 15 days.
Nothing in this chapter shall be construed to preempt any provision
of state or federal law. Should any courts of this state declare any
provision of this chapter unconstitutional, or unauthorized, or in
conflict with any other section or provision of this chapter, then
such determination shall affect only that specific section or provision
so declared to be unconstitutional or unauthorized and shall not affect
any other section or part of this chapter.