[HISTORY: Adopted by the Mayor and Council of the Town of Sykesville 7-9-2012 by Ord. No. 282.[1] Amendments noted where applicable.]
[1]
Editor's Note: This ordinance also repealed former Ch. 12, Ethics, adopted 3-13-1989 by Ord. No. 165, as amended.
[Amended 10-26-2020 by Ord. No. 2020-08]
A. 
The provisions of this chapter apply to all Town elected officials, employees, and appointees to boards and commissions of the Town except as otherwise expressly provided herein.
B. 
In this chapter, the following terms have the meanings indicated:
BUSINESS ENTITY
(1) 
A corporation, general or limited partnership, sole proprietorship, joint venture, unincorporated association or firm, institution, trust, foundation, or other organization, whether or not operated for profit.
(2) 
"Business entity" does not include a governmental entity.
COMPENSATION
Any money or thing of value, regardless of form, received or to be received by any individual covered by this chapter from an employer for service rendered.
DESIGNATED SECOND HOME
(1) 
If an individual owns one second home, the individual's second home; or
(2) 
If an individual owns more than one second home, any one second home the individual identifies to the Commission as the individual's designated second home.
DOING BUSINESS WITH
(1) 
Having or negotiating a contract that involves the commitment, either in a single or combination of transactions, of $5,000 or more of Town-controlled funds; or
(2) 
Being regulated by or otherwise subject to the authority of the Town.
ELECTED OFFICIAL
(1) 
Any individual who holds an elective office of the Town.
(2) 
"Elected official" does not include the Sheriff, State's Attorney, Register of Wills, or Clerk of the Court.
EMPLOYEE
An individual who is employed by the Town.
(1) 
"Employee" does not include an elected local official.
(2) 
"Employee" does not include an employee of:
(a) 
The offices of the Sheriff, State's Attorney, Register of Wills, or Clerk of the Court;
(b) 
The County Health Department; or
(c) 
The County Department of Social Services.
ETHICS COMMISSION
The Town Ethics Commission as established by this chapter.
FINANCIAL INTEREST
(1) 
Ownership of any interest as the result of which the owner has received, within the past three years, or is presently receiving, or in the future is entitled to receive, more than $1,000 per year; or
(2) 
Ownership, or the ownership of securities of any kind representing or convertible into ownership, of more than 3% of a business entity by a Town official or employee, or the spouse of an official or employee.
GIFT
(1) 
The transfer of anything of economic value, regardless of the form, without adequate and lawful consideration.
(2) 
"Gift" does not include a contribution as defined in the Election Law Article, Annotated Code of Maryland.
HOME ADDRESS
The address of an individual's:
(1) 
Principal home; and
(2) 
Designated second home, if any.
IMMEDIATE FAMILY
A spouse and dependent children.
INTEREST
A legal or equitable economic interest, whether or not subject to an encumbrance or a condition, that is owned or held, in whole or in part, jointly or severally, directly or indirectly.
(1) 
For purposes of § 12-4 of this chapter, "interest" includes any interest held at any time during the reporting period.
(2) 
"Interest" does not include:
(a) 
An interest held in the capacity of a personal agent, custodian, fiduciary, personal representative, or trustee, unless the holder has an equitable interest in the subject matter;
(b) 
An interest in a time or demand deposit in a financial institution;
(c) 
An interest in an insurance policy, endowment policy, or annuity contract under which an insurer promises to pay a fixed amount of money either in a lump sum or periodically for life or a specified period;
(d) 
A common trust fund or a trust which forms part of a pension or profit-sharing plan which has more than 25 participants and which has been determined by the Internal Revenue Service to be a qualified trust under the Internal Revenue Code;
(e) 
A college savings plan under the Internal Revenue Code; or
(f) 
A mutual fund or exchange-traded fund that is publicly traded on a national scale unless the mutual fund or exchange-traded fund is composed primarily of holdings of stocks and interests in a specific sector or area that is regulated by the individual's governmental unit.
OFFICIAL
An elected official, an employee of the Town, or a person appointed to or employed by the Town or any Town agency, board, commission, or similar entity:
(1) 
Whether or not paid in whole or in part with Town funds; and
(2) 
Whether or not compensated.
PERSON
Includes an individual or business entity.
PRINCIPAL HOME
The sole residential property that an individual occupies as the individual's primary residence, whether owned or rented by the individual.
QUALIFIED RELATIVE
A spouse, parent, child, brother, or sister.
QUASI-GOVERNMENTAL ENTITY
An entity that is created by state statute, that performs a public function, and that is supported in whole or in part by the state but is managed privately.
[Added 11-28-2022 by Ord. No. 2022-07]
SECOND HOME
A residential property that:
(1) 
An individual occupies for some portion of the filing year; and
(2) 
Is not a rental property or a time share.
A. 
The Ethics Commission shall consist of three members, to be appointed by the Mayor.
B. 
The Ethics Commission shall:
(1) 
Devise, receive, and maintain all forms required by this chapter;
(2) 
Develop procedures and policies for advisory opinion requests and provide published advisory opinions to persons subject to this chapter regarding the applicability of the provisions of this chapter to them;
(3) 
Develop procedures and policies for the processing of complaints to make appropriate determinations regarding complaints filed by any person alleging violations of this chapter; and
(4) 
Conduct a public information program regarding the purposes and application of this chapter.
C. 
The Town Attorney shall advise the Ethics Commission.
D. 
The Ethics Commission shall certify to the State Ethics Commission on or before October 1 of each year that the Town is in compliance with the requirements of State Government Article, Title 15, Subtitle 8, Annotated Code of Maryland, for elected local officials.
E. 
The Ethics Commission shall determine if changes to this chapter are required to be in compliance with the requirements of State Government Article, Title 15, Subtitle 8, Annotated Code of Maryland, and shall forward any recommended changes and amendments to the Town Council for enactment.
F. 
The Ethics Commission may adopt other policies and procedures to assist in the implementation of the Ethics Commission's programs established in this chapter.
A. 
In this section, "qualified relative" means a spouse, parent, child, or sibling.
B. 
All Town-elected officials, officials appointed to Town boards and commissions subject to this chapter, and employees are subject to this section.
C. 
Participation prohibitions. Except as permitted by Ethics Commission regulation or opinion, an official or employee may not participate in:
(1) 
Except in the exercise of an administrative or ministerial duty that does not affect the disposition or decision of the matter, any matter in which, to the knowledge of the official or employee, the official or employee, or a qualified relative of the official or employee has an interest.
(2) 
Except in the exercise of an administrative or ministerial duty that does not affect the disposition or decision with respect to the matter, any matter in which any of the following is a party:
(a) 
A business entity in which the official or employee has a direct financial interest of which the official or employee may reasonably be expected to know;
(b) 
A business entity for which the official, employee, or a qualified relative of the official or employee is an officer, director, trustee, partner, or employee;
(c) 
A business entity with which the official or employee or, to the knowledge of the official or employee, a qualified relative is negotiating employment or has any arrangement concerning prospective employment;
(d) 
If the contract reasonably could be expected to result in a conflict between the private interest of the official or employee and the official duties of the official or employee, a business entity that is a party to an existing contract with the official or employee, or which, to the knowledge of the official or employee, is a party to a contract with a qualified relative;
(e) 
An entity, doing business with the Town, in which a direct financial interest is owned by another entity in which the official or employee has a direct financial interest, if the official or employee may be reasonably expected to know of both direct financial interests; or
(f) 
A business entity that:
[1] 
The official or employee knows is a creditor or obligee of the official or employee or a qualified relative of the official or employee with respect to a thing of economic value; and
[2] 
As a creditor or obligee, is in a position to directly and substantially affect the interest of the official or employee or a qualified relative of the official or employee.
(3) 
A person who is disqualified from participating under Subsection C(1) and (2) of this section shall disclose the nature and circumstances of the conflict and may participate or act if:
(a) 
The disqualification leaves a body with less than a quorum capable of acting;
(b) 
The disqualified official or employee is required by law to act; or
(c) 
The disqualified official or employee is the only person authorized to act.
(4) 
The prohibitions of Subsection C(1) and (2) of this section do not apply if participation is allowed by regulation or opinion of the Ethics Commission.
D. 
Employment and financial interest restrictions.
(1) 
Except as permitted by regulation of the Ethics Commission when the interest is disclosed or when the employment does not create a conflict of interest or appearance of conflict, an official or employee may not:
(a) 
Be employed by or have a financial interest in any entity:
[Amended 11-28-2022 by Ord. No. 2022-07]
[1] 
Subject to the authority of the official or employee; or
[2] 
That is negotiating or has entered a contract with the Town.
(b) 
Hold any other employment relationship that would impair the impartiality or independence of judgment of the official or employee.
(2) 
This prohibition does not apply to:
(a) 
An official or employee who is appointed to a regulatory or licensing authority pursuant to a statutory requirement that persons subject to the jurisdiction of the authority be represented in appointments to the authority;
(b) 
Subject to other provisions of law, a member of a board or commission in regard to a financial interest or employment held at the time of appointment, provided the financial interest or employment is publicly disclosed to the appointing authority and the Ethics Commission;
(c) 
An official or employee whose duties are ministerial, if the private employment or financial interest does not create a conflict of interest or the appearance of a conflict of interest, as permitted by and in accordance with regulations adopted by the Ethics Commission; or
(d) 
Employment or financial interests allowed by regulation of the Ethics Commission if the employment does not create a conflict of interest or the appearance of a conflict of interest or the financial interest is disclosed.
E. 
Post-employment limitations and restrictions.
(1) 
A former official or employee may not assist or represent any party other than the Town for compensation in a case, contract, or other specific matter involving the Town if that matter is one in which the former official or employee significantly participated as an official or employee.
(2) 
Until the conclusion of the next regular session that begins after the elected official leaves office, a former elected official shall not assist or represent another party for compensation in a matter that is the subject of legislative action.
[Amended 10-26-2020 by Ord. No. 2020-08]
F. 
Contingent compensation. Except in a judicial or quasi-judicial proceeding, an official or employee may not assist or represent a party for contingent compensation in any matter before or involving the Town.
[Amended 1-28-2012 by Ord. No. 286]
G. 
Use of prestige of office.
(1) 
An official or employee may not intentionally use the prestige of office or public position for the private gain of that official or employee or the private gain of another.
(2) 
This subsection does not prohibit the performance of usual and customary constituent services by an elected local official without additional compensation.
(3) 
By way of example and not of limitation, the following conduct is prohibited by this subsection:
[Added 10-26-2020 by Ord. No. 2020-08]
(a) 
An official shall not directly or indirectly initiate a solicitation for a person to retain the compensated services of a particular regulated lobbyist or lobbying firm.
(b) 
An official, other than an elected official, or employee shall not use public resources or the title of the official or employee to solicit a contribution as that term is defined in the Election Law Article of the Maryland Code.
(c) 
An elected official shall not use public resources to solicit a contribution as that term is defined in the Election Law Article of the Maryland Code.
H. 
Solicitation and acceptance of gifts.
(1) 
An official or employee may not solicit any gift.
(2) 
An official or employee may not directly solicit or facilitate the solicitation of a gift, on behalf of another person, from an individual regulated lobbyist.
(3) 
An official or employee may not knowingly accept a gift, directly or indirectly, from a person that the official or employee knows or has the reason to know:
(a) 
Is doing business with or seeking to do business with the Town;
[Amended 11-28-2022 by Ord. No. 2022-07]
(b) 
Has financial interests that may be substantially and materially affected, in a manner distinguishable from the public generally, by the performance or nonperformance of the official duties of the official or employee;
(c) 
Is engaged in an activity regulated or controlled by the Town; or[1]
[Amended 11-28-2022 by Ord. No. 2022-07]
[1]
Editor's Note: Former Subsection H(3)(d), pertaining to lobbyists, which immediately followed this subsection, was repealed 1-28-2012 by Ord. No. 286.
(d) 
Is an association or any entity acting on behalf of an association that is engaged only in representing counties or municipal corporations.
[Added 11-28-2022 by Ord. No. 2022-07]
(4) 
Subsection H(5) of this section does not apply to a gift:
(a) 
That would tend to impair the impartiality and the independence of judgment of the official or employee receiving the gift;
(b) 
Of significant value that would give the appearance of impairing the impartiality and independence of judgment of the official or employee; or
(c) 
Of significant value that the recipient official or employee believes or has reason to believe is designed to impair the impartiality and independence of judgment of the official or employee.
(5) 
Notwithstanding Subsection H(3) of this section, an official or employee may accept the following:
(a) 
Meals and beverages consumed in the presence of the donor or sponsoring entity;
(b) 
Ceremonial gifts or awards that have insignificant monetary value;
(c) 
Unsolicited gifts of nominal value that do not exceed $20 in cost or trivial items of informational value;
(d) 
Reasonable expenses for food, travel, lodging, and scheduled entertainment of the official or the employee at a meeting which is given in return for the participation of the official or employee in a panel or speaking engagement at the meeting;
(e) 
Gifts of tickets or free admission extended to an elected local official to attend a charitable, cultural, or political event, if the purpose of this gift or admission is a courtesy or ceremony extended to the elected official's office;
(f) 
A specific gift or class of gift that the Ethics Commission exempts from the operation of this subsection upon a finding, in writing, that acceptance of the gift or class of gifts would not be detrimental to the impartial conduct of the business of the Town and that the gift is purely personal and private in nature;
(g) 
Gifts from a person related to the official or employee by blood or marriage, or any other individual who is a member of the household of the official or employee; or
(h) 
Honoraria for speaking to or participating in a meeting, provided that the offering of the honorarium is not related in any way to the official's or employee's official position.
I. 
Disclosure of confidential information. Other than in the discharge of official duties, an official or employee or former official or employee may not disclose or use confidential information that the official or employee acquired by reason of the official's or employee's public position or former public position and that is not available to the public, for the economic benefit of the official or employee or that of another person.
[Amended 11-28-2022 by Ord. No. 2022-07]
J. 
Participation in procurement.
[Amended 11-28-2022 by Ord. No. 2022-07]
(1) 
An individual or a person that employs an individual who assists the Town in the drafting of specifications, an invitation for bids, or a request for proposals for a procurement may not submit a bid or proposal for that procurement or assist or represent another person, directly or indirectly, who is submitting a bid or proposal for the procurement.
(2) 
The Ethics Commission may establish exemptions from the requirements of this section for providing descriptive literature, sole source procurements, and written comments solicited by the Town.
K. 
An official or employee may not retaliate against an individual for reporting or participating in an investigation of a potential violation of the local ethics law or ordinance.
[Added 11-28-2022 by Ord. No. 2022-07]
A. 
This section applies to all local elected officials and candidates to be local elected officials.
(1) 
Except as provided in Subsection B of this section, a local elected official or a candidate to be a local elected official shall file the financial disclosure statement required wider this section:
(a) 
On a form provided by the Ethics Commission;
(b) 
Under oath or affirmation; and
(c) 
With the Ethics Commission.
(2) 
Deadlines for filing statements.
(a) 
An incumbent local elected official shall file a financial disclosure statement annually no later than April 30 of each year for the preceding calendar year.
(b) 
An individual who is appointed to fill a vacancy in an office for which a financial disclosure statement is required and who has not already filed a financial disclosure statement shall file a statement for the preceding calendar year within 30 days after appointment.
(c) 
An individual who, other than by reason of death, leaves an office for which a statement is required shall file a statement within 60 days after leaving the office.
[1] 
The statement shall cover:
[a] 
The calendar year immediately preceding the year in which the individual left office, unless a statement covering that year has already been filed by the individual; and
[b] 
The portion of the current calendar year during which the individual held the office.
B. 
Candidates to be local elected officials.
(1) 
Except for an official who has filed a financial disclosure statement under another provision of this section for the reporting period, a candidate to be an elected local official shall file a financial disclosure statement each year beginning with the year in which the certificate of candidacy is filed through the year of the election.
(2) 
A candidate to be an elected local official shall file a statement required under this section:
(a) 
In the year the certificate of candidacy is filed, no later than the filing of the certificate of candidacy;
(b) 
In the year of the election, on or before the earlier of April 30 or the last day for the withdrawal of candidacy; and
(c) 
In all other years for which a statement is required, on or before April 30.
(3) 
A candidate to be an elected official:
(a) 
May file the statement required under § 12-4B(2)(a) of this chapter with the Town Clerk or Board of Election Supervisors with the certificate of candidacy or with the Ethics Commission prior to filing the certificate of candidacy; and
(b) 
Shall file the statement required under § 12-4B(2)(b) and (c) with the Ethics Commission.
(4) 
If a candidate fails to file a statement required by this section when due, the Town Clerk or Board of Election Supervisors shall give the candidate written notice of the overdue statement. If the overdue statement is not filed within eight days after written notice of the failure to file is provided by the Town Clerk or Board of Election Supervisors, the candidate is deemed to have withdrawn the candidacy.
[Amended 10-26-2020 by Ord. No. 2020-08]
(5) 
The Town Clerk or Board of Election Supervisors may not accept any certificate of candidacy unless a statement has been filed in proper form.
(6) 
Within 30 days of the receipt of a statement required under this section, the Town Clerk or Board of Election Supervisors shall forward the statement to the Ethics Commission or the office designated by the Ethics Commission.
C. 
Public record.
(1) 
The Ethics Commission or office designated by the Ethics Commission shall maintain all financial disclosure statements filed under this section.
(2) 
Financial disclosure statements shall be made available during normal office hours for examination and copying by the public subject to reasonable fees and administrative procedures established by the Ethics Commission.
(3) 
If an individual examines or copies a financial disclosure statement, the Ethics Commission or the office designated by the Ethics Commission shall record:
(a) 
The name and home address of the individual reviewing or copying the statement; and
(b) 
The name of the person whose financial disclosure statement was examined or copied.
(4) 
Upon request by the official or employee whose financial disclosure statement was examined or copied, the Ethics Commission or the office designated by the Ethics Commission shall provide the official with a copy of the name and home address of the person who reviewed the official's financial disclosure statement.
(5) 
For statements filed after January 1, 2019, the Ethics Commission or the office designated by the Ethics Commission shall not provide public access to an individual's home address that the individual has designated as the individual's home address.
[Added 10-26-2020 by Ord. No. 2020-08]
(6) 
The Commission or the office designated by the Commission shall not provide public access to information related to consideration received from:
[Added 11-28-2022 by Ord. No. 2022-07]
(a) 
The University of Maryland Medical System;
(b) 
A governmental entity of the state or a local government in the State; or
(c) 
A quasi-governmental entity of the state or a local government in the state.
D. 
Retention requirements. The Ethics Commission or the office designated by the Ethics Commission shall retain financial disclosure statements for four years from the date of receipt.
E. 
Contents of statement.
(1) 
Interests in real property.
(a) 
A statement filed under this section shall include a schedule of all interests in real property wherever located.
(b) 
For each interest in real property, the schedule shall include:
[1] 
The nature of the property and the location by street address, mailing address, or legal description of the property;
[2] 
The nature and extent of the interest held, including any conditions and encumbrances on the interest;
[3] 
The date when, the manner in which, and the identity of the person from whom the interest was acquired;
[4] 
The nature and amount of the consideration given in exchange for the interest or, if acquired other than by purchase, the fair market value of the interest at the time acquired;
[5] 
If any interest was transferred, in whole or in part, at any time during the reporting period, a description of the interest transferred, the nature and amount of the consideration received for the interest, and the identity of the person to whom the interest was transferred; and
[6] 
The identity of any other person with an interest in the property.
(2) 
Interests in corporations and partnerships.
(a) 
A statement filed under this section shall include a schedule of all interests in any corporation, partnership, limited liability partnership, or limited liability corporation, regardless of whether the corporation or partnership does business with the Town.
(b) 
For each interest reported under this subsection, the schedule shall include:
[1] 
The name and address of the principal office of the corporation, partnership, limited liability partnership, or limited liability corporation;
[2] 
The nature and amount of the interest held, including any conditions and encumbrances on the interest;
[3] 
With respect to any interest transferred, in whole or in part, at any time during the reporting period, a description of the interest transferred, the nature and amount of the consideration received for the interest, and, if known, the identity of the person to whom the interest was transferred; and
[4] 
With respect to any interest acquired during the reporting period:
[a] 
The date when, the manner in which, and the identity of the person from whom the interest was acquired; and
[b] 
The nature and the amount of the consideration given in exchange for the interest or, if acquired other than by purchase, the fair market value of the interest at the time acquired.
(c) 
An individual may satisfy the requirement to report the amount of the interest held under Subsection E(2)(b)[2] by reporting, instead of a dollar amount:
[1] 
For an equity interest in a corporation, the number of shares held and, unless the corporation's stock is publicly traded, the percentage of equity interest held; or
[2] 
For an equity interest in a partnership, the percentage of equity interest held.
(3) 
Interests in business entities doing business with Town.
(a) 
A statement filed under this section shall include a schedule of all interests in any business entity that does business with the Town, other than interests reported under Subsection E(2) of this section.
(b) 
For each interest reported under this subsection, the schedule shall include:
[1] 
The name and address of the principal office of the business entity;
[2] 
The nature and amount of the interest held, including any conditions to and encumbrances in the interest;
[3] 
With respect to any interest transferred, in whole or in part, at any time during the reporting period, a description of the interest transferred, the nature and amount of the consideration received in exchange for the interest, and, if known, the identity of the person to whom the interest was transferred; and
[4] 
With respect to any interest acquired during the reporting period:
[a] 
The date when, the manner in which, and the identity of the person from whom the interest was acquired; and
[b] 
The nature and the amount of the consideration given in exchange for the interest or, if acquired other than by purchase, the fair market value of the interest at the time acquired.
(4) 
Gifts.
[Amended 11-28-2022 by Ord. No. 2022-07]
(a) 
A statement filed under this section shall include a schedule of each gift in excess of $20 in value or a series of gifts totaling $100 or more received during the reporting period from or on behalf of, directly or indirectly, any one person who does business with or is regulated by the Town or from an association, or any entity acting on behalf of an association that is engaged only in representing counties or municipal corporations.
(b) 
For each gift reported, the schedule shall include:
[1] 
A description of the nature and value of the gift; and
[2] 
The identity of the person from whom, or on behalf of whom, directly or indirectly, the gift was received.
(5) 
Employment with or interests in entities doing business with the Town.
(a) 
A statement filed under this section shall include a schedule of all offices, directorships, and salaried employment by the individual or member of the immediate family of the individual held at any time during the reporting period with entities doing business with the Town.
(b) 
For each position reported under this subsection the schedule shall include:
[Amended 11-28-2022 by Ord. No. 2022-07]
[1] 
The name and address of the principal office of the business entity; and
[2] 
The title and nature of the office, directorship, or salaried employment and the date it commenced.
(6) 
Indebtedness to entities doing business with the Town.
(a) 
A statement filed under this section shall include a schedule of all liabilities, excluding retail credit accounts, to persons doing business with or regulated by the Town and owed at any time during the reporting period:
[Amended 10-26-2020 by Ord. No. 2020-08; 11-28-2022 by Ord. No. 2022-07]
[1] 
By the individual; or
[2] 
By a member of the immediate family of the individual if the individual was involved in the transaction giving rise to the liability.
(b) 
For each liability reported under this subsection, the schedule shall include:
[1] 
The identity of the person to whom the liability was owed and the date the liability was incurred;
[2] 
The amount of the liability owned as of the end of the reporting period;
[3] 
The terms of payment of the liability and the extent to which the principal amount of the liability was increased or reduced during the year; and
[4] 
The security given, if any, for the liability.
(7) 
A statement filed under this section shall include a schedule of the immediate family members of the individual employed by the Town in any capacity at any time during the reporting period.
(8) 
Sources of earned income.
(a) 
A statement filed under this section shall include a schedule of the name and address of each place of employment and of each business entity of which the individual or a member of the individual's immediate family was a sole or partial owner and from which the individual or member of the individual's family received earned income, at any time during the reporting period.
(b) 
A minor child's employment or business ownership need not be disclosed if the Town does not regulate, exercise authority over, or contract with the place of employment or business entity of the minor child.
[Amended 11-28-2022 by Ord. No. 2022-07]
(9) 
Relationship with University of Maryland Medical System, state or local government, or quasi-governmental entity.
[Added 11-28-2022 by Ord. No. 2022-07[1]]
(a) 
An individual shall disclose the information specified in General Provisions Article § 5-607(j)(1), Annotated Code of Maryland, for any financial or contractual relationship with:
[1] 
The University of Maryland Medical System;
[2] 
A governmental entity of the state or local government in the State; or
[3] 
A quasi-governmental entity of the State or local government in the State.
(b) 
For each financial or contractual relationship reported, the schedule shall include:
[1] 
A description of the relationship;
[2] 
The subject matter of the relationship; and
[3] 
The consideration.
[1]
Editor's Note: This ordinance also renumbered former Subsection E(9) as Subsection E(10).
(10) 
A statement filed under this section may also include a schedule of additional interests or information that the individual making the statement wishes to disclose.
F. 
For the purposes of § 12-4E(1), (2) and (3) of this chapter, the following interests are considered to be interests of the individual making the statement:
[Amended 11-28-2022 by Ord. No. 2022-07]
(1) 
An interest held by a member of the individual's immediate family, if the interest was, at any time during the reporting period, directly or indirectly controlled by the individual.
(2) 
An interest held, at any time during the reporting period, by:
(a) 
A business entity in which the individual held a 10% or greater interest;
(b) 
A business entity described in Subsection F(2)(a) of this section in which the business entity held a 25% or greater interest;
(c) 
A business entity described in Subsection F(2)(b) of this section in which the business entity held a 50% or greater interest; and
(d) 
A business entity in which the individual directly or indirectly, through an interest in one or a combination of other business entities, holds a 10% or greater interest.
(3) 
An interest held by a trust or an estate in which, at any time during the reporting period:
(a) 
The individual held a reversionary interest or was a beneficiary; or
(b) 
If a revocable trust, the individual was a settlor.
G. 
Required information regarding an identified business. An individual who is required to disclose the name of a business under this section shall disclose any other names that the business is trading as or doing business as.
[Added 11-28-2022 by Ord. No. 2022-07[2]]
[2]
Editor's Note: This ordinance also redesignated former Subsection G as Subsection H.
H. 
The Ethics Commission:
(1) 
Shall review the financial disclosure statements submitted under this section for compliance with the provisions of this section and shall notify an individual submitting the statement of any omissions or deficiencies.
(2) 
May take appropriate enforcement action to ensure compliance with this section.
A. 
This section only applies to the following appointed officials and employees:
(1) 
The Treasurer.
(2) 
The Zoning Administrator.
(3) 
The Chief of Police.
(4) 
The Town Manager.
(5) 
Members of the Planning and Zoning Commission.
(6) 
Members of the Board of Zoning Appeals.
(7) 
Members of the Historic District Commission.
(8) 
Town employees and appointed officials holding such positions of responsibility as the Ethics Commission may determine and designate.
B. 
A statement filed under this section shall be filed with the Ethics Commission under oath or affirmation.
C. 
On or before April 30 of each year during which an official or employee holds office, an official or employee shall file a statement disclosing gifts received during the preceding calendar year from any person that contracts with or is regulated by the Town, including the name of the donor of the gift and the approximate retail value at the time or receipt.
D. 
An official or employee shall disclose employment and interests that raise conflicts of interest or potential conflicts of interest in connection with a specific proposed action by the employee or official sufficiently in advance of the action to provide adequate disclosure to the public.
E. 
The Commission shall maintain all disclosure statements filed under this section as public records available for public inspection and copying as provided in § 12-4C and D of this chapter or provide for this in any other way.
[Added 1-28-2012 by Ord. No. 286]
A. 
The Ethics Commission may grant exemption and modifications to the provisions of §§ 12-3 and 12-5 of this chapter to employees and to appointed members of Town Boards and commissions, when the Ethics Commission finds that an exemption or modification would not be contrary to the purposes of this chapter, and the application of this chapter would:
(1) 
Constitute an unreasonable invasion of privacy; and
(2) 
Significantly reduce the availability of qualified persons for public service.
A. 
The Ethics Commission may:
(1) 
Assess a late fee of $2 per day up to a maximum of $250 for a failure to timely file a financial disclosure statement required under §§ 12-4 and 12-5 of this chapter; and
(2) 
Issue a cease-and-desist order against any person found to be in violation of this chapter.
B. 
Upon a finding of a violation of any provision of this chapter, the Ethics Commission may:
(1) 
Issue an order of compliance directing the respondent to cease and desist from the violation;
(2) 
Issue a reprimand; or
(3) 
Recommend to the appropriate authority other appropriate discipline of the respondent, including censure or removal if that discipline is authorized by law.
C. 
Upon request by the Ethics Commission, the Town Attorney may file a petition for injunctive or other relief in the Circuit Court of Carroll County, or in any other court having proper venue for the purpose of requiring compliance with the provisions of this chapter.
(1) 
The court may:
(a) 
Issue an order to cease and desist from the violation;
(b) 
Except as provided in Subsection C(1)(b) of this section, void an official action taken by an official or employee with a conflict of interest prohibited by this chapter when the action arises from or concerns the subject matter of the conflict and if the legal action is brought within 90 days of the occurrence of the official action, if the court deems voiding the action to be in the best interest of the public; or
(c) 
Impose a fine of up to $5,000 for any violation of the provisions of this chapter, with each day upon which the violation occurs constituting a separate offense.
(2) 
A court may not void any official action appropriating public funds, levying taxes, or providing for the issuance of bonds, notes, or other evidences of public obligations.
D. 
In addition to any other enforcement provisions in this chapter, a person who the Commission or a court finds has violated this chapter:
(1) 
Is subject to termination or other disciplinary action; and
(2) 
May be suspended from receiving payment of salary or other compensation pending full compliance with the terms of an order of the Commission or a court.
E. 
A Town official or employee found to have violated this chapter is subject to disciplinary or other appropriate personnel action, including removal from office, disciplinary action, suspension of salary, or other sanction.
F. 
A finding of a violation of this chapter by the Commission is public information.