As used in this chapter, the following terms shall have the
meanings indicated:
BOARD
The Town Board and any other Town administrative board (e.g.,
Planning Board, Zoning Board of Appeals), commission or agency, but
shall not include any ad hoc or temporary board, committee or body
which is established to provide advisory services to the Town but
with no power to commit the Town to any particular course of action.
CODE
This Code of Ethics.
CONFIDENTIAL INFORMATION
Knowledge or information imparted or made available to a
Town officer or employee while in the conduct of Town duties, which
knowledge or information is not generally public.
DISCRETION and DISCRETIONARY
Refers to those actions or decisions performed in a manner
that allows for the exercise of judgment, as opposed to ministerial
acts, which must be performed in a manner prescribed by law without
the ability to exercise any independent judgment as to the propriety
of the action.
EMPLOYEE
Any person that receives a salary or wage from the Town of
Coeymans.
INTEREST
A direct or indirect financial or material benefit, but does
not include any benefit arising from the provision or receipt of any
services generally available to the residents or taxpayers of the
municipality, or an area of the municipality, or a lawful class of
such residents or taxpayers. A municipal officer or employee is deemed
to have an interest in any private organization when he or she, his
or her spouse, or a member of his or her household is an owner, partner,
member, director, officer or employee, or directly or indirectly owns
or controls more than 5% of the organization's outstanding stock.
OFFICE IN A POLITICAL PARTY
The Chairman, Vice Chairman, Secretary or Treasurer, or any
other elected or appointed officeholder of a political party, but
shall not include committee members.
OFFICER
Any paid or unpaid official of the Town of Coeymans, including,
but not limited to, all elected officers, anyone required to file
an oath of office pursuant to § 25 of the Town Law, and
any member of a Town administrative board, commission, committee or
agency, as well as any department head or other person serving in
a similar or like capacity.
RELATIVE
A spouse, parent, stepparent, sibling, stepsibling, sibling's
spouse, child, stepchild, uncle, aunt, nephew, niece, first cousin,
or household member of a municipal officer or employee, and individuals
having any of these relationships to the spouse of the officer or
employee.
This Code of Ethics applies to the officers and employees of
the Town of Coeymans and shall supersede any prior municipal Code
of Ethics. The provisions of this Code of Ethics shall apply in addition
to all applicable state and local laws relating to conflicts of interest
and ethics, including, but not limited to, Article 18 of the General
Municipal Law and all rules, regulations, policies and procedures
of the Town of Coeymans.
Every officer or employee of the Town of Coeymans shall be subject
to and abide by the following standards of conduct:
A. Prohibition on use of municipal position for personal or private
gain. No municipal officer or employee shall use his or her municipal
position or official powers and duties to knowingly secure a financial
or material benefit for himself or herself, a relative, or any private
organization in which he or she is deemed to have an interest.
B. Disclosure of interest in legislation and other matters.
(1) Whenever a matter requiring the exercise of discretion comes before
a municipal officer or employee, either individually or as a member
of a board, and disposition of the matter could result in a direct
or indirect financial or material benefit to himself or herself, a
relative, or any private organization in which he or she is deemed
to have an interest, the municipal officer or employee shall disclose,
in writing, the nature of the interest.
(2) The disclosure shall be made when the matter requiring disclosure
first comes before the municipal officer or employee or when the municipal
officer or employee first acquires knowledge of the interest requiring
disclosure, whichever is earlier.
(3) In the case of a person serving in an elective office, the disclosure
shall be filed with the governing board of the municipality. In all
other cases, the disclosure shall be filed with the person's
supervisor, or, if the person does not have a supervisor, the disclosure
shall be filed with the municipal officer, employee or board having
the power to appoint to the person's position. In addition, in
the case of a person serving on a municipal board, a copy of the disclosure
shall be filed with the board. In addition, all disclosures shall
be made to the Ethics Board, the Town Board and the Town Clerk.
C. Recusal and abstention.
(1) No municipal officer or employee may participate in any decision
or take any official action with respect to any matter requiring the
exercise of discretion, including deliberating and voting on the matter,
when he or she knows or has reason to know that the action could confer
a direct or indirect financial or material benefit on himself or herself,
a relative, or any private organization in which he or she is deemed
to have an interest.
(2) In the event that this section prohibits a municipal officer or employee
from exercising or performing a power or duty:
(a)
If the power or duty is vested in a municipal officer as a member
of a board, then the power or duty shall be exercised or performed
by the other members of the board; or
(b)
If the power or duty is vested in a municipal officer individually,
then the power or duty shall be exercised or performed by his or her
deputy or, if the officer does not have a deputy, the power or duty
shall be performed by another person to whom the officer may lawfully
delegate the function; or
(c)
If the power or duty is vested in a municipal employee, he or
she must refer the matter to his or her immediate supervisor, and
the immediate supervisor shall designate another person to exercise
or perform the power or duty.
D. Prohibition inapplicable; disclosure, recusal and abstention not
required.
(1) This code's prohibition on use of a municipal position (§
16-4A), disclosure requirements (§
16-4B), and requirements relating to recusal and abstention (§
16-4C) shall not apply with respect to the following matters:
(a)
Adoption of the municipality's annual budget;
(b)
Any matter requiring the exercise of discretion that directly
affects any of the following groups of people or a lawful class of
such groups:
[1]
All municipal officers or employees;
[2]
All residents or taxpayers of the municipality or an area of
the municipality; or
(c)
Any matter that does not require the exercise of discretion.
(2) Recusal and abstention shall not be required with respect to any
matter:
(a)
Which comes before a board when a majority of the board's total membership would otherwise be prohibited from acting by §
16-4C of this code;
(b)
Which comes before a municipal officer when the officer would be prohibited from acting by §
16-4C of this code, and the matter cannot be lawfully delegated to another person.
E. Investments in conflict with official duties.
(1) No municipal officer or employee may acquire the following investments:
(a)
Investments that can be reasonably expected to require more than sporadic recusal and abstention under §
16-4C of this code; or
(b)
Investments that would otherwise impair the person's independence
of judgment in the exercise or performance of his or her official
powers and duties.
(2) This section does not prohibit a municipal officer or employee from
acquiring any other investments or the following assets:
(a)
Real property located within the municipality and used as his
or her personal residence;
(b)
Less than 5% of the stock of a publicly traded corporation;
or
(c)
Bonds or notes issued by the municipality and acquired more
than one year after the date on which the bonds or notes were originally
issued.
F. Personal representations and claims permitted. This code shall not
be construed as prohibiting a municipal officer or employee from:
(1) Representing himself or herself or his or her spouse or minor children
before the municipality; or
(2) Asserting a claim against the municipality on his or her own behalf,
or on behalf of his or her spouse or minor children.
G. Use of municipal resources.
(1) Municipal resources shall be used for lawful municipal purposes.
Municipal resources include, but are not limited to, municipal personnel
and the municipality's money, vehicles, equipment, materials,
supplies or other property.
(2) No municipal officer or employee may use or permit the use of municipal
resources for personal or private purposes, but this provision shall
not be construed as prohibiting:
(a)
Any use of municipal resources authorized by law or municipal
policy;
(b)
The use of municipal resources for personal or private purposes
when provided to a municipal officer or employee as part of his or
her compensation; or
(c)
The occasional and incidental use during the business day of
municipal telephones and computers for necessary personal matters
such as family care and changes in work schedule or other such occasional
and incidental uses of resources as permitted by written Town policy
approved by the Town Board.
(3) No municipal officer or employee shall cause the municipality to
spend more than is reasonably necessary for transportation, meals
or lodging in connection with official travel.
H. Interests in contracts.
(1) No municipal officer or employee may have an interest in a contract
that is prohibited by § 801 of the General Municipal Law.
(2) Every municipal officer and employee shall disclose interests in
contracts with the municipality at the time and in the manner required
by § 803 of the General Municipal Law.
I. Nepotism. Except as otherwise required by law:
(1) No municipal officer or employee, either individually or as a member
of a board, may participate in any decision whether to appoint, hire,
promote, discipline or discharge a relative for any position for or
within the Town of Coeymans.
(2) No municipal officer or employee may directly supervise a relative
in the performance of the relative's official powers or duties.
(3) Nothing contained herein shall prevent those Town officers and Town
employees who, as of the effective date of this Code of Ethics, currently
serve the Town from continuing to do so. Those persons shall be grandfathered
in. Additionally, for such grandfathered individuals, the performance
review, job duties or assignments and awards of overtime are subject
to annual review by the Director of Human Resources, and in the event
that problems are identified, they may be referred to the Town Board.
(4) Whenever a known relative of a Town officer or employee would be
approved for seasonal or other employment with the Town, the appointment
will be forwarded to the Human Resources Department for final review
to assure compliance with the Town's current hiring guidelines.
J. Political solicitations.
(1) No municipal officer or employee shall directly or indirectly use
his or her official authority to compel or induce another municipal
officer or employee to make or promise to make any political contribution,
whether by gift of money, service or other thing of value.
(2) No municipal officer or employee may act or decline to act in relation
to appointing, hiring or promoting, discharging, disciplining or in
any manner changing the official rank, status or compensation of any
current municipal officer or employee, or an applicant for a position
as a municipal officer or employee, on the basis of the giving or
withholding of, or neglecting to make, any contribution of money or
service or any other valuable thing for any political purpose.
(3) No employee shall engage in political campaign activities during
his or her assigned working hours.
(4) No Town officer or employee shall use Town resources for any political
campaign or political activities.
K. Confidential information. No municipal officer or employee who acquires
confidential information in the course of exercising or performing
his or her official powers or duties may disclose or use such information
unless the disclosure or use is required by law or in the course of
exercising or performing his or her official powers and duties.
L. Gifts.
(1) No municipal officer or employee shall solicit, accept or receive
a gift of any value.
(2) This section does not prohibit accepting or receiving gifts which
meet any of the following criteria:
(a)
Gifts made to the municipality;
(b)
Gifts from a person with a family or personal relationship with
the officer or employee when the circumstances make it clear that
the personal relationship, rather than the recipient's status
as a municipal officer or employee, is the primary motivating factor
for the gift;
(c)
Gifts given on special occasions, including marriage, illness
or retirement, which are modest, reasonable and customary;
(d)
Unsolicited advertising or promotional material of little intrinsic
value, such as pens, pencils, notepads and calendars;
(e)
Awards and plaques having no resale value which are publicly
presented in recognition of service as a municipal officer or employee
or other service to the community;
(f)
Meals and refreshments provided when a municipal officer or
employee is a speaker or participant at a professional or educational
conference, program or meeting related to his or her job or office,
and the meals and refreshments are made available to all participants;
or
(g)
Contributions to political candidates or parties.
Any municipal officer or employee who violates this code may
be censured, fined or suspended or removed from office or employment
in the manner provided by law.